EMPLOYMENT TUESDAY at BrokeAndBroker

June 25, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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Jun 25Stockbroker TraineeNew HorizonsNew York, NY

We are looking for hard working, driven individuals who have a passion for Sales and Finance. This is an outstanding opportunity to work in the heart of the Financial District in... more


Jun 02Corporate FINRA and Securities Litigation attorney (partner)Law FirmNew York, NY

If you are a corporate securities litigator (commercial/contract FINRA etc..) this opportunity is for you Candidate must be able to interact with clients and demonstrate trust and... more

May 29Senior Risk Specialist, Office of Risk - New York, NY or Washington, DCFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Risk Specialist opening in our New York, NY or Washington, DC office. To... more

May 29Analyst,Public OfferingFinraGaithersburg, MD

The analyst is responsible for reviewing and analyzing registration statements, underwriting documents, and complex transactions often under severe time pressure. This is a... more

May 29Enterprise ArchitectFinraNew York, NY

FINRA is seeking a well qualified individual for our Enterprise Architect opening in New York, NY or Rockville, MD. Job Summary: The Enterprise Architect (EA) is part of a team of... more

Jun 25FINRA Legal Extern (unpaid) - Full/Part TimeFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Legal Extern opening in Rockville, MD. To be considered for this position,... more

Jun 22Life Insurance Distribution - FINRA / SEC AttorneyVintage LegalNew York

Employer: Vintage Legal LLC Type: - Senior Attorney NYC Area. Our client is a global financial institution seeking an experienced attorney to provide legal support for...more

Jun 21Personal Banker - Silver Spur and Beechgate. Rolling Hills, CA (FINRALicenses 6, 63, Life & Health Preferred)JPMorgan ChaseCalifornia

Personal Banker - Silver Spur and Beechgate. Rolling Hills, CA (FINRA Licenses 6, 63, Life & Health Preferred)-120039503 Job Description Play a vital role in the customer... more

Jun 15FINRA Extern (Unpaid)Financial Industry Regulatory AuthorityWoodbridge, NJ

Title: FINRA Extern (Unpaid) - Woodbridge, NJ Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for our... more

Jun 15FINRA Legal Extern (Unpaid) Full/Part TimeFinancial Industry Regulatory AuthorityRockville, MD

Title: FINRA Legal Extern (Unpaid) Full/Part Time - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking a well... more

Jun 13CFS: 06-08 EXCLUSIVE, SEC, broker dealer, FINRA, regulatory exp reqMla GlobalWashington, DC

The Washington office of major law firm seeks a talented mid-level associate with law firm, SEC, broker-dealer, FINRA, or comparable securities regulatory experience to handle... more

Jun 13CFS: 06-08 EXCLUSIVE, SEC, broker dealer, FINRA, regulatory exp reqMajor, Lindsey & AfricaWashington, DC

The Washington office of major law firm seeks a talented mid-level associate with law firm, SEC, broker-dealer, FINRA, or comparable securities regulatory experience to handle... more

Jun 11FINRA Investigative Extern (Unpaid)FinraBoca Raton, FL

We Work to Protect Investors. Join our Team.</CENTER> � We are seeking a well-qualified individual for an Undergraduate Investigative Externship in our Enforcement Department in... more

Jun 11SEC/ FINRA attorneyNew York, NY

Employer: Confidential Type: - Staff Attorney Dynamic asset-management firm in Manhattan is seeking to hire a mid-level attorney. Really exciting opportunity for the right person. more

Jun 05FINRA Extern (Unpaid) - HR Diversity and Work LifeFinancial Industry Regulatory AuthorityRockville, MD

Title: FINRA Extern (Unpaid) - HR Diversity and Work Life - Rockville, MD Location: null Other Locations: null The Financial Industry Regulatory Authority (FINRA) seeks a... more

Jun 05FINRA Extern (Unpaid) - HR Diversity and Work LifeFinraRockville, MD

The Financial Industry Regulatory Authority (FINRA) seeks a well-qualified Extern for summer 2012 in our Rockville, MD office. The purpose is to obtain an understanding of... more

Jun 02FINRA Arbitration attorneyLa Jolla, CA

Non-profit safety organization, with stipulated donation to regain losses to donor due to E Trade fraud, seeks an attorney. Case has been filed, and is in progress, and in process... more