An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

July 23, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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Jul 23X Stockbrokers -- Lucrative OpportunityJobalineNew York, NY

tfolio management experience are all a plus Mortgage broker expeirence highly regarded Back groud in Cash advance sales highly regarded Stockbroker with extensive fininancial... more

Jul 22StockbrokerEdward JonesOklahoma City, OK

Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more

Jul 21Stock Broker TraineeHfp Capital MarketsManhattan, NY

seeking qualified candidate for full time Stockbroker Trainee Position. Full ... sales training to become a Fully Licensed Stockbroker. We will provide: All necessary...more

Jul 18Stockbroker TraineeNew HorizonsNew York, NY

Company Description: We are a well-known independent organization whose headquarters are located in Manhattan's. We are seeking hard-working individuals interested in a career in... more

Jul 16RIA Independent AdvisorHuman Capital ResourcesBirmingham, AL

financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more

Jul 16Stockbroker Trainee PositionNew York, NY

seeking qualified candidate for full time Stockbroker Trainee Position. Full sponsorship for Series 7 & 63 exams. You will be working alongside seasoned industry veterans. more

Jul 13STOCKBROKERSTOCKBROKER TRAINEES Fast growing, full serviceLong Island, KS

STOCKBROKER STOCKBROKER TRAINEES Fast growing, full service brokerage firm. Competitive payouts & paid training along with Series 7 & 63 sponsorship. OSJ oppty's. Call Fred,... more

Jul 12FINRA Legal Extern (Unpaid)Financial Industry Regulatory AuthorityBoca Raton, FL

Title: FINRA Legal Extern (Unpaid) - Boca Raton, FL Location: null Other Locations: null We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual... more

Jul 12Account Executive/StockbrokerTraineeSagepoint FinancialOakmont, PA

hiring full-time Account Executives/Stockbroker Trainees for our Oakmont, PA location. These Account Executives are independent professionals who provide sound, unbiased advice... more

Jul 11FINRA Legal Extern (Unpaid)FinraBoca Raton, FL

We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual for a Graduate Legal Externship in our Enforcement Department in Boca Raton, FL. This... more

Jul 06Equity Research Associate -Property & CasualtyMacquarieNew York, NY

Macquarie Group is a global provider of banking, financial, advisory, investment and funds management services. At Macquarie we offer you the experience and freedom to grow your... more

Jul 23FINRA Extern (Unpaid), Investor EducationFinraNew York, NY

to the FINRA Careers site, enter www.finra.org/careers into your browser to reach ... and Affirmative Action Employer 2012 FINRA. All rights reserved. FINRA is a...more

Jul 23FINRA Legal Extern, Sales Practice Policy (Unpaid)FinraNew York, NY

to the FINRA Careers site, enter www.finra.org/careers into your browser to reach ... and Affirmative Action Employer 2012 FINRA. All rights reserved. FINRA is a...more

Jul 23FINRA Legal Extern (unpaid) - Market Regulation, LegalFinraNew York, NY

consider a career with FINRA. Please note: FINRA's Code of Conduct imposes restrictions ... and Affirmative Action Employer 2012 FINRA. All rights reserved.FINRA is a... more

Jul 22Life Insurance Distribution - FINRA / SEC AttorneyVintage LegalNew York

on legal issues under the SEC regulations, FINRA rules, as well as other state and federal insurance laws. Attorney will negotiate, draft and review documents and agreements and... more

Jul 20FINRA Extern, Investor EducationFinancial Industry Regulatory AuthorityNew York, NY

directly to the FINRA Careers site, enterwww.finra.org/careers into your browser to reach ... and Affirmative Action Employer 2012 FINRA. All rights reserved. FINRA is a... more

Jul 20FINRA Legal Extern (unpaid) - Arca Equities Surveillance DepartmentFinancial Industry Regulatory AuthorityChicago, IL

About FINRA The Financial Industry Regulatory Authority (FINRA) is the largest independent ... and Affirmative Action Employer 2012 FINRA. All rights reserved.FINRA is a... more

Jul 20FINRA Legal Extern (unpaid) - Arca Equities Surveillance DepartmentFinraChicago, IL

registered securities representatives. FINRA's independent regulation plays a ... and Affirmative Action Employer 2012 FINRA. All rights reserved. FINRA is a... more

Jul 18Corporate FINRA and Securities Litigation attorney (partner)Law FirmNew York, NY

securities litigator (commercial/contract FINRA etc..) this opportunity is for you ... real estate and securities cases, FINRA Arbitration and SEC litigation. We are...more

Jul 16FINRA Extern (unpaid) - Market Regulation, LegalFinancial Industry Regulatory AuthorityNew York, NY

directly to the FINRA Careers site, enterwww.finra.org/careers into your browser to reach ... and initiative, consider a career with FINRA. Please note: FINRA'sCode of... more

Jul 14FINRA Legal Extern (unpaid)Financial Industry Regulatory AuthorityLos Angeles, CA

consideration.No phone calls, please. ABOUT FINRA: FINRA, created through the ... compliance and technology-based services. FINRA is the largest non-governmental... more

Jul 10FINRA Document ProcessorRandstad USA AdministrationGetzville, NY

responsible for the review and processing of FINRA legal documentation as required by clients prior to being allowed to trade. This includes researching accounts that are in an... more

Jul 09IT Auditor III/ IT Audit Project LeadFinra - Financial Industry Regulatory AuthorityRockville, MD

welfare benefits and incentive compensation FINRA offers immediate participation and ... and Affirmative Action Employer 2011 FINRA All rights reserved FINRA is a... more

Jun 29Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth MgmtJPMorgan ChaseSan Antonio, TX

Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San ... experience, a bachelor's degree, and FINRA Series 7 and 63 licenses required (if... more

Jun 29Investment Customer Service Rep I - Wealth Mgmt - Broker Service Center - FINRA Series 7 Required - ChicagoJPMorgan ChaseIllinois

I - Wealth Mgmt - Broker Service Center - FINRA Series 7 Required - Chicago, ... experience, a bachelor's degree, and FINRA Series 7 and 63 licenses required (if...more

Jun 29Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San AntonioJPMorgan ChaseTexas

Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San ... experience, a bachelor's degree, and FINRA Series 7 and 63 licenses required (if... more

Jul 10Enforcement Litigation CounselFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Enforcement Litigation Counsel opening in our New York, NY location. To be... more

Jul 10Senior Risk Specialist, Office of Risk - New York, NY or Washington, DCFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Risk Specialist opening in our New York, NY or Washington, DC office. To... more

Jul 02Corporate FINRA and Securities Litigation attorney (partner)Law FirmNew York, NY

If you are a corporate securities litigator (commercial/contract FINRA etc..) this opportunity is for you Candidate must be able to interact with clients and demonstrate trust and... more

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