Aug 17 | Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required) | MetLife | New Jersey |
Job Summary: Senior level job which provides assistance to sales representatives, other sales personnel and external clients by answering toll free 800 phones lines, servicing a... more | |||
Aug 17 | Corporate FINRA and Securities Litigation attorney (partner) | Law Firm | New York, NY |
Company Description: NYC Headquartered full-service law firm located in the heart of Manhattan, specializing in Corporate, Capital Markets and Securities law, Commercial... more | |||
Aug 14 | Financial Advisor AAA PA Life/Health, FINRA - DIRECT HIRE | Volt Information Sciences | Williamsport, PA |
Financial Advisor - DIRECT HIRE - Williamsport, PA With PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 Volt Workforce Solutions has a Direct... more |
Aug 15 | Stockbroker Trainee Position | New York, NY | |
seeking qualified candidate for full time Stockbroker Trainee Position.a Full sponsorship for Series 7 & 63 exams.a You will be working alongside seasoned industry veterans.a A... more | |||
Aug 13 | Stockbrokers a New Industry | Everest Merchant Services | New York, NY |
Company Description: Job Description: EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that... more | |||
Aug 08 | Stockbroker Trainee | New Horizons | New York, NY |
We are looking for hard working, driven individuals who have a passion for Sales and Finance. This is an outstanding opportunity to work in the heart of the Financial District in... more | |||
Aug 07 | Stockbroker Sr Financial Advisory & Benefits Sales Exec | Business Services Company | Wilmington, DE |
Our client a major international publicly traded financial services and benifits advisory professional services firm needs a C level pro with a track record of success calling on... more |
Aug 18 | FINRA Legal Extern - Dispute Resolution - Mediation | Financial Industry Regulatory Authority | Boca Raton, FL |
Title: FINRA Legal Extern - Dispute Resolution - Mediation - Boca Raton, FL Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking a... more | |||
Aug 18 | Financial Advisor - DE/PA Life/Health, FINRA - DIRECT HIRE | Volt Information Sciences | Williamsport, PA |
Financial Advisor - DE/PA Life/Health, FINRA - DIRECT HIRE Posted on:08/17/12 Job Number: 300398-8907-1-307146 Add to Cart Email to a Friend Location: Williamsport, PA... more | |||
Aug 17 | Financial Advisor DE/PA Life/Health, FINRA | Volt Information Sciences | Williamsport, PA |
Financial Advisor - DIRECT HIRE - Williamsport, PA With DE or PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 PAY RATE: SALARY (W2) OR... more | |||
Aug 17 | FINRA Legal Extern - Dispute Resolution - Mediation | Finra | Boca Raton, FL |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Extern - Dispute Resolution - Mediation opening in Boca Raton, Florida. The... more | |||
Aug 16 | Sr Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required) | MetLife | Somerset, NJ |
Job Summary: Senior level job which provides assistance to sales representatives, other sales personnel and external clients by answering toll free 800 phones lines, servicing a... more | |||
Aug 14 | FINRA Extern, Credit Regulation & OJT | Financial Industry Regulatory Authority | New York, NY |
Title: FINRA Extern, Credit Regulation & OJT - New York, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well qualified... more | |||
Aug 10 | FINRA Legal Extern (UNPAID), Sales Practice Policy | Financial Industry Regulatory Authority | Washington, DC |
Title: FINRA Legal Extern (UNPAID), Sales Practice Policy - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. The Financial Industry... more | |||
Aug 10 | FINRA Legal Extern (UNPAID), Sales Practice Policy | Finra | Washington, DC |
We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) seeks second and third year law students for our Legal Extern, Sales Practice... more | |||
Aug 10 | FINRA Extern (UNPAID), Investor Education | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking well-qualified individuals for our Investor Education Extern openings in New York, NY. The Externship Program is... more | |||
Aug 09 | Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San Antonio | JPMorgan Chase | Texas |
Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San Antonio, TX-120044911 Job Description Customer Service Representative I The Investment... more | |||
Aug 02 | FINRA LEGAL EXTERN (UNPAID) | Georgia Department of Labor | Atlanta, GA |
REQUIRED Skills/Qualifications Education/Experience Requirements: * Graduate student pursuing JD or LLM. * Securities law-related course work and/or knowledge of securities law or... more | |||
Jul 28 | Financial Advisor - PA Life/Health, FINRA - DIRECT HIRE | Volt Information Sciences | Johnstown, PA |
Financial Advisor - PA Life/Health, FINRA - DIRECT HIRE Posted on:07/27/12 Job Number: 300282-9766-1-305684 Add to Cart Email to a Friend Location: Johnstown, PA Description:... more | |||
Jul 27 | Financial Advisor PA Life/Health, FINRA | Volt Information Sciences | Williamsport, PA |
Financial Advisor - DIRECT HIRE - Williamsport, PA With PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 Volt Workforce Solutions has a Direct... more | |||
Jul 26 | FINRA Extern (Unpaid) - Office of the Ombudsman | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Fall/Winter Extern opening in Rockville, MD. To be considered for this... more | |||
Jul 25 | FINRA Arbitration attorney | La Jolla, CA | |
Non-profit safety organization, with stipulated donation to regain losses to donor due to E Trade fraud, seeks an attorney. Case has been filed, and is in progress, and in process... more | |||
Jul 25 | Investment Customer Service Rep I - Wealth Mgmt - Broker Service Center - FINRA Series 7 Required - Chicago | JPMorgan Chase | Illinois |
Investment Customer Service Rep I - Wealth Mgmt - Broker Service Center - FINRA Series 7 Required - Chicago, IL-120044921 Job Description Chase Investment Services - Customer... more | |||
Jul 24 | Compliance /Regulatory Audits Analysis/FINRA | Source | Jersey City, NJ |
Leading Fortune 500 Global Financial Services and Investment firm is seeking a talented Legal Compliance Analyst to join their team. Work for an exciting company within a... more | |||
Jul 22 | Life Insurance Distribution - FINRA / SEC Attorney | Vintage Legal | New York |
Employer: Vintage Legal LLC Type: - Senior Attorney NYC Area. Our client is a global financial institution seeking an experienced attorney to provide legal support for...more |
In today's blog we consider the plight of two registered representatives seeking to obtain expungements of customer complaints by filing FINRA Arbitra... Read On
Light Bulbs, Coffee Cakes, and FINRA's Regulation of Stockbrokers Designated As Estate Beneficiaries (BrokeAndBroker.com Blog) https://www.brokea... Read On
A Wells Fargo customer wanted to name her stockbroker as a Beneficiary of her accounts. In accordance with Wells Fargo policy, the stockbroker asked... Read On
Another day on Wall Street and another firm attempts to secure another Temporary Restraining Order against another former employee. As has been report... Read On