An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

August 21, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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Aug 17Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeNew Jersey

Job Summary: Senior level job which provides assistance to sales representatives, other sales personnel and external clients by answering toll free 800 phones lines, servicing a... more

Aug 17Corporate FINRA and Securities Litigation attorney (partner)Law FirmNew York, NY

Company Description: NYC Headquartered full-service law firm located in the heart of Manhattan, specializing in Corporate, Capital Markets and Securities law, Commercial... more

Aug 14Financial Advisor AAA PA Life/Health, FINRA - DIRECT HIREVolt Information SciencesWilliamsport, PA

Financial Advisor - DIRECT HIRE - Williamsport, PA With PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 Volt Workforce Solutions has a Direct... more

Aug 15Stockbroker Trainee PositionNew York, NY

seeking qualified candidate for full time Stockbroker Trainee Position.a Full sponsorship for Series 7 & 63 exams.a You will be working alongside seasoned industry veterans.a A... more

Aug 13Stockbrokers a New IndustryEverest Merchant ServicesNew York, NY

Company Description: Job Description: EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that... more

Aug 08Stockbroker TraineeNew HorizonsNew York, NY

We are looking for hard working, driven individuals who have a passion for Sales and Finance. This is an outstanding opportunity to work in the heart of the Financial District in... more

Aug 07Stockbroker Sr Financial Advisory & Benefits Sales ExecBusiness Services CompanyWilmington, DE

Our client a major international publicly traded financial services and benifits advisory professional services firm needs a C level pro with a track record of success calling on... more

Aug 18FINRA Legal Extern - Dispute Resolution - MediationFinancial Industry Regulatory AuthorityBoca Raton, FL

Title: FINRA Legal Extern - Dispute Resolution - Mediation - Boca Raton, FL Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking a... more

Aug 18Financial Advisor - DE/PA Life/Health, FINRA - DIRECT HIREVolt Information SciencesWilliamsport, PA

Financial Advisor - DE/PA Life/Health, FINRA - DIRECT HIRE Posted on:08/17/12 Job Number: 300398-8907-1-307146 Add to Cart Email to a Friend Location: Williamsport, PA... more

Aug 17Financial Advisor DE/PA Life/Health, FINRAVolt Information SciencesWilliamsport, PA

Financial Advisor - DIRECT HIRE - Williamsport, PA With DE or PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 PAY RATE: SALARY (W2) OR... more

Aug 17FINRA Legal Extern - Dispute Resolution - MediationFinraBoca Raton, FL

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Extern - Dispute Resolution - Mediation opening in Boca Raton, Florida. The... more

Aug 16Sr Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeSomerset, NJ

Job Summary: Senior level job which provides assistance to sales representatives, other sales personnel and external clients by answering toll free 800 phones lines, servicing a... more

Aug 14FINRA Extern, Credit Regulation & OJTFinancial Industry Regulatory AuthorityNew York, NY

Title: FINRA Extern, Credit Regulation & OJT - New York, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well qualified... more

Aug 10FINRA Legal Extern (UNPAID), Sales Practice PolicyFinancial Industry Regulatory AuthorityWashington, DC

Title: FINRA Legal Extern (UNPAID), Sales Practice Policy - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. The Financial Industry... more

Aug 10FINRA Legal Extern (UNPAID), Sales Practice PolicyFinraWashington, DC

We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) seeks second and third year law students for our Legal Extern, Sales Practice... more

Aug 10FINRA Extern (UNPAID), Investor EducationFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking well-qualified individuals for our Investor Education Extern openings in New York, NY. The Externship Program is... more

Aug 09Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San AntonioJPMorgan ChaseTexas

Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San Antonio, TX-120044911 Job Description Customer Service Representative I The Investment... more

Aug 02FINRA LEGAL EXTERN (UNPAID)Georgia Department of LaborAtlanta, GA

REQUIRED Skills/Qualifications Education/Experience Requirements: * Graduate student pursuing JD or LLM. * Securities law-related course work and/or knowledge of securities law or... more

Jul 28Financial Advisor - PA Life/Health, FINRA - DIRECT HIREVolt Information SciencesJohnstown, PA

Financial Advisor - PA Life/Health, FINRA - DIRECT HIRE Posted on:07/27/12 Job Number: 300282-9766-1-305684 Add to Cart Email to a Friend Location: Johnstown, PA Description:... more

Jul 27Financial Advisor PA Life/Health, FINRAVolt Information SciencesWilliamsport, PA

Financial Advisor - DIRECT HIRE - Williamsport, PA With PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 Volt Workforce Solutions has a Direct... more

Jul 26FINRA Extern (Unpaid) - Office of the OmbudsmanFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Fall/Winter Extern opening in Rockville, MD. To be considered for this... more

Jul 25FINRA Arbitration attorneyLa Jolla, CA

Non-profit safety organization, with stipulated donation to regain losses to donor due to E Trade fraud, seeks an attorney. Case has been filed, and is in progress, and in process... more

Jul 25Investment Customer Service Rep I - Wealth Mgmt - Broker Service Center - FINRA Series 7 Required - ChicagoJPMorgan ChaseIllinois

Investment Customer Service Rep I - Wealth Mgmt - Broker Service Center - FINRA Series 7 Required - Chicago, IL-120044921 Job Description Chase Investment Services - Customer... more

Jul 24Compliance /Regulatory Audits Analysis/FINRASourceJersey City, NJ

Leading Fortune 500 Global Financial Services and Investment firm is seeking a talented Legal Compliance Analyst to join their team. Work for an exciting company within a... more

Jul 22Life Insurance Distribution - FINRA / SEC AttorneyVintage LegalNew York

Employer: Vintage Legal LLC Type: - Senior Attorney NYC Area. Our client is a global financial institution seeking an experienced attorney to provide legal support for...more

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