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by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

September 4, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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PostedJob TitleCompanyLocation
Aug 29Chief Compliance OfficerTaurus Capital FundingMaitland, FL

Position Description: This position is for Registered Principal and Chief Compliance Officer of a small Broker-Dealer firm, exclusively involved in Real Estate Securities (limited... more

Aug 30Senior Risk Specialist, Office of Risk - New York, NY or WashingFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Risk Specialist opening in our New York, NY or Washington, DC office. To... more

Aug 30Examination Manager - Membership Applications Program, New York,FinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Examination Manager opening in New York City. To be considered for this position,... more

Aug 30Enforcement Investigator, Case Development Team (PART-TIME) - RoFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Investigator, Case Development Team (PART-TIME) opening in Rockville, MD . To be... more

Aug 30Principal Counsel - Membership Application Program - New York, NFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Principal Counsel opening in New York, NY . To be considered for this position,... more

Aug 30Regulatory Analyst - Market Regulation, Floor Surveillance - NewFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in New York, NY . To be considered for this position,... more

Aug 08Entitlement ManagerFinra - Financial Industry Regulatory AuthorityRockville, MD

FINRA is seeking a wellqualified individual for our Entitlement Manager opening in Rockville MD To be considered for this position please submit your resume through our career... more

Aug 28FINRA Extern (UNPAID), Member RegulationFinancial Industry Regulatory AuthorityAtlanta, GA

Title: FINRA Extern (UNPAID), Member Regulation - Atlanta, GA Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is dedicated to providing you... more

Aug 28FINRA Extern (unpaid) Winter/Spring 2013 - Sales Practice - Member RegulationFinancial Industry Regulatory AuthorityChicago, IL

Title: FINRA Extern (unpaid) Winter/Spring 2013 - Sales Practice - Member Regulation - Chicago, IL Location: null Other Locations: null We Work to Protect Investors. Join our... more

Aug 28Personal Banker - 55 Water Street - Manhattan -FINRA Licenses a PlusJPMorgan ChaseNew York, NY

Title: Personal Banker - 55 Water Street - Manhattan - FINRA Licenses a Plus Location: US-NY-New York-Water St / 02049 Play a vital role in the customer banking experience at... more

Aug 28FINRA Extern (unpaid) Winter/Spring 2013 - Sales Practice - Member RegulationFinraChicago, IL

We Work to Protect Investors. Join our Team. 2013 Spring Extern Program The Department of Member Regulation - Sales Practice in Chicago invites interested students majoring in... more

Aug 22Compliance Associate (FINRA/SEC)Bernard, Nickels & AssociatesDetroit, MI

Job Title Compliance Associate Type Temp Duration Open ended Location Detroit MI Job Description Assist in administering and operating day to day brokerdealer compliance program... more

Aug 18Financial Advisor - DE/PA Life/Health, FINRA - DIRECT HIREVolt Information SciencesWilliamsport, PA

Financial Advisor - DE/PA Life/Health, FINRA - DIRECT HIRE Posted on:08/17/12 Job Number: 300398-8907-1-307146 Add to Cart Email to a Friend Location: Williamsport, PA... more

Aug 17Financial Advisor ? DE/PA Life/Health, FINRAVolt Information SciencesWilliamsport, PA

Financial Advisor - DIRECT HIRE - Williamsport, PA With DE or PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 PAY RATE: SALARY (W2) OR... more

Aug 16Sr Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeSomerset, NJ

Job Summary: Senior level job which provides assistance to sales representatives, other sales personnel and external clients by answering toll free 800 phones lines, servicing a... more

Aug 16Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeSomerset, NJ

Job Summary: Senior level job which provides assistance to sales representatives, other sales personnel and external clients by answering toll free 800 phones lines, servicing a... more

Aug 14FINRA Extern, Credit Regulation & OJTFinancial Industry Regulatory AuthorityNew York, NY

Title: FINRA Extern, Credit Regulation & OJT - New York, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well qualified... more

Aug 10FINRA Extern (UNPAID), Investor EducationFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking well-qualified individuals for our Investor Education Extern openings in New York, NY. The Externship Program is... more

Aug 24Financial Advisor -StockbrokerNsm SecuritiesWest Palm Beach, FL

Financial Advisor, Advisor, Finance Advisor, StockBroker, Stocks, Broker, Financial Broker, StockBroker Trainee, Stock Broker Training Requirements Please submit resume and... more

Aug 08Stockbroker TraineeNew HorizonsNew York, NY

We are looking for hard working, driven individuals who have a passion for Sales and Finance. This is an outstanding opportunity to work in the heart of the Financial District in... more

Aug 07Stockbroker Sr Financial Advisory & Benefits Sales ExecBusiness Services CompanyWilmington, DE

Our client a major international publicly traded financial services and benifits advisory professional services firm needs a C level pro with a track record of success calling on... more

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