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by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

October 8, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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Sep 29Financial Advisor - DE/PA Life/Health, FINRAVolt Information SciencesPittsburgh, PA

Financial Advisor - DIRECT HIRE - Pittsburgh, PA With DE or PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 PAY RATE: SALARY (W2) OR STRAIGHT... more

Sep 29Examination ManagerFinraAtlanta, GA

We Work to Protect Investors.Join our Team. FINRA is seeking a well-qualified individual for our Examination Manager opening in our Atlanta, GA office.To be considered for this... more

Sep 28Financial Advisor DE/PA Life/Health, FINRAVolt Information SciencesWilliamsport, PA

Financial Advisor - DIRECT HIRE - Williamsport, PA With DE or PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 PAY RATE: SALARY (W2) OR STRAIGHT... more

Sep 28IS Audit Project Leader II/Auditor IIIFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our IS Auditor III/Audit Project Leader II opening in Rockville, MD . Level offered... more

Sep 28Compliance Examiner - Member RegulationFinraChicago, IL

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual forfuture Compliance Examiner opportunities in Chicago, IL . To be considered for this... more

Sep 24Director, Corporate RecordsFinraGaithersburg, MD

The Director of Corporate Records (DCR) is responsible for senior level oversight of FINRA's Records Management Program. With guidance from the FINRA Records Management Board, the... more

Sep 24Regulatory Analyst - Market Regulation, BXFinraNew York, NY

The Regulatory Analyst conducts routine review and investigations of unusual market activity for evidence of violations of applicable securities laws, rules and regulations... more

Sep 24Director II, Fixed Income RegulationFinraWashington, Dc

The Director, Fixed Income Regulation, working independently, provides leadership, oversight and supervision of FINRA's regulatory program for fixed income securities with a... more

Sep 24Financial Operations ExaminerFinraNew York, NY

FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. Conducts on-site examinations and assesses Floor member and member... more

Sep 21Public Offerings AnalystFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Public Offerings Analyst opening in Rockville, MD . To be considered for this... more

Sep 20Regulatory Analyst - Market Regulation, Short Interest - RockvilFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD . To be considered for this position,... more

Sep 19Personal Banker - West Los Angeles, CA (FINRASeries 6/63 & CA Insurance Licenses Preferred)ChaseWest Los Angeles, CA

Play a vital role in the customer banking experience at Chase! Aspart of JPMorgan Chase, a leading global financial services firm,Chase has over 5,200 locations where our bankers... more

Sep 17Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeNew Jersey

Job Summary: Senior level job which provides assistance to sales representatives, other sales personnel and external clients by answering toll free 800 phones lines, servicing a... more

Oct 05FINRA Legal Extern (unpaid) - Winter/Spring 2013 - Chicago Equities Surveillance DepartmentFinraChicago, IL

FINRA is seeking a well qualified individual for our Extern opening in Chicago, IL. The Chicago Equities Surveillance Department invites interested students to apply for our 2013... more

Sep 25Branch Office Examiner - Broker - Dealer FINRAMemberRosenthal RecruitingNew York, NY

Review of branch office records, completed questionnaires and branch operating procedures to ascertain compliance with Firm policies and procedures, SRO Rule and... more

Sep 21Personal Banker - West Hills, CA (FINRA 6/63 CA Insurance Licenses Preferred)JPMorgan ChaseCalifornia

Personal Banker - West Hills, CA (FINRA 6/63 CA Insurance Licenses Preferred)-120054742 Job Description Play a vital role in the customer banking experience at Chase! As part of... more

Oct 07Stockbroker/Account ExecutiveDMG SecuritiesWashington, DC

Job Description: This sales position entails building and servicing clientele, keeping clients abreast of pertinent market information, maintaining an in-depth understanding of... more

Oct 07Stockbroker TraineeCommerce One FinancialUniondale, NY

applications for a limited number of stockbroker trainee positions. Whether consulting with their clients on how to best manage their funds or informing prospective clients on... more

Oct 04Stockbroker TraineeNew HorizonsNew York, NY

We are looking for hard working, driven individuals who have a passion for Sales and Finance. This is an outstanding opportunity to work in the heart of the Financial District in... more

Sep 24Stockbroker TraineeManhattan, NY

We are undergoing an extensive expansion process at our company headquarters in Manhattan.We are a full service broker dealer firm and the fastest growing firm on the Street.We... more

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