An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BROKEANDBROKER.com

October 29, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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Oct 24Compliance Examiner - Member RegulationFinraDallas, TX

FINRA is seeking a well qualified individual for future Compliance Examiner opportunities in Dallas, TX. Job Summary: Examiners review or investigate risk areas of broker-dealers,... more

Oct 23Senior Systems AnalystFinra - Financial Industry Regulatory AuthorityRockville, MD

FINRA is seeking a wellqualified individual for our Senior Systems Analyst opening in Rockville MD To be considered for this position please submit your resume through our career... more

Oct 17Financial Advisor - DE/PA Life/Health, FINRAVolt Information SciencesScranton, PA

Financial Advisor - DIRECT HIRE - Scranton, PA With DE or PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 PAY RATE: SALARY (W2) OR STRAIGHT... more

Oct 16Regulatory Coordinator - Sales Practice, Member RegulationFinraNew York, NY

Regulatory Coordinators monitor and evaluate the financial and operational and sales practice condition of member firms through continuous communication with member firm... more

Oct 16Lead Security EngineerFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Lead Security Engineer opening in Rockville, MD. To be considered for this... more

Oct 15Regulatory Coordinator - Member RegulationFinraDallas, TX

Regulatory Coordinators monitor and evaluate the financial and operational and sales practice condition of member firms through continuous communication with member firm... more

Oct 15Regulatory Coordinator - Sales Practice, Member Regulation - NewFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this... more

Oct 15Compliance Examiner - Sales PracticeFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position,... more

Oct 13Compliance Examiner, Member RegulationFinraAtlanta, GA

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Atlanta, GA. To be considered for this position,... more

Oct 11Manager III, Communications & Information Management - WashingtoFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Manager of Communications & Information Management opening in Washington, DC. To... more

Oct 09FINRA Licensed Sales AssistantArjentNew York, NY

Job Description : FINRA Licensed Sales Assistant MUST HAVE SERIES 7 and 63 Licenses Position involves extensive client contact, individual will be involved in all activities that... more

Oct 29Associate Wealth Management AdvisorBlakely Financial Services, Securities Offered Through Lpl Financial, MemberFinra/sipcStockton, CA

The Associate Wealth Advisor is an integral part of the organization. The Associate Wealth Advisor will manage small to medium client accounts as well as service in partnership... more

Oct 23Personal Banker - Belmont Shore/: FINRA Licenses Preferred - 6, Life & HealthChaseLong Beach, CA

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,200 locations where our... more

Oct 20Personal Banker - El Toro,:FINRA Licenses Preferred - 6, Life & HealthChaseLaguna Hills, CA

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,200 locations where our... more

Oct 17FINRA Contract AttorneyLumen LegalSan Antonio, TX

(San Antonio, TX) Lumen Legal is currently working with a Fortune 500 corporate client with an immediate need for a FINRA Attorney to assist the Broker-Dealer Compliance team in... more

Oct 17Financial Advisor DE/PA Life/Health, FINRAVolt Information SciencesScranton, PA

Financial Advisor - DIRECT HIRE - Scranton, PA With DE or PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 PAY RATE: SALARY (W2) OR STRAIGHT... more

Oct 12OUTBOUND TELESALES (FINRA Series 6 Lic./$40K Salary + Bonus)Mutual of AmericaBoca Raton, FL

If you are looking for a reputable, stable financial services company to start your career with, this is a great opportunity for you if you have cold-calling telesales experience... more

Oct 06FINRA Legal Extern (unpaid) - Winter/Spring 2013 - Chicago Equities Surveillance DepartmentFinancial Industry Regulatory AuthorityChicago, IL

Title: FINRA Legal Extern (unpaid) - Winter/Spring 2013 - Chicago Equities Surveillance Department - Chicago, IL Location: null Other Locations: null FINRA is seeking a well... more

Oct 05FINRA Legal Extern (unpaid) - Winter/Spring 2013 - Chicago Equities Surveillance DepartmentFinraChicago, IL

FINRA is seeking a well qualified individual for our Extern opening in Chicago, IL. The Chicago Equities Surveillance Department invites interested students to apply for our 2013... more

Oct 26Stockbroker TraineeNew HorizonsNew York, NY

We are looking for hard working, driven individuals who have a passion for Sales and Finance. This is an outstanding opportunity to work in the heart of the Financial District in... more

Oct 07Stockbroker/Account ExecutiveDMG SecuritiesWashington, DC

Job Description: This sales position entails building and servicing clientele, keeping clients abreast of pertinent market information, maintaining an in-depth understanding of... more

Oct 07Stockbroker TraineeCommerce One FinancialUniondale, NY

applications for a limited number of stockbroker trainee positions. Whether consulting with their clients on how to best manage their funds or informing prospective clients on... more

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