An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker

November 19, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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Nov 11Financial Advisor - PA Life/Health, FINRA - DIRECT HIREVolt Information SciencesWilliamsport, PA

Financial Advisor - DIRECT HIRE - Williamsport, PA With PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 Volt Workforce Solutions has a Direct... more

Oct 24Financial Operations ExaminerFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY . To be considered for this... more

Oct 23Senior Systems AnalystFinra - Financial Industry Regulatory AuthorityRockville, MD

FINRA is seeking a wellqualified individual for our Senior Systems Analyst opening in Rockville MD To be considered for this position please submit your resume through our career... more

Oct 23Compliance Examiner - Sales PracticeFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY . To be considered for this position,... more

Nov 17FINRA Arbitration attorneyLa Jolla, CA

Non-profit safety organization, with stipulated donation to regain losses to donor due to E Trade fraud, seeks an attorney. Case has been filed, and is in progress, and in process... more

Nov 15FINRA Extern, Credit Regulation & OJTFinancial Industry Regulatory AuthorityNew York, NY

Title: FINRA Extern, Credit Regulation & OJT - New York, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well qualified... more

Nov 15FINRA Graduate Extern - (unpaid) OmbudsmanFinraRockville, MD

We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) seeks a well-qualified Extern for the Spring 2013 semester. The purpose is to... more

Nov 13FINRA Graduate Extern - (unpaid) OmbudsmanFinancial Industry Regulatory AuthorityRockville, MD

Title: FINRA Graduate Extern - (unpaid) Ombudsman - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. The Financial Industry... more

Nov 12Help with Drafting Statement of Claim forFinra Securities Arbitration - LitigationElance.comMillbrook, NY

Experienced attorney with thriving practice needs help with drafting initial drafts of Securities Arbitration Claims. Project will require review of client forms, including:...more

Nov 10Financial Advisor PA Life/Health, FINRA - DIRECT HIREVolt Information SciencesJohnstown, PA

Description: Financial Advisor - DIRECT HIRE - Johnstown, PA With PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 Volt Workforce Solutions has... more

Nov 09Qualifications Analyst / Senior Qualifications AnalystFinra (financial Industry Regulatory Authority)New York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Qualifications Analyst or Senior Qualifications Analyst opening in New York, NY... more

Nov 09Financial Advisor PA Life/Health, FINRAVolt Information SciencesWilliamsport, PA

Financial Advisor - DIRECT HIRE - Williamsport, PA With PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 Volt Workforce Solutions has a Direct... more

Nov 08Personal Banker - Woodland Hills, CA (FINRA6/63 CA Insurance Licenses Preferred)JPMorgan ChaseWoodland Hills, CA

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,200 locations where our... more

Nov 07Operations Support Specialist (FINRA-Licensed)Arque CapitalScottsdale, AZ

**Applicants MUSTbe FINRA-licensed with current FINRA Series 7 and 63 licenses. Applications for non-licensed individuals will not be considered.**Job ContentJob Purpose: Provides... more

Nov 05Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth MgmtJPMorgan ChaseSan Antonio, TX

Title: Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San Antonio, TX Location: US-TX-San Antonio-WM2198 Stone Oak Bldg A / 42808 Job... more

Oct 30Fixed Income SalesMutual Securities, Inc. Member Finra, SipcLos Angeles, CA

Institutional fixed income sales and trading office seeks energetic, proactive institutional fixed income salesperson. Your account focus could include banks, credit unions,... more

Oct 30Personal Banker - West Hills, CA (FINRA 6/63 CA Insurance Licenses Preferred)JPMorgan ChaseCalifornia

Personal Banker - West Hills, CA (FINRA 6/63 CA Insurance Licenses Preferred)-120054742 Job Description Play a vital role in the customer banking experience at Chase! As part of... more

Oct 23Personal Banker - Belmont Shore/: FINRA Licenses Preferred - 6, Life & HealthChaseLong Beach, CA

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,200 locations where our... more

Oct 20Personal Banker - El Toro,:FINRA Licenses Preferred - 6, Life & HealthChaseLaguna Hills, CA

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,200 locations where our... more

Nov 12StockbrokerDMG SecuritiesGreat Falls, VA

STOCKBROKER Recent College Graduates DMG SECURITIES, INC., member FINRA, SIPC. Full service broker. Personalized in-house training. Lucrative payout schedule. Entry Level/All... more

Nov 06Stockbroker TraineeNew HorizonsNew York, NY

We are looking for hard working, driven individuals who have a passion for Sales and Finance. This is an outstanding opportunity to work in the heart of the Financial District in... more

Oct 24Stockbroker TraineeNew York, NY

We are undergoing an extensive expansion process at our company headquarters in Manhattan.We are a full service broker dealer firm and the fastest growing firm on theStreet.We are... more

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