An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker

December 3, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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Nov 17Surveillance Director - Member RegulationFinraDenver, CO

Job Summary :Leveraging FINRA''s cutting-edge surveillance technologies and data capture, and active management of professional staff, Surveillance Directors manage and monitor... more

Nov 17Compliance Examiner - Member RegulationFinraDallas, TX

This position requires excellent analytical and communication skills, consistently high productivity levels and work quality (frequently under tight deadlines), and a strong... more

Nov 11Financial Advisor - PA Life/Health, FINRA - DIRECT HIREVolt Information SciencesWilliamsport, PA

Financial Advisor - DIRECT HIRE - Williamsport, PA With PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 Volt Workforce Solutions has a Direct... more

Dec 03FINRA Extern (Legal/Undergraduate)FinraNew York, NY

We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) seeks a well-qualified Extern for the Spring semester. The purpose is to obtain... more

Nov 30Calling FINRA Series 6 Certified ProfessionalsCognizantDes Moines, IA

We are looking to fill a few positions inour Des Moines, IAdelivery center which requires a FINRA Series 6 certification. Selected candidates will be eligible for benefits such as... more

Nov 29Personal Banker - Woodland Hills, CA (FINRA6/63 CA Insurance Licenses Preferred)ChaseWoodland Hills, CA

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,200 locations where our... more

Nov 28Personal Banker - Woodland Hills, CA (FINRA6/63 CA Insurance Licenses Preferred)JPMorgan ChaseCalifornia

Personal Banker - Woodland Hills, CA (FINRA 6/63 CA Insurance Licenses Preferred)-120070089 Job Description Play a vital role in the customer banking experience at Chase! As... more

Nov 27Temp Litigation Attorney with FINRA Arbitration ExperiencePetersan GroupNew York, NY

Collegial midtown firm seeks an mid to senior level litigation attorney on a long term temporary basis. Significant experience with FINRA arbitrations and related matters required... more

Nov 27Calling FINRA Series 6 Certified ProfessDes Moines, IA

Calling FINRA Series 6 Certified Professionals DESCRIPTION/RESPONSIBILITIES: We are looking to fill a few positions in our Des Moines, IA delivery center which requires a FINRA... more

Nov 17FINRA Arbitration attorneyLa Jolla, CA

Non-profit safety organization, with stipulated donation to regain losses to donor due to E Trade fraud, seeks an attorney. Case has been filed, and is in progress, and in process... more

Nov 15FINRA Extern, Credit Regulation & OJTFinancial Industry Regulatory AuthorityNew York, NY

Title: FINRA Extern, Credit Regulation & OJT - New York, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well qualified... more

Nov 15FINRA Graduate Extern - (unpaid) OmbudsmanFinraRockville, MD

We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) seeks a well-qualified Extern for the Spring 2013 semester. The purpose is to... more

Nov 13FINRA Graduate Extern - (unpaid) OmbudsmanFinancial Industry Regulatory AuthorityRockville, MD

Title: FINRA Graduate Extern - (unpaid) Ombudsman - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. The Financial Industry... more

Nov 09Qualifications Analyst / Senior Qualifications AnalystFinra (financial Industry Regulatory Authority)New York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Qualifications Analyst or Senior Qualifications Analyst opening in New York, NY... more

Nov 09Financial Advisor PA Life/Health, FINRAVolt Information SciencesWilliamsport, PA

Financial Advisor - DIRECT HIRE - Williamsport, PA With PA Life and Health Insurance Licenses FINRA Series 6 and/or 7 AND 63, 65, and/or 66 Volt Workforce Solutions has a Direct... more

Nov 07Operations Support Specialist (FINRA-Licensed)Arque CapitalScottsdale, AZ

**Applicants MUSTbe FINRA-licensed with current FINRA Series 7 and 63 licenses. Applications for non-licensed individuals will not be considered.**Job ContentJob Purpose: Provides... more

Nov 25Stockbroker Trainee (Boca Raton)Dawson James SecuritiesBoca Raton, FL

seeking motivated candidates for our Stockbroker Trainee position. Must be money-motivated, self starting, competitive and sharp. We are sponsoring for your Series 7 and Series 63... more

Nov 24LICENSED STOCKBROKERSONLY - WALL ST LOCATIONE1 Asset ManagementNew York, NY

directly to E1 President - Ron Itin The E1 stockbroker program is very effective. Be prepared to succeed on Wall Street. Our Program Offers: * Min Draw Salary or net commissions... more

Nov 06Stockbroker TraineeNew HorizonsNew York, NY

We are looking for hard working, driven individuals who have a passion for Sales and Finance. This is an outstanding opportunity to work in the heart of the Financial District in... more

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