An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

December 10, 2012

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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Dec 10Financial AdvisorHuman Capital ResourcesNew Orleans, LA

financial planner, financial planning, stockbroker, bank, independent, wirehouse, broker-dealer, RIA, securities, annuities, annuity, mutual funds, stocks, bonds, financial... more

Dec 06Independent Securities Representative & Insurance AgentWorld Choice SecuritiesDallas, TX

Financial industry professionals wanted with securities licenses (Series 6 or 7) and/or insurance licenses who have demonstrated their elite position with experience, knowledge... more

Dec 06Stockbroker -- Entry Level TraineeBcm Global Equity GroupMelville, NY

BCM GLOBAL EQUITY . NEW ESTABLISHMENT! is a Full Service Brokerage Firm that is looking for individuals with impressive work ethic and a strong desire to succeed. You will be... more

Dec 06StockbrokerSpartan Capital SecuritiesNew York, NY

Work Environment Whether you are a seasoned stockbroker or recently joined the financial industry, contact us today at careers@spartan-capital.com to learn more about... more

Nov 26Venture Capital Freelanceship Investment $15-30KConfidential07470Wayne, NJ

JD, accountant, financial, CPA, sales, stockbroker, wall street, series 7, NASD, coldcalling, fundraising. INTRODUCTION Facebook may be the latest but not the last success story... more

Nov 26Bond & Stock Broker TraineeHfp Capital MarketsManhattan, NY

seeking qualified candidate for a full-time Stockbroker Trainee Position. We offer a full sponsorship for the Series 7 & 63 exams. You will work alongside seasoned veterans in the... more

Nov 18Sales Representative - Account Executive - SalesInsphere Insurance SolutionsZephyrhills, FL

ortunity, business development, sales representatives, building business, pharmaceutical sales, financial advisor, financial consultant, stockbroker, advertising sales,... more

Dec 06Stockbroker TraineeNew HorizonsNew York, NY

We are looking for hard working, driven individuals who have a passion for Sales and Finance. This is an outstanding opportunity to work in the heart of the Financial District in... more

Nov 30STOCKBROKER-STOCKBROKER TRAINING-FINANCIAL ADVISORNsm SecuritiesWest Palm Beach, FL

OUR FIRMNSM Securities, Inc. is growing! We are looking to add a Financial Advisor / Financial Planner to our team! We are a full service investment firm dedicated in our mission... more

Nov 25Stockbroker Trainee (Boca Raton)Dawson James SecuritiesBoca Raton, FL

seeking motivated candidates for our Stockbroker Trainee position. Must be money-motivated, self starting, competitive and sharp. We are sponsoring for your Series 7 and Series 63... more

Dec 10Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 RequiredChaseChicago, IL

Chase Investment Services - Customer Service Representative I The Chase Investment Service Centers have a strong reputation of superb customer service. We are a disciplined group... more

Dec 07FINRA Graduate Extern - (unpaid) OmbudsmanFinraRockville, MD

We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) seeks a well-qualified Extern for the Spring 2013 semester. The purpose is to... more

Dec 07Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth MgmtJPMorgan ChaseSan Antonio, TX

Title: Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - San Antonio, TX Location: US-TX-San Antonio-WM2198 Stone Oak Bldg A / 42808 Job... more

Dec 06Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 RequiredJPMorgan ChaseChicago, IL

Title: Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL Location: US-IL-Chicago-300 South Riverside / 10574 Job Number:_120079184... more

Dec 05FINRA Extern (unpaid) Winter/Spring 2013 - Sales Practice - Member RegulationFinancial Industry Regulatory AuthorityChicago, IL

Title: FINRA Extern (unpaid) Winter/Spring 2013 - Sales Practice - Member Regulation - Chicago, IL Location: null Other Locations: null We Work to Protect Investors. Join our... more

Dec 05FINRA Extern (Legal/Undergraduate)Financial Industry Regulatory AuthorityNew York, NY

Title: FINRA Extern (Legal/Undergraduate) - New York, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. The Financial Industry Regulatory... more

Dec 03FINRA Extern (Legal/Undergraduate)FinraNew York, NY

We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) seeks a well-qualified Extern for the Spring semester. The purpose is to obtain... more

Dec 01Qualifications Analyst/Senior Qualifications AnalystFinra (financial Industry Regulatory Authority)New York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Qualifications Analyst or Senior Qualifications Analyst opening in New York, NY... more

Nov 30Calling FINRA Series 6 Certified ProfessionalsCognizantDes Moines, IA

We are looking to fill a few positions inour Des Moines, IAdelivery center which requires a FINRA Series 6 certification. Selected candidates will be eligible for benefits such as... more

Nov 27Temp Litigation Attorney with FINRA Arbitration ExperiencePetersan GroupNew York, NY

Collegial midtown firm seeks an mid to senior level litigation attorney on a long term temporary basis. Significant experience with FINRA arbitrations and related matters required... more

Dec 05FINRA Compliance CoordinatorExperisLewisville, TX

Experis is seeking an experienced professional to assist our client with FINRA compliance and coordination support. The ideal candidate will have experience as an Administrative... more

Nov 17Surveillance Director - Member RegulationFinraDenver, CO

Job Summary :Leveraging FINRA''s cutting-edge surveillance technologies and data capture, and active management of professional staff, Surveillance Directors manage and monitor... more

Nov 17Compliance Examiner - Member RegulationFinraDallas, TX

This position requires excellent analytical and communication skills, consistently high productivity levels and work quality (frequently under tight deadlines), and a strong... more

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