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by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

February 4, 2013

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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Jan 17Chief Compliance OfficerT Capital FundingMaitland, FL

This position is for Registered Principal and Chief Compliance Officer of a small Broker-Dealer firm, exclusively involved in Real Estate Securities (limited partner interests). more

Feb 02Chase Private Client Banker - Broadway E. - (FINRA Licenses PreferredChaseSeattle, WA

The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more

Jan 30Relationship Banker - Crown Valley - (FINRALicenses PreferredChaseLadera Ranch, CA

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,600 locations where our... more

Jan 25Advisor Services Relationship Manager - Series 6 FINRA LicenseVolt Workforce SolutionsPhoenix, AZ

Advisor Services Relationship Manager - Financial Services Industry Series 6 Securities (FINRA) License Required Our Client, a Financial Services firm in Phoenix, AZ, is seeking... more

Jan 22Compliance Examiner - Member RegulationFinraFrancisco, IN

Job Summary : Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors and ensure the... more

Jan 20Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeNew Jersey

Job Summary: Senior level job which provides assistance to sales representatives, other sales personnel and external clients by answering toll free 800 phones lines, servicing a... more

Jan 11Relationship Banker - Irvine & 17th,: FINRALicenses Required - 6, 63, Life & HealthChaseNewport Beach, CA

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,600 locations where our... more

Jan 11Relationship Banker - Narcissus & PCH, Corona Del Mar (): FINRA Licenses Required 6, 63, Life & HealthChaseCorona Del Mar, CA

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,600 locations where our... more

Jan 07Compliance Examiner - Membership Application ProgramFinraNew York, NY

Job Summary: MAP Examiners review or investigate, in the context of new and continuing membership applications, risk areas of broker-dealers and allegations of wrong-doing or... more

Jan 05Relationship Banker - PCH & Crenshaw,: Licenses Preferred - FINRA 6, 63, Life & HealthChaseTorrance, CA

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,600 locations where our... more

Jan 05Securites Trader, Operations, FINRA Series 7 and 63Lincoln Investment PlanningCincinnati, OH

1. Processes work assigned through the firms imaging and workflow system to ensure quality and timeliness standards are met. Detailed responsibilities include but are not limited... more

Feb 05Legal Graduate Intern - EnforcementFinraBoca Raton, FL

We Work to Protect Investors. Join our Team. 2013 Summer Internship Program FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in... more

Feb 05Graduate/Undergraduate Intern - Financial ReportingFinraRockville, MD

We Work to Protect Investors. Join our Team. 2013 Summer Internship Program FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the... more

Feb 04Relationship Banker - La Paz and Cabot - Laguna Hills, CA (FINRA Licenses Preferred - 6, 63, CA LifeChaseLaguna Hills, CA

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,600 locations where our... more

Feb 04Relationship Banker - Campus Dr, Irvine-CA (FINRA Licenses Preferred - 6, 63, CA Life & Health)ChaseIrvine, CA

Play a vital role in the customer banking experience at Chase! As part of JPMorgan Chase, a leading global financial services firm, Chase has over 5,600 locations where our... more

Jan 28Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 Required - ChicagoJPMorgan ChaseIllinois

Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL-120079184 Job Description Chase is a leader in the financial services... more

Jan 13FINRA Arbitration attorneyLa Jolla, CA

Non-profit safety organization, with stipulated donation to regain losses to donor due to E Trade fraud, seeks an attorney. Case has been filed, and is in progress, and in process... more

Jan 02Branch Office Examiner - Broker-DealerLeading U.S. BasedFinra Broker-dealerNew York, NY

Responsibilities include: -Review Branch Office records, completing questionnaires and branch operating procedures to ascertain compliance with Firm policies and procedures,... more

Dec 08Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth MgmtJPMorgan ChaseSan Antonio, TX

Chase is a leader in the financial services industry, providing banking, mortgages, credit cards, loans, payment processing and investment services to 50 million customers - 1 out... more

Dec 06Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 RequiredJPMorgan ChaseChicago, IL

Title: Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL Location: US-IL-Chicago-300 South Riverside / 10574 Job Number: 120079184... more

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