The way I see it, 18-year-old Penelope Soto wasn't having a great day from the git-go; not with finding herself in an orange jailhouse jumpsuit before Miami-Dade Circuit Judge Jorge Rodriguez-Chomat. Having been arrested for drug possession, Soto was being arraigned with all important considerations like being released on her own recognizance or the amount of bail to be set at the Judge's discretion subject to certain guidelines.
The FINRA Regulatory Mule Kicks Defrauded Customers In the Head (BrokeAndBroker.com Blog) https://www.brokeandbroker.com/6852/finra-anderson-hard... Read On
In today's Blog we got a FINRA regulatory decision, a state court judgment, a bankruptcy, and a federal court action. As the legal matters now stand, ... Read On
When considering an appeal questioning FINRA's denial of an expungement request, the SEC seems to have approached its deliberation as a cat toying wit... Read On
A public customer filed a FINRA Arbitration Statement of Claim against Wells Fargo Advisors and asked for no less than $100,000 in damages. The arbitr... Read On