An irreverent Wall Street Blog
by Bill Singer

Premiere Episode of SIDE BAR WITH BILL SINGER on Reuters Insider

February 6, 2013

Watch on Reuters Insider the pilot episodes of "SIDE BAR WITH BILL SINGER." Veteran Wall Street regulatory lawyer Bill Singer hosts three episodes of this new program.

SIDE BAR WITH BILL SINGER

The Brave And Scary New World of HFT
Featuring Shah Gilani

The SEC's New Bounty Program For Whistleblowers
Featuring Aegis Frumento, Esq.

Is the U.S. the Only Sheriff in Town?
Dodd Frank And the CFTC's New Swap Regulations
Featuring Professor Ronald Filler, Esq.

The Bounty Hunter Comes To Wall Street

In August 2012, the Securities and Exchange Commission made its first whistleblower bounty payment and individuals are lining up with their tips, hoping for a pay day. How does this modern day bounty hunting on Wall Street work? Veteran Wall Street lawyers Bill Singer and Aegis J. Frumento discuss this new regulatory initiative.

Formerly a Managing Director of Morgan Stanley Smith Barney, a partner and the co-head of the Financial Markets and Securities Litigation Groups of Duane Morris, LLP, and the managing partner of Singer Frumento LLP, Aegis J. Frumento joined Stern Tannenbaum & Bell in 2012, and serves as the Co-Head of the firm's Financial Markets practice. Frumento represents senior executives of public companies, private companies planning for initial public offerings, and SEC-regulated entities and persons.


Also READ:
Watch on Reuters Insider the pilot episodes of "SIDE BAR WITH BILL SINGER." Veteran Wall Street regulatory lawyer Bill Singer hosts three episodes of this new program.

SIDE BAR WITH BILL SINGER

The Brave And Scary New World of HFT
Featuring Shah Gilani

The SEC's New Bounty Program For Whistleblowers
Featuring Aegis Frumento, Esq.

Is the U.S. the Only Sheriff in Town?
Dodd Frank And the CFTC's New Swap Regulations
Featuring Professor Ronald Filler, Esq.

Permalink

Search BrokeAndBroker

Related Topics

Previous Entries

Tag Cloud

Bill Singer BrokeAndBroker FINRA Arbitration AWC SEC Expungement BrokeAndBroker.com BrokerAndBroker Guest Blog Employment Guest Blogger Wells Fargo Street Sweeper Bill SInger Aegis Frumento Jobs OBA U5 Fraud Promissory Note U4 Email Merrill Lynch Morgan Stanley UBS Defamation CRD EFL BrokeAndBroker Wire Fraud Elderly InSecurities Statutory Disqualification OHO Whistleblower NAC Suitability PST Forbes FBI DOJ Rule 3270 ALJ Ponzi Supervision Citigroup BrokerCheck Borrowing Form U4 IRS SDNY Expenses Pro Se OIP Willful Supreme Court Rule 8210 Securities Industry Commentator Bank Outside Business Activity Felony Ameriprise WSP Rule 2010 Rule 2080 Dodd Frank Wrongful Termination Discretion Discovery Form U5 IRA Wachovia RIA Raymond James JP Morgan Business Expenses Mail Fraud Punitive Damages Insider Trading Bar Wife NASD Conversion Bankruptcy Edward Jones CCO TRO Husband Rule 1122 Forgery Margin Stephen Kohn Checks Settlement Estate Rule 3240 Willfulness arbitration Schwab Tax LPL 2Cir Commissions Trump Credit Card NYSE Wall Street Employment Tuesday Outside Business Activities Promissory Notes CFTC Small Firm Madoff Beneficiary Options Corrective Action Statement Frumento FAA Insurance Rule 3040 Private Securities Transaction Annuities Injunction Rule 3280 Facebook Bank of America Tax Liens Antitrust Impersonation Due Diligence Crypto Customer Goldman Sachs Indictment Rule 12206 Real Estate Power of Attorney ETF Trust TD Ameritrade OWB Stay Remand Tax Lien Exam Spouse SRO Retaliation Offer of Settlement Mortgage Misdemeanor ATM Test Street Legal Away Account Securities Fraud Solicitation Trustee Explained Decision Barclays Eligibility Rule COVID Annuity Discrimination OTR Signature Complaint VA email NASDAQ Schapiro Case In Point Sanctions POA Loan Wire Motion to Dismiss Rule 2510 ACQ Jurisdiction Lien Unauthorized Discretion Initial Decision Rule 4511 DCCir Appeal Reg SP Blockchain ARS Spouses Rule 4530 Liens Class Action Money Laundering CRS Rule 12200 Motion to Vacate NSF 9Cir HFT Conspiracy Burris Fidelity Mandatory Arbitration Employee Forgivable Loan T&P Failure to Supervise Unsuitability E*Trade JPMorgan AML PCAOB Great Recession Flash Crash Compliance Deutsche Bank Signatures Cease And Desist Retirement RBC NASAA Unfair Competition Bonus Reimbursement Personal Expenses FINRA Board Divorce Willfully Sexism Fiduciary REIT Dissent LOA expungement Rule 3010 Manifest Disregard Continuing Education 10Cir Credit Cards Sexist Hacking Broker Protocol MSSB Vacatur Undisclosed Settlement Disgorgement Huffington Post Customer Complaint Chase Due Process Severance Scottrade Rule 3110 Spoofing Hacker Fees Registered Rep Magazine Variable Annuity Unauthorized Trading Bitcoin Gallagher Malware brokeandbroker Cryptocurrency Social Media Identity Theft Rule 3050 Disclosure RRBDLAW.com Bharara MC-400 Lehman Brothers Will Indemnification SDFL Board IAR Internet Deceased BD Apple Kokesh Audit Stockbrokers Widow employment Lucia Rule 9552 Coronavirus Trading Platform FINRA Arbitration Website Gensler Stifel Rule 12904 Examination 4Cir Letter of Authorization Private Placement Zipper Self Regulation Emails Statute of Limitations Annual Compliance Questionnaire Away Accounts Solicited Wey Elder Abuse Wedbush LIBOR Variable Annuities Loans Commission Forex Credit Suisse Confidential Information Registration PIABA BOP Waiver Hedge Fund Prison 3Cir PNC Rule 2150 Postponement OIG Exhaustion of Administrative Remedies Breach of Contract RMBS Arbitraiton Dakota Securities BrokeAndBroker Bill Singer Crowdfunding Charles Schwab Unsolicited 2nd Circuit Rule 2111 WSPs Second Circuit Net Capital Brummer Rule 12805 Public Interest FINOP jobs Private Securities Transactions Bonds Lehman CMA Plea JPM TOD Sanction Guidelines 9/11 SunTrust Bureau of Prisons Debit Card Board of Governors Judgments IC3 Margin Call RRBDlaw.com Newman Hilton Weiner Imposter Non-Solicitation Time And Price BrokeandBroker Telephone Diversity Marijuana NYAG Rule 13200 Robinhood ADA China guest blog Bear Stearns Unsuitable Series 7 Mother Whistleblowing Cheating Motion to Confirm Morgan Keegan BrokeAndBroker.com Blog IPO bill singer FOREX Unjust Enrichment Racism MetLife aegis frumento Suspension CE RR guest blogger insecurities Rationale Raiding Gold CPA Regulation SP Testimony Enforcement 11Cir EDNY Botkin Employment Agreement Rakoff NoCA TCR WB-APP Finra Obstruction of Justice Reg S-P Restaurant Embezzlement Counterclaim Private Placements DOL Concentration Absolute Immunity Puerto Rico Membership Continuance Statutory Disqualification Committee Rule 4513 Whistleblowers Oppenheimer Stifel Nicolaus Non Solicitation Puts Joshua Brown FNMA Rule 2081 OSHA Rule 2210 JOBS Act 1Cir Protocol Lawyer Leggett Broke And Broker Small Firm Governor Check Kiting Auction Rate Securities CNBC Covid Churning NDCA Confirm Piwowar Charge Compensation Mutual Funds Knight Elder Fraud Sexual Harassment Tortious Interference Restitution Federal Reserve Rosenthal Recruiting Robert Cook Rule 12504 Taxes Aleynikov Excessive Trading HSBC Written Supervisory Procedures Customers MF Global Trade Secrets securities industry commentator Affiliate 10b-5 Khuzami Biden Woody Allen Ketchum VIX Information Deferred Compensation CEO Lawyers Stanford Termination TSSB Funds Michael King Associates Bloomberg SAC USERRA Pennystocks Michael King Sarbanes Oxley ING Charity Check Rule 13805 Hurry Pennystock Reg D Feigenbaum PN Wine EIA Irreparable Harm fraud Medicare Executor Sales Assistant Bank Fraud Wire Transfer Bandimere supervision Confidential money laundering Dementia Phishing DNJ Inability to Pay Cannabis Preliminary Injunction AAA Customer Information Form ADV Morgan Stanely Test Center Appointments Clause Research Saad Testing Shah Gilani Unregistered Conflict Service Securities America Affinity Fraud TheBlot Immunity High Frequency Trading Passcode Confidentiality Banc of America Leveraged ETF Circuit Court Standing Johnny Burris Article V Corruption Day Trading Commodities Fraud Argentina Privilege Attorneys Fees Teleconference 10b-10 Pruco Self Regulatory Organization Negligence White Bid Rigging FINRA AWC Rule 2430 Rule 21F 6th Circuit Side Bar ACH Google Probate Unauthorized Practice of Law OCIE Death Over Concentration McDuff signature Conflict of Interest Morgan Stanley Smith Barney Ride the Thunder AXA Finder\'s Fee PAQ Vietnam Marines Trader Hugh Hewitt Relevant Disciplinary History Honorarium Marine Corps Self Directed Nietzsche FMLA Kon Superior Court Rule 9554 Amazon Constitution Talman Harris Administrative Remedies JPMS Sharemaster Penson Subpoena FINRA Small Firm Whitman Hester Peirce Joint Account Ethereum CDO Cantor Fitzgerald ICO Marketplace Casino BrokeAndBroke Corzine Aguilar NPR IM Layering Guitron Extraordinary Circumstances Yesenia Guitron Government Accountability Project Outside Account Moon CGMI Beneficiaries 6Cir Rule 12212 NRF Stipulated Award Default Disability Obstruction Hearing Rule 3030 Congress Laptop Poteroba Statement of Corrective Action Motion to Compel Star Wars Medical Condition Chief Compliance Officer 401k 5Cir Failure To Supervise Rule 3310 Online Eligibility Smith Barney Consent Order Chase Investment Services Mutual Fund Sexual Discrimination Spoliation State Actor Vault Lincoln Financial David Sobel Third Party Vendor DMD Wanger Accounting RICO Parking Dell Daughter Stop Loss Arrest Control Person Judgment Guest Bloggers Red Flags S&P Fine Resignation Hospital YouTube Tax Fraud Investor Alert Kiting Texting TIC Blank Forms Escrow Fines Counterfeit Copyright RRBDlaw securities fraud Commissioner Stein Equity Indexed Annuities Florida 401(k) SD FCPA Data Conflicts Outside Accounts BATS Capital Gains Hotel Do Not Call Respondeat Superior WaMu Cold Spring Advisory Group Jennifer Tarr Trading Elder Law Scottsdale Series 79 LLC Regulation S-P Female wire fraud Backstage Wall Street Johnson Fowler Commodities Attorneys\' Fees Reuters Rule 2370 Fifth Amendment mail fraud UIT Rule 1031 Racial Discrimination Password Money Market Chase Bank Withdrawals Taft Correctional Institution Christian Stanley Reverse Life Insurance Res Judicata Offset FOCUS Slander Rule 13504 Permanent Bar Gross NY Life Transamerica Newport Coast Securities 40 Act Expert Witness Subject Matter Jurisdiction FCI FCI Beaumont SIFMA Falsification Selling Away VXX Prudential Ethics Electronic Communications Book of Business Extortion Confirmation ESOP Inmate Rule 9216 Arbitration Scholander Revocation Client Information SP Fiduciary Duty EEOC Moore Netschi Liquidation Self Reporting DCO FAP Civil Rights Regulation Acosta Puerto Rico Bonds First Amendment Tesla Mistake WhatsApp Obama WBAPP Gamification GameStop Financial Professionals Coalition Interactive Brokers Zoom Extraordinary Cooperation Crime Peirce Libel Non Solicit Chevron Son Blackbook Penalty Annual Audit 17a-5 NYG Capital Relevant Outside Counsel Pension Disciplinary History Rory Flynn Life Insurance Turnover BrokeAndbroker BrokerAndBroker.com Reform OWWP elderly Fee For Cause David Lerner Risk CD Settling Away Harassment Motion Stockbroker Timban Thain Oral Discretion Verbal Discretion Inside Information Meals Schneiderman wrongful termination 11th Circuit Microcap Elles Chiasson EDPA Department of Justice Wires Title VII Investment Adviser Expert Public Arbitrator Voya iPhone Financial Disclosure Lek Clayton Merger Income Motion to Postpone Allocation ALJ Grimes Punitive Deceased Customer Guardian Section 206 finra Motion To Dismiss Rule 21F-17 Undertaking Elon Musk Eric Stein Coin Branch Manager Stock Promotion whistleblower Exception Reports Berthel Fisher annuities Rule 12511 Bequest AI NPI Khan bank Particularity ADR Oilpro Mary Jo White Confidential Customer Information Willfull Kovack Securities GAP Short Sale Rule 144 AWC. FINRA Summary Judgment Compromise Calls Apartment defamation Women Binary Options Wire Transfers Bill singer Cherry Picking MSPB Tax Advice Newbridge Stephen A. Kohn Office of Special Counsel PSRO Grievance Kent Compliance Officer Stipulation Unauthorized Trades EB-5 Exemption Dostoevsky Preet Bharara Vungarala Purshe Kaplan SDOH Rule 13201 Initials Checking Section 1332 Schottenstein Notice Production Bonus Ecuador Fidelity Brokerage Services EDVA MDLA Texas State Securities Board Transitional Bonus Shotgun Pleading NMS Rule 1210 GME MAP Ruder Task Force Audit Committee FDA DWI AMC DRS Fiero JP Morgan Securities DMCA Nicolas Corcione SDCA NFT Third Party Beneficiary Jon Corzine Motion to Compel Arbitration Fundacion Nicor Panama Fernandez Molchatsky College Jay Clayton Game of Thrones Howey Burden of Proof sexism expenses National Securities QuadrigaCX reimbursement Fourth Amendment Swaps Capitalism Sears Liu Cryptocurrencies God Hayden Production Exhaustion Doctrine Allstate Promoter Hackers Non-Solicit NYLIFE Subway Prime Bank SIE Private Actor ALJ Foelak TradeStation Disparate Treatment Led Zeppelin Ten Commandments Lorenzo Gabelli Form TCR FINRA Foundation Series 66 Proctor Bezos Dinner PHC Principal Forfeiture Municipal Bonds Malice JPMorgan Chase DPA Sterne Agee Witness Tampering ETFs Legend Non Compete Clearing Firm Reasonable Solomon Quasi Governmental Well Managed Portfolio Exotic ETF Rule 420 Harris Ronald Filler MBS Deferred Prosecution Agreement Constructive Discharge Books and Records false statements Sharing Agreement Silver Excel NML DDC Traders Lexicon Bob Dylan Diamonds Rule 2330 Goble Success Fee Twitter Banks Obamacare Rules of Practice Hearsay Law School Payroll Practice Sale ADEA Wages Gnomes Age Discrimination Travel Undercover Bank Secrecy Act Hostile Workplace Trainee Fee Patriot Act FinCEN Preliminary Determination Books And Records Examinations South Park Overtime Arbitrability Executrix Cybersecurity Life Settlement Altered Records Tippee Tipper Kennedy Arbitrator CAT Cybercrime At Will Mattera Beatles Romer Springsteen Lewis Carroll McCartney Turbeville Motion to Exclude Jury Instructions Covid-19 Rule 13206 Investment Advisers Act Alcoholism Motiion to Acquit Court of Appeal Salman Joint Production BIll Singer Rule 13104 Kierkegaard Gifts Reason for Termination FINRA Eligibility Rule Merill Lynch Rule 12104 Transfer Currency Vaccarelli Bartko Non-Prosecution Agreement Vacate Last Known Address Laser In House Counsel State Farm Supervisor Pacifico Mantar In Connection With Collateral Bar Municipal Advisor NRSRO Retroactive Bar Retroactive SLUSA FNI Media Wells Fargo Advisors Nationwide Father Impersonator Evidence Exception Report Collateral Reg SHO ACT! Frivolous BitTorrent Training Dylan Leveraged ETFs Daspin Rule 13212 Discharge Nasdaq Orders Pershing Communications Work Product Tysk Altered ESG Retired Woman With Cane Tennis Court Fraudulent Inducement Customer Files Address Powell Compliance Questionnaire Martoma BBVA SEC Rules of Practice Rule 3210 Back Dated Mail CMO Rule 13904 Corporate Credit Card Janney Montgomery Scott Bill Singer BrokeAndBroker JAMS Securities and Exchange Commission Galleon Countrywide Tran Bank Guarantee Guardianship Broy Disney Bribe FTC BrokeandBroker.com Flash Drive 8210 Koval Skimming US Airways RRBDLAW Naskovets Cellphone Justice IBM Hurtado Baby Boomers Theft House Financial Services William Faulkner Ineligibility Credit Repair Press Release Criminal Personal Information Spam Mary Schapiro Kenneth Starr Murray No Show Martin Varney Dissident NFA Walter Costa Rica Advisor Placement Group Schumer Espionage DAO Statute of Limitation Diabetes Dow Hertz 9th Circuit Merrill Investacorp Wang HBO Anderson Citibank 529 Plan Reverse Merger AIG Brokeandbroker.com Scam 1099 Expense Sex Margin Calls SIPC Lee Boyland