An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

March 19, 2013

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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Mar 16Stockbroker/stockbrokerTrainee/financial AdvisorNsm SecuritiesWest Palm Beach, FL

Financial Advisor, Advisor, Finance Advisor, StockBroker, Stocks, Broker, Financial Broker, StockBroker Trainee, Stock Broker Training Requirements Submit Resume and Please... more

Mar 14Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

Company Description: EVEREST MERCHANT SERVICES is a leading provider of specialized yet affordable credit card processing solutions for a vast array of processing requirements. We... more

Mar 14Branch StockbrokerScottradeOklahoma City, OK

to facilitate a healthy path to success. Stockbroker Priorities: Use business development techniques to strengthen client relationships Act as a total solutions provider using... more

Mar 05Stockbroker Trainee - Training providedFinancial Services FirmNew York, NY

We are a mid size boutique firm based on Wall Street in Manhattan. We are looking for hardworking individuals who have an interest in pursuing a career in Finance. This is a full... more

Mar 05Stockbroker TraineeFinancial Services FirmNew York, NY

We are a mid size boutique firm based on Wall Street in Manhattan. We are looking for hardworking individuals who have an interest in pursuing a career in Finance. This is a full... more

Mar 03StockbrokerDriveline HoldingsBay City, MI

Stockbroker Location:Bay City, MI Job ID:9365 Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers... more


Mar 18Regulatory Analyst - Market Regulation, Trading AnalysisFinraRockville, MD

We are seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, Md. Job Summary: The Regulatory Analyst conducts routine review and investigations of... more

Mar 16Chief Litigation Counsel, EnforcementFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Chief Litigation Counsel opening in Rockville, MD . To be considered for this... more

Mar 16FINRA Intern - OGC, Code of Conduct & AppellateFinancial Industry Regulatory AuthorityWashington, DC

Title: FINRA Intern - OGC, Code of Conduct & Appellate - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2013 Summer Internship... more

Mar 16FINRA Investigative Extern (UNPAID), EnforcementFinraBoca Raton, FL

We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual for an Investigative Externship in the Enforcement Department of our Boca Raton, FL office. more

Mar 15Corporate Records AdministratorFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Corporate Records Administrator opening in Rockville, MD . To be considered for... more

Mar 15Regulatory Coordinator - Member Regulation , ROORFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY . To be considered for this... more

Mar 14Consolidated Supervised Entity Examiner - Member Regulation, ROORFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Consolidated Supervised Entity (CSE) Examiner opening in New York, NY . To be... more

Mar 13Regulatory Analyst - Chicago Equities SurveillanceFinraChicago, IL

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Regulatory Analyst opening in Chicago, IL. To be considered for this position,... more

Mar 12Sr. Business Development Officer (FINRA Series 65 Needed) CharlotteAnuva Resource SolutionsGreensboro, NC

Company Description: Consumer Goods Manufacturing Job Description: Sr. Business Development Officer (FINRA Series 65 Needed) Charlotte NC Financial Services - Investment... more

Mar 12Financial Operations Examiner - Member Regulation, ROORFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY . To be considered for this... more

Mar 12Sr. Business Development Officer (FINRA Series 65 Needed) Charlotte NCAnuva Resource SolutionsVirginia

Company Description: Consumer Goods Manufacturing Job Description: Sr. Business Development Officer (FINRA Series 65 Needed) Charlotte NC Financial Services - Investment... more

Mar 11CounselFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Counsel opening in Washington, DC . To be considered for this position, please... more

Mar 10FINRA Extern, Member Regulation (UNPAID)Financial Industry Regulatory AuthorityLos Angeles, CA

Title: FINRA Extern, Member Regulation (UNPAID) - Los Angeles, CA Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2013 Summer Externship Program:... more

Mar 09FINRA Extern, Member Regulation (UNPAID)FinraLos Angeles, CA

We Work to Protect Investors. Join our Team. 2013 Summer Externship Program: FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the... more

Mar 07FINRA Extern (unpaid) Chicago Equities - Market SurveillanceFinraChicago, IL

We Work to Protect Investors. Join our Team . 2013 Summer Externship Program FINRA is seeking a well qualified individual for our Extern opening in Chicago, IL. The Chicago... more

Mar 07Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 RequiredFour States Equipment and ServiceChicago, IL

Title: Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL Location: US-IL-Chicago-300 South Riverside / 10574 Job Number: 130008435... more

Mar 04FINRA Extern - (unpaid) OmbudsmanFinancial Industry Regulatory AuthorityRockville, MD

Title: FINRA Extern - (unpaid) Ombudsman - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. The Financial Industry Regulatory... more

Mar 03FINRA Legal Extern, Enforcement (UNPAID)FinraDallas, TX

We Work to Protect Investors. Join our Team. 2013 Summer Externship Program: FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the... more

Mar 02FINRA Compliance AnalystPaychexNew York, NY

Title: FINRA Compliance Analyst Location: New York-New York With headquarters in Rochester, NY, Paychex, Inc. has more than 100 offices and serves approximately 554,000 payroll... more

Mar 01FINRA Compliance AssociatePIMCONew York, NY

Position Description Individual will be responsible for providing compliance support for broker-dealer related activities, reporting to the Senior Compliance Officer in the NY... more

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