An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

April 1, 2013

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

Visit the BrokeAndBroker 

Mar 29Branch StockbrokerTrainee - Spring Hill, FL JobScottradeSpring Hill, FL

is to work towards a promotion to Branch Stockbroker. The Trainee operates as a team member to support clients and brokers. All duties and responsibilities are performed while... more

Mar 29Branch StockbrokerTraineeSpring Hill, FL

is to work towards a promotion to Branch Stockbroker. The Trainee operates as a team member to support clients and brokers. All duties and responsibilities are performed while... more

Mar 29Stock Broker / Stock Broker TraineeVfinance InvestmentsMiami, FL

recruiting for established Stock Brokers and Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong... more

Mar 28STOCKBROKER / FINANCIAL ADVISORRGA Wealth ManagementRed Bank, NJ

RGA Wealth Management Inc. is an independent branch office of Colorado Financial Services Corporation, a full service Independent Broker Dealer in Red Bank, New Jersey. We are... more

Mar 28REGISTERED STOCKBROKER/ FINANCIAL ADVISORRGA Wealth ManagementRed Bank, NJ

We are an independent office of Colorado Financial Services Corporation, a Full Service Independent Broker Dealer in Red Bank, New Jersey. We are seeking registered industry... more

Mar 27Stockbroker Trainee - Training providedFinancial Services FirmNew York, NY

We are a well-known independent Broker Dealer firm whose headquarters are located in the heart of the Financial District.This is an excellent opportunity to join one the fastest... more

Mar 27Stockbroker TraineeJohn Thomas FinancialNew York, NY

We are a well-known independent Broker Dealer firm whose headquarters are located in the heart of the Financial District.This is an excellent opportunity to join one the fastest... more

Mar 22Superstar StockbrokerTrainee Wanted!!! (Wall St.)New York, NY

Learn to be a top producing Wall Street stockbroker with the mentoring of professional sales millionaires, but we don't hire backgrounds. We only hire highly motivated... more

Feb 22Sourcers / Recruiters (2 105435 224098)AdeccoMountain View, CA

If you are an experienced Sourcer / Recruiter, we want to talk to you !!! If you have experience in technical sales or marketing or stockbrokers and accustomto making quotas,... more

Mar 31Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

Company Description: EVEREST MERCHANT SERVICES is a leading provider of specialized yet affordable credit card processing solutions for a vast array of processing requirements. We... more

Mar 28Stockbrokers New IndustryEverest Merchant ServicesNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Mar 27Stockbroker TraineeHfp CapitalNew York, NY

seeking recent college graduates for Stockbroker trainee position. We pay all expenses and offer full sponsorship for Series 7 and 63 licenses. You must be money-motivated,... more

Mar 19Hedge Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial AdvisorNociPalm Beach, FL

Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial Advisor Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d... more


Apr 01FINRA Legal Intern, EnforcementFinancial Industry Regulatory AuthorityBoca Raton, FL

Title: FINRA Legal Intern, Enforcement - Boca Raton, FL Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2013 Summer Internship Program FINRA is... more

Apr 01FINRA Legal Intern, Office of General Counsel (CPAG)Financial Industry Regulatory AuthorityWashington, DC

Title: FINRA Legal Intern, Office of General Counsel (CPAG) - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2013 Summer... more

Mar 29Associate Systems Analyst I - Rockville, MD - Contractor ConversionFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Associate Systems Analyst I opening in Rockville, MD . To be considered for this... more

Mar 29Associate Help Desk Support Specialist II - Rockville, MD - Contractor ConversionFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Associate Help Desk Support Specialist II opening in Rockville, MD . To be... more

Mar 29Regulatory Coordinator, Member Regulation, Sales PracticeFinraBoca Raton, FL

We Work to Protect Investors.Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in Boca Raton, FL . To be considered for this... more

Mar 28Regulatory Coordinator - Member Regulation, ROORFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY . To be considered for this... more

Mar 26FINRA Compliance AnalystPaychexChicago, IL

Title: FINRA Compliance Analyst Location: Illinois-Chicago-Chicago Downtown Office With headquarters in Rochester, NY, Paychex, Inc. has more than 100 offices and serves... more

Mar 26Surveillance Director - Member Regulation - Kansas City, MO( Job Number: 002348)FinraSmithville, MO

Surveillance Directors are leaders who ensure that regulatory programs identify and address current and emerging risks at broker-dealers. Leveraging FINRA's cutting-edge... more

Mar 26Chase Private Client Banker - Northeast 8th & 106th, Bellevue, WA - (FINRA Licenses Required - 6, 63JPMorgan ChaseBellevue, WA

Title: Chase Private Client Banker - Northeast 8th & 106th, Bellevue, WA - (FINRA Licenses Required - 6, 63, CA Life & Health REQUIRED) Location: US-WA-Bellevue-WM1282 Northeast... more

Mar 26Anticipated Relationship Banker Opportunities (FINRA Series 6/63 & CA Insurance Licenses Preferred):JPMorgan ChaseBishop, CA

Title: Anticipated Relationship Banker Opportunities (FINRA Series 6/63 & CA Insurance Licenses Preferred): Bishop, CA Location: US-CA-Bishop-WM1509 Bishop / 42383 Job Number:... more

Mar 26FINRA Extern - (unpaid) OmbudsmanFinancial Industry Regulatory AuthorityRockville, MD

Title: FINRA Extern - (unpaid) Ombudsman - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. The Financial Industry Regulatory... more

Mar 26FINRA Intern - OGC, Code of Conduct & AppellateFinancial Industry Regulatory AuthorityWashington, DC

Title: FINRA Intern - OGC, Code of Conduct & Appellate - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2013 Summer Internship... more

Mar 26Advisor Services Relationship Manager - Series 6 FINRA LicenseVolt Workforce SolutionsPhoenix, AZ

Advisor Services Relationship Manager - Series 6 FINRA License Posted on:03/21/13 Job Number: 304083-9438-1-323274 ? Add to Cart ? Email to a Friend Location: Phoenix, AZ... more

Mar 26Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeNew Jersey

Job Title: Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required) Job ID: 70546 Location: New Jersey Full/Part Time: Full-Time Regular/Temporary: Regular... more

Mar 26Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 RequiredJPMorgan ChaseChicago, IL

Title: Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL Location: US-IL-Chicago-300 South Riverside / 10574 Job Number: 130015627... more

Mar 26FINRAUndergraduate/Graduate Intern, HR CompensationFinancial Industry Regulatory AuthorityRockville, MD

Title: FINRA Undergraduate/Graduate Intern, HR Compensation - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2013 Summer... more

Mar 22FINRA Extern (Unpaid)FinraWoodbridge, NJ

We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for our Legal Extern- Department of Enforcement opening in Woodbridge, NJ . To be... more

Mar 22FINRA Legal Extern (Unpaid)FinraPhiladelphia, PA

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for ourLegal Externopening in Philadelphia, Pennsylvania. To be considered for this... more

Mar 21FINRAUndergraduate/Graduate Intern, HR CompensationFinraRockville, MD

We Work to Protect Investors. Join our Team. 2013 Summer Internship Program FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the... more

Mar 16FINRA Investigative Extern (UNPAID), EnforcementFinraBoca Raton, FL

We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual for an Investigative Externship in the Enforcement Department of our Boca Raton, FL office. more


Permalink

Search BrokeAndBroker

Related Topics

Previous Entries

Tag Cloud

Bill Singer BrokeAndBroker FINRA Arbitration AWC SEC BrokeAndBroker.com Expungement BrokerAndBroker Employment Guest Blog Guest Blogger Wells Fargo Street Sweeper Bill SInger Jobs Aegis Frumento OBA U5 Fraud Promissory Note U4 Email Merrill Lynch Morgan Stanley UBS EFL Defamation Elderly CRD Wire Fraud Statutory Disqualification InSecurities BrokeAndBroker OHO PST Suitability FBI Forbes Whistleblower NAC Rule 3270 Ponzi ALJ Citigroup DOJ Supervision BrokerCheck Borrowing Form U4 IRS OIP SDNY Willful Expenses Supreme Court Pro Se Bank Outside Business Activity Felony Ameriprise Securities Industry Commentator WSP Wrongful Termination Rule 2080 Form U5 Rule 8210 Discretion IRA Wachovia Dodd Frank RIA Rule 2010 Discovery Insider Trading Raymond James NASD Mail Fraud Wife Business Expenses JP Morgan Bar Husband CCO Punitive Damages Conversion Rule 1122 Forgery Checks TRO LPL Edward Jones Estate Bankruptcy Rule 3240 Settlement Willfulness Tax Trump Commissions Credit Card Employment Tuesday Margin Outside Business Activities Schwab NYSE Madoff 2Cir Stephen Kohn Insurance Frumento Rule 3040 arbitration Beneficiary Promissory Notes Wall Street Private Securities Transaction Corrective Action Statement Annuities Small Firm Facebook Rule 3280 Impersonation Options Injunction Tax Liens FAA Antitrust Customer Indictment Bank of America Power of Attorney Real Estate Rule 12206 Exam Trust CFTC Tax Lien ETF Remand Stay Mortgage Spouse SRO Street Legal Due Diligence Test ATM Offer of Settlement Misdemeanor Trustee Barclays COVID Complaint OTR Signature POA Annuity email Goldman Sachs Explained Decision Case In Point Sanctions Solicitation Crypto Away Account VA ACQ Wire Rule 2510 Loan Jurisdiction Securities Fraud Spouses Appeal Eligibility Rule OWB Lien Motion to Dismiss ARS Rule 4511 Initial Decision NASDAQ Retaliation Schapiro Employee Forgivable Loan DCCir E*Trade Unauthorized Discretion Burris 9Cir Mandatory Arbitration Blockchain T&P Rule 12200 Money Laundering Rule 4530 JPMorgan Liens NSF NASAA HFT Flash Crash RBC Conspiracy Signatures Discrimination Great Recession PCAOB Bonus Cease And Desist Deutsche Bank Reg SP Fidelity Failure to Supervise AML Retirement Manifest Disregard Reimbursement TD Ameritrade Compliance Fiduciary Continuing Education LOA Unfair Competition REIT Dissent Rule 3010 expungement Divorce Class Action Motion to Vacate Personal Expenses Credit Cards Hacking Vacatur Broker Protocol Huffington Post Undisclosed Settlement Disgorgement Chase Willfully Severance Unsuitability Scottrade Customer Complaint brokeandbroker Will Variable Annuity Board Disclosure Gallagher Malware MSSB IAR Unauthorized Trading Identity Theft Lehman Brothers Registered Rep Magazine Deceased SDFL Bitcoin BD CRS MC-400 Bharara RRBDLAW.com Hacker Rule 3050 10Cir Cryptocurrency Forex Stifel Rule 3110 Private Placement Letter of Authorization Zipper Sexism Away Accounts Due Process Wey Wedbush Emails Audit Variable Annuities Annual Compliance Questionnaire Coronavirus Apple FINRA Arbitration Spoofing Stockbrokers Self Regulation employment Lucia Social Media Loans Examination Internet Website Statute of Limitations Sexist Widow Rule 12904 Private Securities Transactions Lehman Indemnification Crowdfunding Arbitraiton FINOP Trading Platform Elder Abuse Registration Prison FINRA Board RMBS 2nd Circuit WSPs LIBOR BOP Second Circuit Credit Suisse Solicited jobs PNC Confidential Information Commission Rule 2150 Rule 12805 BrokeAndBroker Bill Singer Public Interest Kokesh Rule 2111 Net Capital PIABA Brummer Dakota Securities 3Cir Fees Postponement 4Cir Suspension ADA TOD Bonds Charles Schwab Morgan Keegan Rule 9552 Whistleblowing Cheating Newman IC3 Telephone Unsolicited Robinhood Debit Card Non-Solicitation Sanction Guidelines Bureau of Prisons Time And Price Judgments Hedge Fund CE RR MetLife FOREX Hilton Weiner Imposter RRBDlaw.com Motion to Confirm Unjust Enrichment BrokeAndBroker.com Blog bill singer NYAG Diversity BrokeandBroker Marijuana Bear Stearns China Plea Waiver Series 7 WB-APP Board of Governors Piwowar Lawyer Statutory Disqualification Committee Joshua Brown SunTrust Obstruction of Justice Concentration Membership Continuance Rakoff OSHA Oppenheimer 11Cir Embezzlement Covid Rule 2210 Charge JOBS Act Rule 13200 Puerto Rico Stifel Nicolaus Auction Rate Securities 9/11 Confirm Check Kiting Elder Fraud Mutual Funds Small Firm Governor Botkin CNBC Mother IPO Rule 2081 Gold CPA Racism Testimony Compensation Whistleblowers Employment Agreement Regulation SP Restaurant DOL Broke And Broker FNMA Exhaustion of Administrative Remedies JPM Tortious Interference Protocol Rule 4513 Reg S-P Counterclaim Knight Private Placements Immunity TheBlot Cannabis CMA Reg D Morgan Stanely Wire Transfer Feigenbaum Article V VIX Rule 13805 SAC Banc of America Lawyers Circuit Court Dementia USERRA HSBC Passcode Medicare Raiding Robert Cook Rosenthal Recruiting Conflict Pennystock Biden Appointments Clause Ketchum Johnny Burris Stanford Irreparable Harm MF Global Michael King Michael King Associates Puts TSSB Woody Allen Khuzami Corruption EIA Charity 1Cir Bandimere Enforcement PN Breach of Contract Bloomberg Affinity Fraud Hurry Unsuitable Testing Aleynikov ING Check AAA Standing Wine Service Unregistered Research Taxes Churning Executor NoCA Affiliate Trade Secrets securities industry commentator Customer Information Customers Sales Assistant CEO OIG Inability to Pay Rule 12504 Confidentiality Termination Margin Call Funds Confidential Phishing Rationale Leveraged ETF Day Trading Bank Fraud Pennystocks Federal Reserve Information High Frequency Trading Shah Gilani Non Solicitation Deferred Compensation Conflict of Interest Accounting Statement of Corrective Action Trader Hester Peirce AXA McDuff Attorneys Fees Third Party Vendor Lincoln Financial fraud Aguilar Layering Guitron ACH Poteroba TCR FINRA AWC 6th Circuit Motion to Compel Death Test Center Outside Account Gensler Joint Account CDO Wanger Bid Rigging Casino signature Constitution Talman Harris Subpoena Saad Moon FMLA Self Regulatory Organization Kon Probate EDNY David Sobel JPMS Sexual Harassment Eligibility Sharemaster Vault PAQ Ethereum Leggett supervision White Over Concentration Stipulated Award Hugh Hewitt Negligence NPR Marketplace Government Accountability Project Corzine Whitman 10b-5 Relevant Disciplinary History Marines Vietnam Ride the Thunder Rule 9554 Marine Corps Teleconference Honorarium BrokeAndBroke OCIE Yesenia Guitron DNJ Finder\'s Fee Sarbanes Oxley Obstruction Amazon Disability ICO Smith Barney Online Consent Order Morgan Stanley Smith Barney Medical Condition Rule 3310 Google Absolute Immunity Argentina Hearing NDCA Chief Compliance Officer Side Bar Unauthorized Practice of Law Parking Nietzsche Mutual Fund Form ADV Commodities Fraud 401k Rule 3030 Beneficiaries Laptop money laundering Congress 6Cir Spoliation Star Wars IM Rule 12212 Penson Chase Investment Services Administrative Remedies Written Supervisory Procedures Finra Failure To Supervise Resignation Money Market Chevron Outside Accounts Florida State Actor RRBDlaw Annual Audit Relevant Settling Away Hotel Fowler Chiasson 17a-5 Arbitration 11th Circuit Book of Business Sexual Discrimination Son 10b-10 Female Revocation Pruco 5Cir TIC Data Schneiderman Newport Coast Securities Self Directed Fines Default Meals Johnson Timban Wires WaMu CD Fiduciary Duty Commodities CGMI Fifth Amendment BATS NYG Capital Password Self Reporting Outside Counsel Capital Gains Title VII wrongful termination Attorneys\' Fees Inside Information GameStop Disciplinary History Acosta 40 Act FAP Electronic Communications Scholander Gamification SP Escrow Pension Motion Rule 9216 Crime Verbal Discretion Restitution 401(k) Offset DMD Commissioner Stein wire fraud Rule 13504 Civil Rights mail fraud Withdrawals Red Flags RICO Fine Blank Forms Microcap Puerto Rico Bonds Risk Life Insurance Guest Bloggers Arrest Fee S&P ESOP Trading Regulation S-P NRF Rule 21F Series 79 Rory Flynn Scottsdale Chase Bank First Amendment Preliminary Injunction Confirmation Respondeat Superior BrokeAndbroker Rule 2430 Libel Reuters Slander Backstage Wall Street YouTube Taft Correctional Institution Cold Spring Advisory Group Counterfeit Subject Matter Jurisdiction Oral Discretion SD LLC Investor Alert For Cause Client Information OWWP Texting Kiting Turnover Rule 1031 Non Solicit Privilege FINRA Small Firm Rule 2370 Elder Law Expert Witness Copyright FCI Beaumont FOCUS Stockbroker Permanent Bar Control Person Reverse Life Insurance Investment Adviser Judgment Christian Stanley Hospital Falsification Dell Stop Loss Equity Indexed Annuities FCI FCPA Tax Fraud Excessive Trading Daughter David Lerner NY Life Jennifer Tarr BrokerAndBroker.com Cantor Fitzgerald Selling Away Thain Obama Extortion Inmate SIFMA Regulation Elles Reform Do Not Call VXX Department of Justice Gross Netschi Moore Prudential elderly Ethics BIll Singer Jon Corzine Texas State Securities Board ETFs Principal Municipal Bonds Exotic ETF EEOC Transamerica Bill Singer BrokeAndBroker Tax Advice AWC. FINRA Merger Father NPI SDCA FINRA Foundation Reason for Termination Kierkegaard Preet Bharara Checking JPMorgan Chase Schumer NYLIFE Voya Kennedy Harris Walter Powell Espionage Promoter Dow Laser Bob Dylan Mattera Romer National Securities Hackers Subway SEC Rules of Practice Evidence Rule 420 UIT Martoma Janney Montgomery Scott Witness Tampering Dylan NML Diamonds Sterne Agee Prime Bank Clayton Silver Nationwide Non Compete Apartment Molchatsky Harassment Rule 12511 Kenneth Starr Disparate Treatment Particularity Initials Lewis Carroll Expense Customer Files Altered Records Executrix Cybersecurity Flash Drive Murray Led Zeppelin Stephen A. Kohn EB-5 Ten Commandments Coin At Will Cybercrime Beatles AI Purshe Kaplan Joint Production Vungarala Boyland PSRO No Show Tipper Tippee Rule 12104 Motion To Dismiss Panama Rule 13104 Clearing Firm Swaps Broy HBO Solomon Quasi Governmental Trainee Fee Mary Jo White House Financial Services Compliance Officer Reasonable Fundacion Nicor Series 66 Proctor Fiero Rule 144 Skimming Naskovets SDOH DWI Fourth Amendment FDA Allstate Investment Advisers Act Gabelli Nicolas Corcione Koval Rule 2330 Willfull Impersonator ACT! Tysk Back Dated Altered Training IBM MSPB JAMS Extraordinary Circumstances Brokeandbroker.com BitTorrent Frivolous 1099 Disney Conflicts Daspin Turbeville Wang Newbridge MBS Orders Racial Discrimination Nasdaq Summary Judgment Rule 3210 Criminal NFA Bribe Oilpro Kent securities fraud Motiion to Acquit FINRA Eligibility Rule Stipulation Unauthorized Trades Vaccarelli Alcoholism Jury Instructions College Currency Covid-19 Merill Lynch Hertz Pershing Grievance AIG BBVA Zoom SIPC Allocation Investacorp Cherry Picking Exhaustion Doctrine Confidential Customer Information Res Judicata Office of Special Counsel Bill singer Vacate Pacifico Non-Prosecution Agreement bank Ecuador ESG Eric Stein Branch Manager Notice Practice Sale DDC Wages Rule 21F-17 McCartney Springsteen Motion to Postpone Transitional Bonus Production Bonus Undertaking Income Liu Guardian Securities America Bequest Traders Diabetes Examinations Punitive God Non-Solicit Sears Fraudulent Inducement Spam Undercover Compliance Questionnaire RRBDLAW CAT false statements Sharing Agreement Books and Records Rule 13904 Retired Woman With Cane Tennis Court Lexicon Women Goble William Faulkner Twitter MDLA BrokeandBroker.com Mary Schapiro Baby Boomers Forfeiture Life Settlement Tran Countrywide Lek GAP Exception Reports Obamacare ALJ Foelak ADR Well Managed Portfolio Constructive Discharge Section 206 Berthel Fisher Public Arbitrator State Farm Leveraged ETFs Reverse Merger NRSRO Bezos FTC US Airways Court of Appeal Municipal Advisor Bartko Transfer Short Sale Financial Disclosure Compromise Tesla EDPA Collateral CMO Collateral Bar Scam Work Product Statute of Limitation Retroactive Bar Schottenstein ADEA Press Release Retroactive Section 1332 Anderson Binary Options Merrill In House Counsel Guardianship Dostoevsky Dissident Liquidation Wire Transfers Arbitrator Credit Repair Payroll Game of Thrones sexism Banks expenses Legend Margin Calls Dinner Mail Burden of Proof Cellphone ALJ Grimes Martin Hurtado Arbitrability Bank Guarantee reimbursement Citibank Hearsay Supervisor QuadrigaCX iPhone Rules of Practice PHC Elon Musk Sex Advisor Placement Group Travel Costa Rica Wells Fargo Advisors Hayden Production Securities and Exchange Commission 8210 FNI Media Superior Court Mistake South Park Malice Patriot Act Last Known Address GME Jay Clayton Deferred Prosecution Agreement Books And Records DPA Lee Preliminary Determination Capitalism Bank Secrecy Act 9th Circuit Varney Blackbook Audit Committee Deceased Customer Mantar Theft Galleon Khan FinCEN Gnomes Ruder Task Force Personal Information whistleblower In Connection With Age Discrimination Gifts Stock Promotion Law School Salman Excel Penalty Third Party Beneficiary Cryptocurrencies