An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

April 16, 2013

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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Apr 12FINRA Legal Extern, Enforcement (UNPAID)FinraJericho, NY

We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for our Legal Externship - Department of Enforcement in Jericho, NY. To be considered... more

Apr 06StockbrokerEdward JonesCalifornia

Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more

Apr 03IT Trading Support AnalystMacquarie BankNew York, NY

and expertise deliver a real advantage for clients, concentrating resources where we can add the most value. Macquarie has been active in the United States for over a decade. more

Apr 03BrokerHfp Capital MarketsNew York, NY

Sales training to become a Fully Licensed Stockbroker. We will provide: - All necessary study materials and tools to pass the Series 7 and 63 exams. - Full Sponsorship for Series... more

Apr 03StockbrokerRockwell SecuritiesNew York, NY

Rockwell Securities LLC is a full service investment firm located above Penn Station on 34th street in New York City. We are currently seeking a select few experienced Series... more

Apr 03FINRA Legal Extern, Enforcement (UNPAID)Financial Industry Regulatory AuthorityJericho, NY

Title: FINRA Legal Extern, Enforcement (UNPAID) - Jericho, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well qualified... more

Apr 02Stockbroker -- Entry Level TraineeBcm Global Equity GroupMelville, NY

BCM GLOBAL EQUITY . NEW ESTABLISHMENT! is a Full Service Brokerage Firm that is looking for individuals with impressive work ethic and a strong desire to succeed. You will be... more

Apr 02Equity Research Associate OpportunitiesMacquarieNew York, NY

Macquarie Group is a global provider of banking, financial, advisory, investment and funds management services. At Macquarie we offer you the experience and freedom to grow your... more

Mar 29Branch StockbrokerTrainee - Spring Hill, FL JobScottradeSpring Hill, FL

is to work towards a promotion to Branch Stockbroker. The Trainee operates as a team member to support clients and brokers. All duties and responsibilities are performed while... more

Mar 29Stock Broker / Stock Broker TraineeVfinance InvestmentsMiami, FL

recruiting for established Stock Brokers and Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong... more

Mar 28REGISTERED STOCKBROKER/ FINANCIAL ADVISORRGA Wealth ManagementRed Bank, NJ

We are an independent office of Colorado Financial Services Corporation, a Full Service Independent Broker Dealer in Red Bank, New Jersey. We are seeking registered industry... more

Mar 27Stockbroker TraineeJohn Thomas FinancialNew York, NY

We are a well-known independent Broker Dealer firm whose headquarters are located in the heart of the Financial District.This is an excellent opportunity to join one the fastest... more


Apr 13Branch StockbrokerScottradeOklahoma City, OK

to facilitate a healthy path to success. Stockbroker Priorities: Use business development techniques to strengthen client relationships Act as a total solutions provider using... more

Apr 03Financial Advisor/StockbrokerMorgan WilshireGarden City, NY

Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more

Mar 31Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

Company Description: EVEREST MERCHANT SERVICES is a leading provider of specialized yet affordable credit card processing solutions for a vast array of processing requirements. We... more

Mar 28Stockbrokers New IndustryEverest Merchant ServicesNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Mar 27Stockbroker TraineeHfp CapitalNew York, NY

seeking recent college graduates for Stockbroker trainee position. We pay all expenses and offer full sponsorship for Series 7 and 63 licenses. You must be money-motivated,... more


Apr 12FINRA Legal Extern, Enforcement (UNPAID)FinraJericho, NY

We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for our Legal Externship - Department of Enforcement in Jericho, NY. To be considered... more

Apr 08Private Client Group Relationship Manager (FINRA licensed)PNCFrederick, MD

As a Relationship Manager for PNC's Private Client Group, you will be part of a successful and growing organization with a strong commitment to leadership in the affluent... more

Apr 06Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 RequiredChaseChicago, IL

Chase is a leader in the financial services industry, providing banking, mortgages, credit cards, loans, payment processing and investment services to 50 million customers - 1 out... more

Apr 05Investment Services Customer Service Rep (FINRA Series 7 & 63) - Consumer BankingJPMorgan ChaseSan Antonio, TX

Title: Investment Services Customer Service Rep (FINRA Series 7 & 63) - Consumer Banking - - San Antonio, TX Location: US-TX-San Antonio-WM2198 Stone Oak Bldg A / 42808 Job... more


Apr 12Compliance/FINRA Project Manager - FINRAMitchell MartinNew York, NY

ComplianceFINRA Project Manager FINRA Location New York NY Duration 12 months + Required Skills Compliance Technology ProgramProject Manager this is an application Project Manager... more

Apr 07Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 RequiredJPMorgan ChaseChicago, IL

Title: Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL Location: US-IL-Chicago-300 South Riverside / 10574 Job Number: 130023239... more

Apr 06FINRA Legal Extern, Enforcement (UNPAID)Financial Industry Regulatory AuthorityJericho, NY

Title: FINRA Legal Extern, Enforcement (UNPAID) - Jericho, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well qualified... more

Apr 04FINRA Undergraduate Intern, Corporate CommunicationsFinancial Industry Regulatory AuthorityWashington, DC

Title: FINRA Undergraduate Intern, Corporate Communications - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2013 Summer... more

Apr 02Consolidated Supervised Entity Examiner - Member Regulation, ROOR - New York, NY(Job Number: 002358)FinraNew York, NY

Job Summary : The Examiner conducts assignments on routine and special Consolidated Supervised Entity (CSE) examinations to assess member firms' risk management framework and... more

Mar 26FINRAUndergraduate/Graduate Intern, HR CompensationFinancial Industry Regulatory AuthorityRockville, MD

Title: FINRA Undergraduate/Graduate Intern, HR Compensation - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2013 Summer... more

Mar 26FINRA Intern - OGC, Code of Conduct & AppellateFinancial Industry Regulatory AuthorityWashington, DC

Title: FINRA Intern - OGC, Code of Conduct & Appellate - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2013 Summer Internship... more

Mar 26Chase Private Client Banker - Northeast 8th & 106th, Bellevue, WA - (FINRA Licenses Required - 6, 63JPMorgan ChaseBellevue, WA

Title: Chase Private Client Banker - Northeast 8th & 106th, Bellevue, WA - (FINRA Licenses Required - 6, 63, CA Life & Health REQUIRED) Location: US-WA-Bellevue-WM1282 Northeast... more

Mar 26FINRA Compliance AnalystPaychexNew York, NY

Title: FINRA Compliance Analyst Location: New York-New York-Manhattan Office With headquarters in Rochester, NY, Paychex, Inc. has more than 100 offices and serves approximately... more

Mar 26FINRA Extern - (unpaid) OmbudsmanFinancial Industry Regulatory AuthorityRockville, MD

Title: FINRA Extern - (unpaid) Ombudsman - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. The Financial Industry Regulatory... more

Mar 26Advisor Services Relationship Manager - Series 6 FINRA LicenseVolt Workforce SolutionsPhoenix, AZ

Advisor Services Relationship Manager - Series 6 FINRA License Posted on:03/21/13 Job Number: 304083-9438-1-323274 ? Add to Cart ? Email to a Friend Location: Phoenix, AZ... more

Mar 26Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required)MetLifeNew Jersey

Job Title: Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required) Job ID: 70546 Location: New Jersey Full/Part Time: Full-Time Regular/Temporary: Regular... more

Mar 26Surveillance Director - Member Regulation - Kansas City, MO( Job Number: 002348)FinraSmithville, MO

Surveillance Directors are leaders who ensure that regulatory programs identify and address current and emerging risks at broker-dealers. Leveraging FINRA's cutting-edge... more

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