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by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

May 21, 2013

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

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If you are an employer seeking job candidates, BrokeAndBroker offers the perfect Wall Street demographic of industry professionals: stockbrokers, advisors, lawyers, regulators, compliance officers, and back-office staff.
  
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May 20Experienced and Entry Level Sales - Sales RepresentativeInsphere Insurance SolutionsManassas, VA

Opportunity, business development, sales representatives, building business, pharmaceutical sales, financial advisor, financial consultant, stockbroker, advertising sales,... more

May 15VP of FinanceRivers EntertainmentRidgecrest, CA

Former or current stockbroker, financial advisor or other position relative to raising captial for private companies whom are in start-up mode. Must... more

May 13Branch Stockbroker - Cleveland, OH JobScottradeCleveland, OH

to facilitate a healthy path to success. Stockbroker Priorities: * Use business development techniques to strengthen client relationships * Act as a total solutions provider using... more

May 13StockbrokerEdward JonesRacine, WI

Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more

May 13Service Center Stockbroker - Financial ServicesWeb Recruiter Staffing DivisionNorth Las Vegas, NV

is seeking a full-time Service Center Stockbroker for the North Las Vegas, NV area. Web Recruiter seeks someone who can perform the following primary roles and responsibilities:... more

May 09Sales Representative Inside SalesEverest Merchant Services USNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

May 09Sales ExecutiveAmerican Stimulus FundingNew York, NY

2-804-7639 TODAY to schedule an interview and/or send your resume today. Hiring Organization: www.stimulusfunding.com EXCELLENT COMPARISON: Stockbroker, Mortgage Broker,... more

May 09FINRA Legal Extern, Enforcement (UNPAID)FinraJericho, NY

We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for our Legal Externship - Department of Enforcement in Jericho, NY. To be considered... more

May 07Senior Manager, Investor RelationsAFLACColumbus, GA

Spread Your Wings We are the duck. We inspire and are inspired, listen and respond, empower our people, give back to our community, and most importantly, celebrate every success... more

May 02Sourcers / Recruiters (2 105435 224098)AdeccoMountain View, CA

If you are an experienced Sourcer / Recruiter, we want to talk to you !!! If you have experience in technical sales or marketing or stockbrokers and accustom to making quotas,... more

May 20Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth AdviserNociHartford, CT

Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth Adviser Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d...more

May 20Hedge Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial AdvisorNociPalm Beach, FL

Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial Advisor Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d... more

May 19Branch StockbrokerScottradeCleveland, OH

Branch Stockbroker - Cleveland, OH Job ID: 20130105-7221 Description: Your Future: Our ... to facilitate a healthy path to success. Stockbroker Priorities: * Use business... more

May 18Financial Adviser /StockbrokerSolution StaffingConshohocken, PA

our resume. Please view all of our opportunities at www.solutionstaffing.net KEYWORDS: NASD, Series 6, Series 7, Series 66, Series 63, Stockbroker, Stock Broker, Financial... more

May 04Financial Advisor/StockbrokerMorgan WilshireGarden City, NY

Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more

May 03Stockbroker / Account ExecutiveDMG SecuritiesWashington, DC

This sales position entails building and servicing clientele, keeping clients abreast of pertinent market information, maintaining an in-depth understanding of the wide variety of... more

May 17Regulatory Analyst - Market Regulation, Customer IssuesFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD . To be considered for this position,... more

May 08Regulatory Coordinator, Member Regulation, Sales PracticeFinraBoca Raton, FL

We Work to Protect Investors.Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in Boca Raton, FL . To be considered for this... more

May 08Compliance Examiner, Member Regulation, Sales PracticeFinraBoca Raton, FL

We Work to Protect Investors. Join our Team. FINRA is seekinga well-qualified individual fora Compliance Examiner opening in Boca Raton, FL .To be considered for this position,... more

May 08Examination Manager, Sales PracticeFinraDenver, CO

We Work to Protect Investors.Join our Team. FINRA is seeking a well qualified individual for our Examination Manager opening in our Denver, CO,location.To be considered for this... more

May 07Lead Business Analyst- Testing & Continuing Education/Shared ServicesFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Lead Business Analyst - Testing & Continuing Education/Shared Services opening in... more

May 05Test Development Editor - Testing & Continuing Education - QualificationsFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Test Development Editor - Qualifications opening in Rockville, MD. To be... more

May 03Regulatory Coordinator - Member Regulation, Sales PracticeFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY . To be considered for this... more

May 03Internet Analyst III, Web ServicesFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Internet Analyst III opening in Washington, DC . To be considered for this... more

May 03Regulatory Analyst - OFDMI-FraudFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Regulatory Analyst -Fraud opening in Rockville, MD . To be considered for this... more

May 03Director, Web ServicesFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Director of Web Services opening in Washington, DC . To be considered for this... more

May 01Lead DeveloperFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Lead Developer opening in Rockville, MD . To be considered for this position,... more

May 01Financial Operations Examiner - Member Regulation, ROORFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY . To be considered for this... more

May 20FINRA Compliance OfficerSicor SecuritiesDayton, OH

Sicor Securities, Inc. is searching for a Compliance Officer who will have the general responsibility of monitoring the daily activities of this broker-dealer firm and assist with... more

May 17Senior Developer - Rockville, MD - Contractor ConversionFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Senior Developer opening in Rockville, MD . To be considered for this position,... more

May 17Senior Director, Corporate CommunicationsFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Director opening in Washington, DC . To be considered for this position,... more

May 17Regulatory Analyst - Market Regulation, Market Manipulation InvestigationsFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD . To be considered for this position,... more

May 15BA / PMO with Series 99 Certification(This is related to FINRA)Sunit TechNew York, NY

Hello Professional, Please find the below direct client requirement and let me know your thoughts. Share updated profile to Position: BA / PMO with Series 99 Certification(This is... more

May 14Associate Analyst - Rockville, MD - Contractor ConversionFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Associate Analyst opening in Rockville, MD. To be considered for this position,... more

May 13Chase Private Client Banker - (FINRA Licenses RequiredChaseWashington

The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more

May 12Chase Private Client Banker - Mercer Island, WA - (FINRA Licenses Required - 6, 63, WA Life & HealthJPMorgan ChaseMercer Island, WA

Title: Chase Private Client Banker - Mercer Island, WA - (FINRA Licenses Required - 6, 63, WA Life & Health REQUIRED) Location: US-WA-Mercer Island-WM1151 Mercer Island / 42115... more

May 12Regulatory Analyst - OFDMI - Insider TradingFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Regulatory Analyst - Insider Trading opening in Rockville, MD. To be... more

May 12Compliance ExaminerFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Rockville, MD. To be considered for this position,... more

May 11Chase Private Client Banker - Mercer Island, WA - (FINRA Licenses Required - 6, 63, WA Life & Health REQUIRED)ChaseMercer Island, WA

The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more

May 10Attorney II - Member Regulation, Sales Practice PolicyFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Attorney II opening in New York, NY . To be considered for this position, please... more

May 09Chase Private Client Banker - Lake Forest Park - Seattle, WA (FINRALicenses Required - 6, 63, WA Life & Health REQUIRED)ChaseSeattle, WA

The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more

May 09Desktop Support SpecialistFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Desktop Support Specialist opening in Rockville, MD . To be considered for this... more

May 08Regulatory Coordinator, Member RegulationFinraSmithville, MO

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in our Kansas City, MO office. To be considered... more

May 08Chase Private Client Banker - NE 8th, - (FINRALicenses RequiredChaseWashington

The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more

May 08Chase Private Client Banker - Lake Forest Park - (FINRA Licenses RequiredChaseWashington

The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more

May 04Compliance Coordinator (FINRA 7 and 24 required)MetLifeFort Lauderdale, FL

If you experience issues please note, compatible browsers are Internet Explorer up to and including v9 (IE10 compatibility mode), Chrome, FireFox, and Safari Job Title: Compliance... more


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