An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

June 25, 2013

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM
Stockbroker, Compliance, Legal, and Regulatory Jobs

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Jun 21Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth AdviserNociHartford, CT

Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth Adviser Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d...more

Jun 21Hedge Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial AdvisorNociPalm Beach, FL

Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial Advisor Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d... more

Jun 16Branch StockbrokerScottradeProvidence, RI

to facilitate a healthy path to success. Stockbroker Priorities: Use business development techniques to strengthen client relationships Act as a total solutions provider using... more

Jun 15Branch StockbrokerTraineeScottradeWexford, PA

is to work towards a promotion to Branch Stockbroker. The Trainee operates as a team member to support clients and brokers. All duties and responsibilities are performed while... more

Jun 14Bilingual (Mandarin) Branch StockbrokerTraineeScottradeFlushing, NY

is to work towards a promotion to Branch Stockbroker. The Trainee operates as a team member to support clients and brokers. All duties and responsibilities are performed while... more

Jun 12STOCKBROKERDMG SecuritiesGreat Falls, VA

DMG SECURITIES, INC., member FINRA, SIPC. Full servicebroker. Personalized in-house training. Lucrative payout schedule. EntryLevel/All Majors. Please call James Scullen at... more

Jun 11Branch Stockbroker - Cleveland, OH JobScottradeCleveland, OH

to facilitate a healthy path to success. Stockbroker Priorities: * Use business development techniques to strengthen client relationships * Act as a total solutions provider using... more

Jun 11Bilingual (Mandarin) Branch StockbrokerScottradeFlushing, NY

to facilitate a healthy path to success. Stockbroker Priorities: Use business development techniques to strengthen client relationships Act as a total solutions provider using... more

Jun 04Financial Advisor/StockbrokerMorgan WilshireGarden City, NY

Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more

Jun 21Regulatory Analyst - OFDMI-PIPESFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Regulatory Analyst -Fraud opening in Rockville, MD . To be considered for this... more

Jun 21Analyst I - Registration and DisclosureFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Analyst I - Registration and Disclosure opening in Rockville, MD . To be... more

Jun 21Customer Service Coordinator III Field Support ServicesFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Customer Service Coordinator III Field Support Services opening in Rockville, MD. more

Jun 19Compliance Examiner - Member Regulation, Sales PracticeFinraBoca Raton, FL

We Work to Protect Investors. Join our Team. FINRA is seekinga well-qualified individual forour Compliance Examiner opening in Boca Raton, FL .To be considered forthis positions,... more

Jun 19FINRA Compliance OfficerSicor SecuritiesDayton, OH

Company Description: Job Description: Sicor Securities, Inc. is searching for a Compliance Officer who will have the general responsibility of monitoring the daily activities of... more

Jun 19PsychometricianFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Psychometrician opening in Rockville, MD. To be considered for this position,... more

Jun 18Senior PsychometricianFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Psychometrician opening in Rockville, MD . To be considered for this... more

Jun 15Regulatory Analyst - Market Regulation, Options RegulationFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Regulatory Analyst, Options Regulation opening in New York, NY . To be considered... more

Jun 14Help Desk Support Specialist - Rockville, MD - Contractor ConversionFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Help Desk Support Specialist opening in Rockville, MD . To be considered for this... more

Jun 14Team Leader / Associate Director - PIPESFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Team Leader/Associate Director opening in Rockville, MD. To be considered for... more

Jun 14Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 RequiredChaseIllinois

Chase is a leader in the financial services industry, providing banking, mortgages, credit cards, loans, payment processing and investment services to 50 million customers - 1 out... more

Jun 13Test Development Editor - Testing & Continuing Education - QualificationsFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Test Development Editor - Qualifications opening in Rockville, MD. To be... more

Jun 13Security Senior SpecialistFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Security Senior Specialist opening in Rockville, MD. To be considered for this... more

Jun 12Surveillance Analyst (Excel and FINRA Series 7 required)American International GroupAtlanta, GA

Surveillance Analyst (Excel & FINRA Series 7 required) Job ID #: 87401 Employment Type: Full Time - Permanent Location: GA-Atlanta Education Preferred: Bachelors Degree (or... more

Jun 12Surveillance Analyst (Excel & FINRA Series 7 required)ChartisinsuranceAtlanta, GA

Position Description The Surveillance Analyst of the Advisor Group will be responsible for completing Field Advisor and product reviews. This position reports to the... more

Jun 11Qualifications Analyst -Testing and Continuing EducationFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Qualifications Analyst opening in New York, NY. To be considered for this... more

Jun 11Investigative Senior SpecialistFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Investigative Senior Specialist opening in Rockville, MD To be considered for... more

Jun 08Team Leader - Associate Director - Office of the WhistleblowerFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Team Leader - Associate Director opening in Rockville, MD . To be considered for... more

Jun 08Compliance Examiner - Member Regulation, Membership Application ProgramFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in Membership Application Program (MAP)of the Member... more

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