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by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

September 10, 2013

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM
Stockbroker, Compliance, Legal, and Regulatory Jobs

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Sep 09Cold CallerSelect Family of Staffing CompaniesTinton Falls, NJ

Falls, NJ During the training program, the Stockbroker trainee will utilize a call list ... flexibility involved in each call. The Stockbroker trainee will utilize an online...more

Sep 07Senior Specialist, Payroll JobCelgeneBerkeley Heights, NJ

and update employee profile data with stockbroker as required. - Support the monthly payroll journal entry process. - Support non-exempt data administration of the automated time... more

Sep 03Recruiters / Sourcers / HR Coordinators (2 105435 238104)AdeccoMountain View, CA

If you have a passion for helping people put to work, we want to talk to you !!! We have several immediate openings for Sourcers, Recruiters, Recruiting Coordinators / Support at... more

Sep 06Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Sep 05Stockbroker / Account ExecutiveDMG SecuritiesWashington, DC

This sales position entails building and servicing clientele, keeping clients abreast of pertinent market information, maintaining an in-depth understanding of the wide variety of... more

Sep 05Financial Advisor/StockbrokerMorgan WilshireGarden City, NY

Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more

Sep 08Financial Operations Examiner - Member Regulation, ROORFinraNew York, NY

DESCRIPTION/RESPONSIBILITIES: We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York,... more

Sep 06Regulatory Coordinator - Member Regulation, Sales Practice - New York, NY( Job Number: 002525)FinraNew York, NY

FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this position, please submit your resume through our... more

Sep 06Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number: 002513)FinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position,... more

Sep 06Regulatory Analyst - OFDMI-Fraud - Rockville, MD( Job Number: 002533)FinraGaithersburg, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Regulatory Analyst - Fraudopening in Rockville, MD. To be considered for this... more

Sep 06Compliance Examiner - Member Regulation - San Francisco, CA( Job Number: 002689)FinraSan Francisco, CA

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening inSan Francisco, CA. To be considered for this... more


Sep 08Regulatory Coordinator - Member Regulation, Sales PracticeFinraJericho, NY

DESCRIPTION/RESPONSIBILITIES: We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in Jericho, NY. To... more

Sep 06Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Sep 06Associate Director, Risk Management - New York, NY(Job Number: 002718)FinraNew York, NY

s risk and related regulatory intelligence generally and specifically related to ad hoc special projects and initiatives. * Manages multiple, complex projects at one... more

Sep 05Financial Advisor/StockbrokerMorgan WilshireGarden City, NY

Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more

Sep 05Stockbroker / Account ExecutiveDMG SecuritiesWashington, DC

This sales position entails building and servicing clientele, keeping clients abreast of pertinent market information, maintaining an in-depth understanding of the wide variety of... more

Sep 01Compliance Examiner, Market RegulationFinraNew York, NY

DESCRIPTION/RESPONSIBILITIES: We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner within our Market Regulation... more

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