Nov 19 | Branch Manager - Novi, MI Job | Scottrade | Novi, MI |
preferred and absolute proficiency as a stockbroker in all areas of the discount industry * Minimum 4 years customer service skills * Clean U4 securities record Scottrade, Inc.,... more | |||
Nov 17 | FINRA Legal Extern, Enforcement (UNPAID) | Finra | Jericho, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for our Legal Externship - Department of Enforcement in Jericho, NY. To be considered... more | |||
Nov 15 | Claims Specialist - Insurance Agents and Securities Broker/Dealer Professional Liability | Continental Casualty Company | New York, NY |
and property & casualty insurance agents and stockbroker liability. These claims include litigated and non-litigated matters and can range to from small errors to million dollar... more | |||
Nov 13 | Vice President of Corporate Finance (753190) | Houston, TX | |
person feels encouraged to contribute to our processes, decisions, planning and culture. EOE Keywords: broker, brokerage, stockbroker, financial, portfolio, accounting,... more | |||
Nov 13 | Stockbroker | Scottsdale Capital Advisors | Scottsdale, AZ |
Stockbroker (Scottsdale) Scottsdale Capital Advisors is a well established and growing broker-dealer located in Scottsdale, AZ. We are seeking an outgoing, energetic, highly... more | |||
Nov 05 | Equity Research Associate - Chemicals | Macquarie | Houston, TX |
EQUITY RESEARCH ASSOCIATE - CHEMICALS Job number: MSG-909237 Group: Macquarie Securities Group Division: Cash - Research Recruiter: Lacey Lane Work type: Full time Location:... more | |||
Nov 01 | Stock Broker / Stock Broker Trainee | Vfinance Investments | Miami, FL |
recruiting for established Stock Brokers and Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong... more |
Nov 18 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
Nov 16 | Fianancial Advisor /Stockbroker | Southport Financial/raymondjames | Connecticut |
We are an independent, full service investment firm located in Southport, CT looking for a Financial Advisor to join our team. We Offer : Vibrant, comfortable atmosphere where you... more | |||
Nov 12 | DO YOU WANT TO BE ASTOCKBROKER? We offer series 7 and 63 sponsorship. | Global Arena Capital | New York, NY |
Become a fully trained and licensed stockbroker and build yourself a great career ... recent college graduates to enter our Stockbroker Trainee program. Working... more | |||
Nov 06 | Financial Advisor/Stockbroker | Morgan Wilshire | Garden City, NY |
Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more | |||
Nov 02 | Stockbroker | Pendulum Capital Markets | Hackensack, NJ |
Pendulum Capital is a full service firm with a high energy environment that will support you in growing your business and a team if you so desire. Restaurants and gym facilities... more |
Nov 18 | Associate Investigator, Office of Fraud Detection and Market Intelligence, Central Review Group | Finra | New York, NY |
DESCRIPTION/RESPONSIBILITIES: We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Associate Investigator opening in New York, NY. To... more | |||
Nov 18 | Senior Customer Service Representative (w/validFINRA Series 6 License) | Exl Service | Richmond, VA |
EXL looks deeper. Deeper into your business to find smarter solutions and clearer strategies for a better business model. We believe that businesses must look deeper at how they... more | |||
Nov 18 | Associate Investigator, Office of Fraud Detection and Market Intelligence, Central Review Group - Ne | Finra | New York, NY |
DESCRIPTION/RESPONSIBILITIES: We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Associate Investigator opening in New York, NY. To... more | |||
Nov 18 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
Nov 17 | FINRA Legal Extern, Enforcement (UNPAID) | Financial Industry Regulatory Authority | Jericho, NY |
Title: FINRA Legal Extern, Enforcement (UNPAID) - Jericho, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well qualified... more | |||
Nov 16 | Fianancial Advisor /Stockbroker | Southport Financial/raymondjames | Connecticut |
We are an independent, full service investment firm located in Southport, CT looking for a Financial Advisor to join our team. We Offer : Vibrant, comfortable atmosphere where you... more | |||
Nov 15 | Compliance Examiner - Market Regulation, TMMS Options | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position,... more | |||
Nov 14 | FINRA Compliance Officer | Sicor Securities | Dayton, OH |
Sicor Securities, Inc. is searching for a Compliance Officer who will have the general responsibility of monitoring the daily activities of this broker-dealer firm and assist with... more | |||
Nov 12 | DO YOU WANT TO BE ASTOCKBROKER? We offer series 7 and 63 sponsorship. | Global Arena Capital | New York, NY |
Global Arena Capital Stockbroker Trainee - Entry Level (Paid Training and Licensing) Job Description Become a fully trained and licensed stockbroker and build yourself a great... more | |||
Nov 11 | Case Assistant I - Dispute Resolution | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Case Assistant I opening in New York, NY. To be considered for this position,... more | |||
Nov 09 | Business Analyst,Sr.Specialist - Market Regulation | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Business Analyst, Senior Specialist opening in New York, NY. To be considered for... more | |||
Nov 08 | Licensed FINRA Series 6/7 Call Center Rep. | Superior Group | Dallas, TX |
Superior Group is currently searching for two Call Center Representative for our insurance client north of Downtown Dallas 75206. The individuals selected Must hold an ACTIVE... more | |||
Nov 07 | Business Analyst, Sr.Specialist - Market Regulation | Finra | New York, NY |
DESCRIPTION/RESPONSIBILITIES: We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Business Analyst, Senior Specialist opening in New... more | |||
Nov 07 | Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 Required | JPMorgan Chase | Chicago, IL |
Title: Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL Location: US-IL-Chicago-300 South Riverside / 10574 Job Number: 130100083... more | |||
Nov 07 | HR Associate, HR Relationship Management | Finra | New York, NY |
DESCRIPTION/RESPONSIBILITIES: We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our HR Associate opening in New York, NY. To be... more | |||
Nov 06 | Principal Associate, Brokerage FINRA Principal - New Orleans | Major Diversified Banking Company | Melville, NY |
Summary: Participate in the approval process for brokerage, annuity and life insurance trades. Apply consistency in decision making, thorough review of account paperwork and... more | |||
Nov 06 | Financial Advisor/Stockbroker | Morgan Wilshire | Garden City, NY |
Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more | |||
Nov 06 | Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - Sourcing Req - San An | JPMorgan Chase | San Antonio, TX |
Title: Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - Sourcing Req - San Antonio, TX Location: US-TX-San Antonio-WM2198 Stone Oak Bldg A / 42808... more | |||
Nov 04 | Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 Required | Chase | Chicago, IL |
Chase is the U.S. consumer and commercial banking business of JPMorgan Chase Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and operations... more | |||
Nov 02 | Stockbroker | Pendulum Capital Markets | Hackensack, NJ |
Pendulum Capital is a full service firm with a high energy environment that will support you in growing your business and a team if you so desire. Restaurants and gym facilities... more | |||
Nov 01 | Compliance/Regulatory Audits & Inquiries/SEC,FINRA | Jersey City, NJ | |
Leading Fortune 500 Global Financial Services and Investment firm is seeking a talented Compliance - Regulatory Audits & Inquiries - Consultant to join their team. Work for an... more |
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