An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

December 3, 2013

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM
Stockbroker, Compliance, Legal, and Regulatory Jobs


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Dec 03Branch Stock BrokerScottradeSalem, OR

to facilitate a healthy path to success. Stockbroker Priorities: * Use business development techniques to strengthen client relationships * Act as a total solutions provider using... more

Dec 01High Level Sales - Financial ServicesEverest Merchant ServicesNew York, LA

BEFORE APPLYING, PLEASE READ THOROUGHLY THE QUALIFICATIONS AND CHARACTER TRAITS OUR COMPANY IS SEEKING Everest Merchant Services is a rapidly growing standout and a leading... more

Dec 01Ex-Stock Brokers/Mortgage Brokers - New Industry OpportunityEverest Merchants ServicesNew York, LA

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, and dynamic personality types such as former stockbrokers, mortgage brokers,... more

Dec 02Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Dec 03Lead Application Database Admin - Rockville, MD - Contractor ConversionFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Lead Application Database Administrator opening in Rockville, MD . To be... more

Dec 03Economic Research Analyst - WashingtonFinraWashington D.c., DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Economic Research Analyst opening in Washington, DC . To be considered for this... more

Dec 03Associate Tester I - New York, NY - Contractor ConversionFinraNew York, NY

DESCRIPTION/RESPONSIBILITIES: We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Associate Tester I opening in New York, NY. To be... more

Dec 02StockbrokerPendulum Capital MarketsHackensack, NJ

Pendulum Capital is a full service firm with a high energy environment that will support you in growing your business and a team if you so desire. Restaurants and gym facilities... more

Dec 02Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Dec 01Investment Services Customer Service Rep (FINRA Series 7 & 63) - Brokerage Services - San Antonio, TJPMorgan ChaseSan Antonio, TX

Title: Investment Services Customer Service Rep (FINRA Series 7 & 63) - Brokerage Services - San Antonio, TX Location: US-TX-San Antonio-WM2198 Stone Oak Bldg A / 42808 Job... more

Dec 01Senior Customer Service Representative (w/validFINRA Series 6 License)Exl ServiceRichmond, VA

EXL looks deeper. Deeper into your business to find smarter solutions and clearer strategies for a better business model. We believe that businesses must look deeper at how they... more

Dec 03Program Senior Director, Shared Services - New York, NY (Contractor Conversion)FinraNew York, NY

DESCRIPTION/RESPONSIBILITIES: Job Summary: The Project/Program Senior Director will support all activities related to Program Management Office. Full lifecycle management includes... more

Nov 30Assistant Controller - EndowmentJewish Family and Children's ServicesSan Francisco, CA

Jewish Family and Children's Services (JFCS) has been offering a wide array of services and programs for all age groups in the San Francisco Bay Area since 1850. We are an... more

Nov 26Financial Adviser - Wealth ManagementING Financial PartnersTysons Corner, VA

Key words: Financial Advisor, Broker, Stockbroker, Insurance, Financial Planner, Asset Management, Wealth Planner, Investment Sales, Registered Representative, Investment Advisor,... more

Nov 26Wealth Management Trainee - Entry LevelGlobal Arena CapitalNew York, NY

Become a fully trained and licensed stockbroker and build yourself a great career ... recent college graduates to enter our Stockbroker Trainee program. Working...more

Nov 23Stock broker Trainee - Entry Level (Paid Training and Licensing)Global Arena CapitalNew York, NY

recent college graduates to enter our Stockbroker Trainee program. Working ... Cold calling experience, a plus</em> Stockbroker Trainee - Entry Level (Paid...more

Nov 22InvestmentConsultantScottradeFort Collins, CO

Company Overview We are a privately owned American discount retail brokerage firm. We have 505 branch offices around the U.S. It also offers services to Asian-Pacific customers... more

Nov 22Wealth Management TraineeEntry Level (Paid Training and Licensing)Global Arena CapitalNew York, NY

Become a fully trained and licensed stockbroker and build yourself a great career ... recent college graduates to enter our Stockbroker Trainee program. Working...more

Nov 22Service Center Technician - St. Louis. MO JobScottradeSt Louis, MO

Job ID: 20131811-8202 Description: Scottrade, Inc. has a Service Center Technician position available in Saint Louis, MO.The main purpose of this position is to provide a quality... more

Nov 21Stock Broker & Stock Broker TraineeVfinance InvestmentsMiami, FL

Broker Trainee We are currently recruiting Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong... more

Nov 21FINRA Legal Extern, Enforcement (UNPAID)FinraJericho, NY

We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for our Legal Externship - Department of Enforcement in Jericho, NY. To be considered... more

Nov 21Wealth Management Trainee - Entry Level (Paid Training and Licensing)Global Arena CapitalNew York, NY

Become a fully trained and licensed stockbroker and build yourself a great career ... recent college graduates to enter our Stockbroker Trainee program. Working...more

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