An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

December 17, 2013

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM
Stockbroker, Compliance, Legal, and Regulatory Jobs


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Dec 16Service Center TechnicianScottradeSt Louis, MO

Service Center Technician - St. Louis. MO Job ID: 20131811-8202 Description: Scottrade, Inc. has a Service Center Technician position available inSt. Louis, MO.The main purpose of... more

Dec 15Call Center Tech Support RepresentativeScottradeWestminster, CO

See more jobs like this Applicants must be eligible to work in the specified location Scottrade Job ID: 20132911-8287 Description: Scottrade, Inc. has a Call Center Tech... more

Dec 13Internship (Finance and Economics) (A Pioneer In The Financial Services Industry)ScottradeAtlantic City, NJ

S * Have completed 50-70 hours of required coursework and have a balance of no fewer than 48 hours remaining towards their Bachelors Degree (1-2 years of college remaining) *... more

Dec 13Investment Consultant TraineeScottradeSalem, OR

Company Overview We are a privately owned American discount retail brokerage firm headquartered in Town and Country, Missouri. We have 505 branch offices around the U.S. We also... more

Dec 13Investment Consultant |ScottradeFort Collins, CO

Company Overview We are a privately owned American discount retail brokerage firm. We have 505 branch offices around the U.S. It also offers services to Asian-Pacific customers... more

Dec 13Equity Research Associate - SemiconductorsMacquarie CapitalNew York, NY

We are a global provider of banking, financial, advisory, investment and funds management services. We offer you the experience and freedom to grow your career whilst making your... more

Dec 13Equity Research Associate - Machinery/Engineering & ConstructionMacquarie GroupSan Francisco, CA

We are a global provider of banking, financial, advisory, investment and funds management services. We offer you the experience and freedom to grow your career whilst making your... more

Dec 01Ex-Stock Brokers/Mortgage Brokers - New Industry OpportunityEverest Merchants ServicesNew York, LA

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, and dynamic personality types such as former stockbrokers, mortgage brokers,... more

Dec 01High Level Sales - Financial ServicesEverest Merchant ServicesNew York, LA

BEFORE APPLYING, PLEASE READ THOROUGHLY THE QUALIFICATIONS AND CHARACTER TRAITS OUR COMPANY IS SEEKING Everest Merchant Services is a rapidly growing standout and a leading... more

Dec 07Financial Advisor/StockbrokerMorgan WilshireGarden City, NY

Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more

Dec 02StockbrokerPendulum Capital MarketsHackensack, NJ

Pendulum Capital is a full service firm with a high energy environment that will support you in growing your business and a team if you so desire. Restaurants and gym facilities... more

Dec 15Principal - TechnologyFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Principal opening in Rockville, MD. To be considered for this position, please... more

Dec 15Graduate/Undergraduate Intern - Preliminary Investigations Unit- Office of Fraud Detection and Market IntelligenceFinraNew York, NY

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in... more

Dec 15Grad/Undergraduate Intern - Technical, Systems EngineeringFinraRockville, MD

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in... more

Dec 15Grad/Undergraduate Intern - Jr. Developer - TechnologyFinraRockville, MD

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in... more

Dec 15Case Administrator I - Dispute ResolutionFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Case Administrator I opening in New York, NY. To be considered for this position,... more

Dec 15Legal Graduate Intern - EnforcementFinraLos Angeles, CA

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the... more

Dec 14Grad/Undergraduate Intern - Jr. DeveloperFinraNew York, NY

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in... more

Dec 14Undergraduate/Graduate Intern- EnforcementFinraRockville, MD

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in... more

Dec 14Student Intern - Quality of Markets - Surveillance DepartmentFinraChicago, IL

2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that... more

Dec 13Grad/Undergraduate Intern-Information Security EngineerFinraRockville, MD

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in... more

Dec 13Graduate/Undergraduate Intern - Member Regulation, Sales PracticeFinraNew York, NY

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in... more

Dec 13Graduate/Undergraduate Intern - Corporate Communications, Government Relations - WashingtonFinraWashington D.c., DC

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the... more

Dec 13Staff Security EngineerFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Staff Security Engineer opening in Rockville, MD . To be considered for this... more

Dec 13Undergraduate Intern - Office of Fraud Detection and Market IntelligenceFinraRockville, MD

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in... more

Dec 10Regulatory Analyst - Market Regulation, OATSFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Regulatory Analyst opening in Rockville, Maryland . To be considered for this... more

Dec 10Grad/Undergraduate Intern - Member Regulation, ROORFinraNew York, NY

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in... more

Dec 10Undergraduate Intern - Transparency Services - WashingtonFinraWashington D.c., DC

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the... more

Dec 07Grad/Undergraduate Intern - Market Regulation, Quality of MarketsFinraRockville, MD

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in... more

Dec 07Graduate Intern - Market Regulation, LegalFinraNew York, NY

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in... more

Dec 07Grad/Undergraduate Intern - Market Regulation, TMMSFinraNew York, NY

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in... more

Dec 17Undergraduate/Graduate Intern, EnforcementFinraRockville, MD

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in... more

Dec 17Undergraduate Intern, Emerging Regulatory Issues - WashingtonFinraWashington D.c., DC

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in... more

Dec 17Regulatory Analyst - OFDMI - Insider TradingFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Regulatory Analyst - Insider Trading opening in Rockville, MD. To be considered... more

Dec 17FINRAUndergraduate/Graduate Intern, Regulatory Programs - WashingtonFinraWashington D.c., DC

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in... more

Dec 17FINRA Undergraduate Intern, OGC Code of Conduct - WashingtonFinraWashington D.c., DC

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in... more

Dec 17FINRA Legal Intern, EnforcementFinraBoca Raton, FL

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in... more

Dec 16Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Dec 15SUMMER STUDENT Undergraduate/Graduate Intern - Member Regulation, Sales PracticeFinraDallas, TX

FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the... more

Dec 14Legal Intern - Dispute ResolutionFinraLos Angeles, CA

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the... more

Dec 14Undergraduate/Graduate Intern- Member Regulation, SalesFinraBoca Raton, FL

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the... more

Dec 13Manager Market Regulation, MMI/Trading Analysis | Finance & InvestmentFinraRockville, MD

Essential Job Functions: Takes leadership role by providing input to senior managers in identifying and anticipating regulatory issues that impact the role and responsibilities of... more

Dec 13FINRA Legal Intern, OGC CPAG - WashingtonFinancial Industry Regulatory AuthorityWashington D.c., DC

Title: FINRA Legal Intern, OGC CPAG - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Spring Internship Program FINRA is... more

Dec 07Financial Advisor/StockbrokerMorgan WilshireGarden City, NY

Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more

Dec 05Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 RequiredChaseChicago, IL

Chase is the U.S. consumer and commercial banking business of JPMorgan Chase Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and operations... more

Dec 02StockbrokerPendulum Capital MarketsHackensack, NJ

Pendulum Capital is a full service firm with a high energy environment that will support you in growing your business and a team if you so desire. Restaurants and gym facilities... more

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