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by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

January 14, 2014

Stockbroker, Compliance, Legal, and Regulatory Jobs
For a full listing of current job openings, 
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Jan 12Service Center Stockbroker - Financial ServicesWeb Recruiter Staffing DivisionNorth Las Vegas, NV

The Financial Services industry is seeking a full-time Service Center Stockbroker for the North Las Vegas, NV area. Web Recruiter seeks someone who can perform the following... more

Jan 09Investment Services Customer Service Rep (FINRA Series 7 & 63) - Brokerage ServicesJPMorgan ChaseSan Antonio, TX

Chase is the U.S. consumer and commercial banking business of JPMorgan Chase & Co. (NYSE: JPM), a leading global financial services firm with assets of $2.3 trillion and... more

Jan 06FINRA Registered Representative Customer Care ProfLincoln Financial GroupGreensboro, NC

Job Location: Greensboro, NC Job ID: 14-0016-1 Part Time : No Description About The Company Lincoln Financial Group is a Fortune 500 company offering a diverse range of... more

Jan 13FINRA Undergraduate/Graduate Intern, Regulatory Programs - WashingtonFinancial Industry Regulatory AuthorityWashington D.c., DC

Title: FINRA Undergraduate/Graduate Intern, Regulatory Programs - Washington, DCLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team.2014 Summer... more

Jan 13FINRA Compliance OfficerSicor SecuritiesDayton, OH

Sicor Securities, Inc. is searching for a Compliance Officer who will have the general responsibility of monitoring the daily activities of this broker-dealer firm and assist with... more

Jan 13Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Jan 12FINRA Undergraduate Intern, OGC Code of Conduct - WashingtonFinancial Industry Regulatory AuthorityWashington D.c., DC

Title: FINRA Undergraduate Intern, OGC Code of Conduct - Washington, DCLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team.2014 Summer Internship... more

Jan 08FINRAUndergraduate/Graduate Intern, EnforcementFinancial Industry Regulatory AuthorityRockville, MD

Title: FINRA Undergraduate/Graduate Intern, Enforcement - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer Internship... more

Jan 07Financial Advisor/StockbrokerMorgan WilshireGarden City, NY

Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more

Jan 05FINRA Legal Intern, EnforcementFinancial Industry Regulatory AuthorityBoca Raton, FL

Title: FINRA Legal Intern, Enforcement - Boca Raton, FL Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is... more

Jan 03FINRAUndergraduate/Graduate Intern, Member RegulationFinancial Industry Regulatory AuthorityBoca Raton, FL

Title: FINRA Undergraduate/Graduate Intern, Member Regulation - Boca Raton, FL Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer... more

Jan 03FINRA Undergraduate Intern, Emerging Regulatory Issues - WashingtonFinancial Industry Regulatory AuthorityWashington D.c., DC

Title: FINRA Undergraduate Intern, Emerging Regulatory Issues - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. 2014 Summer... more

Jan 01StockbrokerPendulum Capital MarketsHackensack, NJ

Pendulum Capital is a full service firm with a high energy environment that will support you in growing your business and a team if you so desire. Restaurants and gym facilities... more

Jan 13Stockbroker Internship |National SecuritiesNew York, NY

Description: Find clients and grow relationshipsStock, Mutual Funds, & ETFsOptions StrategiesBonds & Fixed InvestmentsLife Insurance & Variable AnnuitiesRetirement...more

Jan 13Stockbroker InternshipNational SecuritiesNew York, NY

Interns will not work more than 10 hours a weekRequired experience: 0 - 2 yearsMinimum required education: Bachelor's DegreeJob category: Accounting, Insurance & Finance;Sales,... more

Jan 12Service CenterStockbroker - Financial ServicesWeb Recruiter Staffing DivisionNorth Las Vegas, NV

is seeking a full-time Service Center Stockbroker for the North Las Vegas, NV area. Web Recruiter seeks someone who can perform the following primary roles and responsibilities:... more

Jan 11Financial Service Representative Trainee - Westminister, CO JobScottradeWestminster, CO

while training to become a licensed stockbroker. It is expected that the incumbent will pass the Series 7 and Series 63 exams within 4-5 months of assuming this position. more

Jan 09Equity Research Associate - Exploration ...Ef6982Denver, CO

Job Description Opportunities exist for Research Associates to join our team in Denver. Macquarie Group is a global provider of banking, financial, advisory, investment and... more

Jan 06Service CenterStockbroker (2-2927FL)Recruit GaapDoral, FL

is seeking a full-time Service Center Stockbroker for the Doral, FL area. Starting wage or salary up to $15 per Hour. Job Code: 2-2927FL. Environment described as: Successful and... more

Jan 03Stock Broker / Stock Broker TraineeVfinance InvestmentsMiami, FL

recruiting for established Stock Brokers and Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong... more

Jan 13Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Jan 07Financial Advisor/StockbrokerMorgan WilshireGarden City, NY

Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more

Jan 01StockbrokerPendulum Capital MarketsHackensack, NJ

Pendulum Capital is a full service firm with a high energy environment that will support you in growing your business and a team if you so desire. Restaurants and gym facilities... more

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