by Bill Singer
EMPLOYMENT TUESDAY at BrokeAndBroker.com
January 28, 2014
back-office staff.
| Jan 27 | Service Center Stockbroker | Recruit Gaap Staffing | Savannah, GA |
Job Title: Service Center Stockbroker. Recruit GAAP Staffing is searching for a full time Service Center Stockbroker for a company located in Savannah, GA. Industry Environment:... more | |||
| Jan 27 | Associated Investment Services Call Center Representative | Associated Bank-corp | Green Bay, WI |
Series 7-Stockbroker ExamRequired Series 63-Uniform Securities Agent State Law ExamRequired Series 66 LicenseOther Duties and ResponsibilitiesPerforms other duties as assigned.Job... more | |||
| Jan 20 | Equity Research Associate - Exploration ... | Ef6982 | Denver, CO |
Job Description Opportunities exist for Research Associates to join our team in Denver. Macquarie Group is a global provider of banking, financial, advisory, investment and... more | |||
| Jan 20 | Entry level Stock Broker | Greenwich Point Wealth Management | Greenwich, CT |
Entry Level Stockbroker opportunityConsidering a career in finance?We are currently hiring for our broker trainee program in the Greenwich, CT office. The Broker Trainee Program... more | |||
| Jan 20 | Advertising | Sep | Clearwater, FL |
with unlimited income potential. We welcome stockbroker and advertising professionals - people who are used to smiling and dialing. Serious contenders only, please call Kevin... more | |||
| Jan 16 | Wealth Management Trainee Entry Level (Paid Training and Licensing) | Global Arena Capital | New York, NY |
recent college graduates to enter our Stockbroker Trainee program. Working ... Requirements Job Requirements As a Stockbroker Trainee, you must be a... more | |||
| Jan 12 | Service Center Stockbroker - Financial Services | Web Recruiter Staffing Division | North Las Vegas, NV |
is seeking a full-time Service Center Stockbroker for the North Las Vegas, NV area. Web Recruiter seeks someone who can perform the following primary roles and responsibilities:... more | |||
| Jan 06 | Service Center Stockbroker(2-2927FL) | Recruit Gaap | Doral, FL |
is seeking a full-time Service Center Stockbroker for the Doral, FL area. Starting wage or salary up to $15 per Hour. Job Code: 2-2927FL. Environment described as: Successful and... more | |||
| Jan 03 | Stock Broker / Stock Broker Trainee | Vfinance Investments | Miami, FL |
recruiting for established Stock Brokers and Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong... more | |||
| Jan 27 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
| Jan 14 | Stockbroker Trainee | National Securities | New York, NY |
seeks qualified candidate for a full time Stockbroker Trainee Position. Full training ... to become a Fully Licensed Stockbroker Hiring Organization: National Securities...more | |||
| Jan 13 | Stockbroker Internship | National Securities | New York, NY |
Interns will not work more than 10 hours a weekRequired experience: 0 - 2 yearsMinimum required education: Bachelor's DegreeJob category: Accounting, Insurance & Finance;Sales,... more | |||
| Jan 13 | Stockbroker Internship | | National Securities | New York, NY |
Description: Find clients and grow relationshipsStock, Mutual Funds, & ETFsOptions StrategiesBonds & Fixed InvestmentsLife Insurance & Variable AnnuitiesRetirement...more | |||
| Jan 07 | Financial Advisor/Stockbroker | Morgan Wilshire | Garden City, NY |
Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more | |||
| Jan 01 | Stockbroker | Pendulum Capital Markets | Hackensack, NJ |
Pendulum Capital is a full service firm with a high energy environment that will support you in growing your business and a team if you so desire. Restaurants and gym facilities... more | |||
| Jan 27 | FINRAUndergraduate/Graduate Intern, Enforcement | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience... more | |||
| Jan 27 | Service Center Stockbroker | Recruit Gaap Staffing | Savannah, GA |
Job Title: Service Center Stockbroker. Recruit GAAP Staffing is searching for a full time Service Center Stockbroker for a company located in Savannah, GA. Industry Environment:... more | |||
| Jan 27 | FINRA Brokerage Principal - New Orleans, LA or Melville, NY | Capital One | New Orleans, LA |
Title: FINRA Brokerage Principal - New Orleans, LA or Melville, NYLocation: United States-Louisiana-New Orleans-Greater NO-Place St Charles (37701)Other Locations: United... more | |||
| Jan 27 | Senior Customer Service Representative (w/validFINRA Series 6 License) | Exl Service | Richmond, VA |
EXL looks deeper. Deeper into your business to find smarter solutions and clearer strategies for a better business model. We believe that businesses must look deeper at how they... more | |||
| Jan 23 | FINRA Registered Representative Customer Care Prof | Lincoln Financial | Greensboro, NC |
Part Time : No Description About The Company Lincoln Financial Group is a Fortune 500 company offering a diverse range of financial services and solutions. With a strong focus on... more | |||
| Jan 19 | FINRA Registered Representative-Customer Care Prof | Lincoln Financial | Greensboro, NC |
Requisition Number 14-0016 Post Date 1/5/2014 Title FINRA Registered Representative-Customer Care Prof City Greensboro State NC Part Time No Description About The... more | |||
| Jan 17 | Senior Customer Service Representative (w/validFINRA Series 6 License) | Richmond, VA | |
EXL looks deeper. Deeper into your business to find smarter solutions and clearer strategies for a better business model. We believe that businesses must look deeper at how they... more | |||
| Jan 15 | FINRA Brokerage Principal New Orleans LA or Melville NY | Capital One | New Orleans, LA |
Summary: Participate in the approval process for brokerage, annuity and life insurance trades. Apply consistency in decision making, thorough review of account paperwork and... more | |||
| Jan 12 | Service Center Stockbroker - Financial Services | Web Recruiter Staffing Division | North Las Vegas, NV |
The Financial Services industry is seeking a full-time Service Center Stockbroker for the North Las Vegas, NV area. Web Recruiter seeks someone who can perform the following... more | |||
| Jan 12 | Broker Dealer Annuity Principal (FINRA Series 6 License Required) | MetLife | Charlotte, NC |
Functional Responsibilities: * Intermediate subject matter expertise. Works independently * Review and approves new account applications from broker dealer distribution channels... more | |||
| Jan 06 | FINRA Registered Representative Customer Care Prof | Lincoln Financial Group | Greensboro, NC |
Job Location: Greensboro, NC Job ID: 14-0016-1 Part Time : No Description About The Company Lincoln Financial Group is a Fortune 500 company offering a diverse range of... more | |||
| Jan 17 | Regulatory Analyst - Market Regulation, Market Manipulation Investigations/Trading Analysis | Finra | Rockville, MD |
Required experience: 0 - 2 yearsMinimum required education: Bachelor's DegreeJob category: Investment Banking & Advisory Ability to initiate and complete quality reviews Grade 44... more | |||
| Jan 13 | Graduate/Undergraduate Intern - Corporate Communications, Government Relations (The Largest Independent Regulator For All Securities Firms) | Finra | Washington, DC |
Required experience: 0 - 2 yearsMinimum required education: Bachelor's DegreeJob category: Business & Strategic Management The position also requires coverage of Capitol Hill and... more | |||
| Jan 08 | Regulatory Analyst - Market Regulation, Short Sales | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD . To be considered for this position,... more | |||
| Jan 08 | Regulatory Analyst - Market Regulation, Options Regulation | Finra | San Francisco, CA |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in San Francisco, CA. To be considered for this... more | |||
| Jan 08 | Compliance Examiner - TMMS (Trading and Market Making Surveillance), Market Regulation | Finra | Chicago, IL |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL . To be considered for this position,... more | |||
| Jan 08 | Staff Security Engineer | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Staff Security Engineer opening in Rockville, MD . To be considered for this... more | |||
| Jan 08 | Regulatory Analyst - Market Regulation, Offering Surveillance | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD . To be considered for this position,... more | |||
| Jan 08 | LAN Administrator - Member Regulation,Sales Practice | Finra | Los Angeles, CA |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Lan Coordinator opening in Los Angeles, CA . To be considered for this position,... more | |||
| Jan 08 | Regulatory Analyst - OFDMI-Fraud | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Regulatory Analyst - Fraud opening in Rockville, MD. To be considered for this... more | |||
| Jan 28 | HIRING: FINRA CERTIFIED? (FINANCIAL ADVISOR -WEALTH MANAGER-TRADER & MORE) | Brad Hensen | Dallas, TX |
We specialize in placing FINRA licensed professionals with one of our many top tier broker-dealers all over the U.S. We maintain exclusive relationships with our clients to help... more | |||
| Jan 27 | FINRA Undergraduate Intern, Emerging Regulatory Issues | Financial Industry Regulatory Authority | Washington, DC |
Title: FINRA Undergraduate Intern, Emerging Regulatory Issues - Washington, DCLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team.2014 Summer Internship... more | |||
| Jan 27 | FINRAUndergraduate/Graduate Intern, Member Regulation | Financial Industry Regulatory Authority | Boca Raton, FL |
Title: FINRA Undergraduate/Graduate Intern, Member Regulation - Boca Raton, FLLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team.2014 Summer Internship... more | |||
| Jan 27 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
| Jan 26 | FINRAUndergraduate/Graduate Intern, Regulatory Programs | Financial Industry Regulatory Authority | Washington, DC |
Title: FINRA Undergraduate/Graduate Intern, Regulatory Programs - Washington, DCLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team.2014 Summer... more | |||
| Jan 24 | FINRA Undergraduate Intern, OGC Code of Conduct | Financial Industry Regulatory Authority | Washington, DC |
Title: FINRA Undergraduate Intern, OGC Code of Conduct - Washington, DCLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team.2014 Summer Internship... more | |||
| Jan 22 | Compliance Examiner | | Finra | New York, NY |
Required experience: 0 - 2 yearsMinimum required education: Bachelor's DegreeJob category: Accounting, Insurance & Finance;Legal Competence using a desktop computer with the full... more | |||
| Jan 20 | FINRA Legal Intern, Enforcement | Financial Industry Regulatory Authority | Boca Raton, FL |
Title: FINRA Legal Intern, Enforcement - Boca Raton, FLLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team.2014 Summer Internship ProgramFINRA is... more | |||
| Jan 20 | FINRAUndergraduate/Graduate Intern, Enforcement | Financial Industry Regulatory Authority | Rockville, MD |
Title: FINRA Undergraduate/Graduate Intern, Enforcement - Rockville, MDLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team.2014 Summer Internship... more | |||
| Jan 15 | Lead Developer in Test | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Lead Developer in Test opening in Rockville, MD. To be considered for this... more | |||
| Jan 14 | Regulatory Analyst OFDMI Insider Trading | Finra | Rockville, MD |
Compiles and organizes information from a variety of sources to be used in the development of investigations of potential violative activity The information provided above has... more | |||
| Jan 14 | Stockbroker Trainee | National Securities | New York, NY |
Publicly traded full service brokerage firm that has been in business since 1947 seeks qualified candidate for a full time Stockbroker Trainee Position. Full training and...more | |||
| Jan 13 | Stockbroker Internship | National Securities | New York, NY |
Interns will not work more than 10 hours a weekRequired experience: 0 - 2 yearsMinimum required education: Bachelor's DegreeJob category: Accounting, Insurance & Finance;Sales,... more | |||
| Jan 13 | Stockbroker Internship | | National Securities | New York, NY |
Description: Find clients and grow relationshipsStock, Mutual Funds, & ETFsOptions StrategiesBonds & Fixed InvestmentsLife Insurance & Variable AnnuitiesRetirement...more | |||
| Jan 13 | FINRA Compliance Officer | Sicor Securities | Dayton, OH |
Sicor Securities, Inc. is searching for a Compliance Officer who will have the general responsibility of monitoring the daily activities of this broker-dealer firm and assist with... more | |||
| Jan 11 | Regulatory Analyst - Market Regulation, Fixed Income | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD . To be considered for this position,... more | |||
| Jan 11 | Regulatory Analyst - Market Regulation, Customer Issues | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD . To be considered for this position,... more | |||
| Jan 11 | Regulatory Analyst - Market Analysis | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst - Market Making Analysis opening in Rockville, MD. To be... more | |||
| Jan 10 | Compliance Examiner - Member Regulation, Sales Practice | Finra | Kansas City, MO |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Kansas City, MO . To be considered for this... more | |||
| Jan 10 | Facilities Administrator III - Corporate Real Estate | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Facilities Administrator III opening in New York, NY. To be considered for this... more | |||
| Jan 07 | Financial Advisor/Stockbroker | Morgan Wilshire | Garden City, NY |
Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more | |||
| Jan 05 | FINRA Registered Representative-Customer Care Prof | Lincoln National | Greensboro, NC |
About The CompanyLincoln Financial Group is a Fortune 500 company offering a diverse range of financial services and solutions. With a strong focus on four core business areas -... more | |||
| Jan 01 | Stockbroker | Pendulum Capital Markets | Hackensack, NJ |
Pendulum Capital is a full service firm with a high energy environment that will support you in growing your business and a team if you so desire. Restaurants and gym facilities... more | |||
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