An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

February 4, 2014

Stockbroker, Compliance, Legal, and Regulatory Jobs
For a full listing of current job openings, 
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Feb 03Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Jan 31StockbrokerPendulum Capital MarketsHackensack, NJ

Pendulum Capital is a full service firm with a high energy environment that will support you in growing your business and a team if you so desire. Restaurants and gym facilities... more

Jan 13Stockbroker Internship |National SecuritiesNew York, NY

Description: Find clients and grow relationshipsStock, Mutual Funds, & ETFsOptions StrategiesBonds & Fixed InvestmentsLife Insurance & Variable AnnuitiesRetirement...more

Jan 13Stockbroker InternshipNational SecuritiesNew York, NY

Interns will not work more than 10 hours a weekRequired experience: 0 - 2 yearsMinimum required education: Bachelor's DegreeJob category: Accounting, Insurance & Finance;Sales,... more

Feb 03Stock Broker / Stock Broker TraineeVfinance InvestmentsMiami, FL

recruiting for established Stock Brokers and Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong... more

Feb 01Roadshow and Conference CoordinatorEf6982New York, NY

Job Description We are looking for a Roadshow Coordinator to join our New York Corporate Access team. Macquarie Group is a global provider of banking, financial, advisory,... more

Jan 31Service Center Technician - St. Louis, MO JobScottradeSt Louis, MO

Job ID: 20142301-8496 Description: The main purpose of this position is to provide a quality customer service experience supporting Scottrade's customers and branches in a... more

Jan 29Service Center TechnicianScottradeSt Louis, MO

Service Center Technician - St. Louis, MO Job ID: 20142301-8496 Description:The main purpose of this position is to provide a quality customer service experience supporting... more

Jan 28Inside Sales Manager / RecruiterEverest Merchants ServicesNew York, NY

Base Salary Commissions **Key Words Stockbroker, Mortgage Broker experience Sales Management, Sales Manager, Regional, National, Field Sales, Managers, B2B, Payment Services,... more

Jan 27Associated Investment Services Call Center RepresentativeAssociated Bank-corpGreen Bay, WI

Series 7-Stockbroker ExamRequired Series 63-Uniform Securities Agent State Law ExamRequired Series 66 LicenseOther Duties and ResponsibilitiesPerforms other duties as assigned.Job... more

Jan 27Service Center StockbrokerRecruit Gaap StaffingSavannah, GA

Job Title: Service Center Stockbroker. Recruit GAAP Staffing is searching for a full time Service Center Stockbroker for a company located in Savannah, GA. Industry Environment:... more

Jan 21Accounting Tutoring/TeachingWyzant TutoringSan Clemente, CA

I am a stockbroker with an MBA looking for help with accounting and finance. accounting Tutoring & Teaching opportunities available in San Clemente, CA starting at $25-$50/hr. more

Jan 20Entry level Stock BrokerGreenwich Point Wealth ManagementGreenwich, CT

Entry Level Stockbroker opportunityConsidering a career in finance?We are currently hiring for our broker trainee program in the Greenwich, CT office. The Broker Trainee Program... more

Jan 20AdvertisingSepClearwater, FL

with unlimited income potential. We welcome stockbroker and advertising professionals - people who are used to smiling and dialing. Serious contenders only, please call Kevin... more

Jan 16Wealth Management Trainee Entry Level (Paid Training and Licensing)Global Arena CapitalNew York, NY

recent college graduates to enter our Stockbroker Trainee program. Working ... Requirements Job Requirements As a Stockbroker Trainee, you must be a... more

Jan 15Financial Adviser - Wealth ManagementING Financial Partners (dc) - Mcadam Financial GroupVienna, VA

Key words: Financial Advisor, Broker, Stockbroker, Insurance, Financial Planner, Asset Management, Wealth Planner, Investment Sales, Registered Representative, Investment Advisor,... more

Feb 03Stockbrokers - New IndustryEverest Merchant ServicesNew York, NY

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Jan 31Risk Specialist, Office of Risk - Washington, DC or New York, NYFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Risk Specialist opening in Washington, DC or New York, NY . To be considered for... more

Jan 31Senior Economist - Washington, DC or New York, NYFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Economist opening in Washington, DC or New York, NY . To be considered for... more

Jan 31Associate Director, Risk ManagementFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Associate Director, Risk Management opening in New York, NY . To be considered... more

Jan 31StockbrokerPendulum Capital MarketsHackensack, NJ

Pendulum Capital is a full service firm with a high energy environment that will support you in growing your business and a team if you so desire. Restaurants and gym facilities... more

Jan 31Economist - Washington, DC or New York, NYFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Economist opening in Washington, DC or New York, NY . To be considered for this... more

Jan 31FINRA Compliance AnalystPaychexChicago, IL

With headquarters in Rochester, NY, Paychex, Inc. has more than 100 offices and serves approximately 554,000 payroll clients nationwide. We provide comprehensive payroll services,... more

Jan 30Risk Management Senior Specialist, Office of Risk - Washington, DC or New York, NYFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Risk Management Senior Specialist opening in Washington, DC or New York, NY . To... more

Jan 30Risk Specialist, Office of RiskFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Risk Specialist opening in New York, NY . To be considered for this position,... more

Jan 30Lead Systems Administrator/Engineer - Rockville, MD - Contractor ConversionFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Lead Systems Administrator/Engineer opening in Rockville, MD. To be considered... more

Jan 30Associate Director, Risk Management - Washington, DC or New York, NYFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Associate Director, Risk Management opening in Washington, DC or New York, NY . more

Jan 30Risk Management Senior Specialist, Office of RiskFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking well-qualified individuals for our Risk Management Senior Specialist openings in New York, NY . To be considered for... more

Jan 30Senior Systems AnalystFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Senior Systems Analyst opening in Rockville, MD . To be considered for this... more

Jan 29Administrative Assistant III - TechnologyFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Administrative Assistant III opening in Rockville, MD . To be considered for this... more

Jan 29Associate Gateway AgentFinraRockville, MD

We Work to Protect Investors. Join our Team . FINRA is seeking a well-qualified individual for our Associate Gateway Agent opening in Rockville, MD. To be considered for this... more

Jan 29Associate Examiner - Member Regulation, Sales PracticeFinraNew York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Associate Examiner opening in New York, NY . To be considered for this position,... more

Jan 28HIRING: FINRA CERTIFIED? (FINANCIAL ADVISOR -WEALTH MANAGER-TRADER & MORE)Brad HensenDallas, TX

We specialize in placing FINRA licensed professionals with one of our many top tier broker-dealers all over the U.S. We maintain exclusive relationships with our clients to help... more

Jan 18FINRA Brokerage Principal New Orleans LA or Melville NYCapital OneNew Orleans, LA

Summary: Participate in the approval process for brokerage, annuity and life insurance trades. Apply consistency in decision making, thorough review of account paperwork and... more


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