by Bill Singer
EMPLOYMENT TUESDAY at BrokeAndBroker.com
February 11, 2014
back-office staff.
| Feb 10 | Macquarie Securities Group - Energy Research Associate (00736392) | Macquarie Holdings | Houston, TX |
Opportunities exist for Research Associates to join our team in Houston. Commodities Research Associate - Global Oil Macquarie Group is a global provider of banking, financial,... more | |||
| Feb 08 | Financial Service Representative Trainee - Westminister, CO Job | Scottrade | Westminster, CO |
while training to become a licensed stockbroker. It is expected that the incumbent will pass the Series 7 and Series 63 exams within 4-5 months of assuming this position. more | |||
| Feb 08 | Account Executive- Large Case Group & Voluntary Benefits | Unum | Los Angeles, CA |
Unum is a company of people serving people. As one of the world's leading employee benefits providers and a Fortune 500 company, Unum helps protect more than 25 million working... more | |||
| Feb 07 | Account Executive- Large Case Group & Voluntary Benefits | Unum Group | Glendale, CA |
Unum is a company of people serving people. As one of the world's leading employee benefits providers and a Fortune 500 company, Unum helps protect more than 25 million working... more | |||
| Feb 07 | Stock Plan Administrator (1879) | San Jose, CA | |
We are currently seeking a Stock Plan Administrator for a 5+ month contract in San Jose:SUMMARYWe are looking for a highly detail-oriented Stock Plan Administrator to process... more | |||
| Feb 05 | Service Center Stockbroker | Recruit Gaap Staffing | Kansas City, MO |
is search for a full time Service Center Stockbroker for a client company located in Kansas City, MO area. Industry: Financial Services. With an environment described as:... more | |||
| Feb 05 | Financial AdvisorStockbroker | Edward Jones | Evansville, IN |
Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more | |||
| Feb 03 | Stock Broker / Stock Broker Trainee | Vfinance Investments | Miami, FL |
recruiting for established Stock Brokers and Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong... more | |||
| Feb 01 | Roadshow and Conference Coordinator | Ef6982 | New York, NY |
Job Description We are looking for a Roadshow Coordinator to join our New York Corporate Access team. Macquarie Group is a global provider of banking, financial, advisory,... more | |||
| Jan 27 | Associated Investment Services Call Center Representative | Associated Bank-corp | Green Bay, WI |
Series 7-Stockbroker ExamRequired Series 63-Uniform Securities Agent State Law ExamRequired Series 66 LicenseOther Duties and ResponsibilitiesPerforms other duties as assigned.Job... more | |||
| Jan 21 | Tutor or Teacher - Accounting | Wyzant Tutoring | San Clemente, CA |
I am a stockbroker with an MBA looking for help with accounting and finance. accounting Tutoring & Teaching opportunities available in San Clemente, CA starting at $25-$50/hr. more | |||
| Jan 20 | Entry level Stock Broker | Greenwich Point Wealth Management | Greenwich, CT |
Entry Level Stockbroker opportunityConsidering a career in finance?We are currently hiring for our broker trainee program in the Greenwich, CT office. The Broker Trainee Program... more | |||
| Jan 20 | Advertising | Sep | Clearwater, FL |
with unlimited income potential. We welcome stockbroker and advertising professionals - people who are used to smiling and dialing. Serious contenders only, please call Kevin... more | |||
| Jan 15 | Wealth Management Trainee Entry Level (Paid Training and Licensing) | Global Arena Capital | New York, NY |
Become a fully trained and licensed stockbroker and build yourself a great career ... recent college graduates to enter our Stockbroker Trainee program. Working... more | |||
| Jan 13 | Financial Consultant | Bcm Global Equity Group | Melville, NY |
  Financial Consultant (Long Island) Stockbroker -- Entry Level Trainee BCM Global Equity Group is looking for individuals with impressive work ethic and a strong desire to... more | |||
| Jan 13 | Equity Research Associate - Semiconductors | Macquarie Capital | New York, NY |
We are a global provider of banking, financial, advisory, investment and funds management services.We offer you the experience and freedom to grow your career whilst making your... more | |||
| Feb 07 | Financial Advisor/Stockbroker | Morgan Wilshire | Garden City, NY |
Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more | |||
| Feb 03 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
| Jan 13 | Stockbroker Internship | | National Securities | New York, NY |
Description: Find clients and grow relationshipsStock, Mutual Funds, & ETFsOptions StrategiesBonds & Fixed InvestmentsLife Insurance & Variable AnnuitiesRetirement...more | |||
| Jan 13 | Stockbroker Internship | National Securities | New York, NY |
Interns will not work more than 10 hours a weekRequired experience: 0 - 2 yearsMinimum required education: Bachelor's DegreeJob category: Accounting, Insurance & Finance;Sales,... more | |||
| Feb 11 | Investigator II, Corporate Financing | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Investigator II, Corporate Financing opening in Rockville, MD . To be considered... more | |||
| Feb 11 | HR Representative, Talent Acquisition | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our HR Representative opening in Rockville, MD . To be considered for this position,... more | |||
| Feb 11 | Coordinator III, Corporate Meetings & Travel | Finra | Washington, DC |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Coordinator III, Corporate Meetings & Travel opening in Washington, DC . To be... more | |||
| Feb 11 | Director I, Forensic & Litigation Support | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Director, Forensic Investigations & Litigation Support opening in Rockville, MD . more | |||
| Feb 08 | Compliance Examiner - Member Regulation, Sales Practice | Finra | Chicago, IL |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL . To be considered for this position,... more | |||
| Feb 08 | Analyst I - Corporate Financing | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Analyst I - Corporate Financing opening in Rockville, MD. To be considered for... more | |||
| Feb 08 | Associate Director - SOX Compliance | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Associate Director, SOX Compliance opening in Rockville, MD. To be considered for... more | |||
| Feb 08 | Principal - Technology | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Principal opening in New York, NY. To be considered for this position, please... more | |||
| Feb 07 | Regulatory Analyst - Market Regulation, Market Manipulation Investigations | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD . To be considered for this position,... more | |||
| Feb 07 | Contracting & FINRARepresentative | John Hancock Financial Services | Portsmouth, NH |
Contracting & FINRA Representative-RLL0125280Responsibilities: Signator Investors Inc., John Hancock's broker dealer, is a client focused organization that is looking for people... more | |||
| Feb 07 | Financial Advisor/Stockbroker | Morgan Wilshire | Garden City, NY |
Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more | |||
| Feb 06 | FINRA Extern - Member Regulation, Sales Practice (UNPAID) | Finra | Woodbridge, NJ |
We Work to Protect Investors. Join our Team. FINRA is dedicated to providing you an externship opportunity to gain knowledge and experience in the securities industry with an... more | |||
| Feb 06 | Paralegal, Office of General Counsel | Finra | Washington, DC |
We Work to Protect Investors. Join our Team. FINRA is seeking well-qualified individuals for our Paralegal openings in Washington, DC . To be considered for this position, please... more | |||
| Feb 06 | Vice President & Deputy, Sales Practice - NY, NY or other FINRA office location | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Vice President & Deputy, Sales Practice opening in New York, NY or other FINRA... more | |||
| Feb 06 | Compliance Examiner - Member Regulation, Sales Practice - Cause | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in the Cause Examination program New York, NY . To be... more | |||
| Feb 06 | Vice President & Associate General Counsel | Finra | Washington, DC |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Vice President & Associate General Counsel opening in Washington, DC . To be... more | |||
| Feb 03 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
| Jan 31 | Risk Specialist, Office of Risk - Washington, DC or New York, NY | Finra | Washington, DC |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Risk Specialist opening in Washington, DC or New York, NY . To be considered for... more | |||
| Jan 28 | HIRING: FINRA CERTIFIED? (FINANCIAL ADVISOR -WEALTH MANAGER-TRADER & MORE) | Brad Hensen | Dallas, TX |
We specialize in placing FINRA licensed professionals with one of our many top tier broker-dealers all over the U.S. We maintain exclusive relationships with our clients to help... more | |||
| Jan 18 | FINRA Brokerage Principal New Orleans LA or Melville NY | Capital One | New Orleans, LA |
Summary: Participate in the approval process for brokerage, annuity and life insurance trades. Apply consistency in decision making, thorough review of account paperwork and... more | |||
| Jan 13 | Stockbroker Internship | | National Securities | New York, NY |
Description: Find clients and grow relationshipsStock, Mutual Funds, & ETFsOptions StrategiesBonds & Fixed InvestmentsLife Insurance & Variable AnnuitiesRetirement...more | |||
| Jan 13 | FINRA Compliance Officer | Sicor Securities | Dayton, OH |
Sicor Securities, Inc. is searching for a Compliance Officer who will have the general responsibility of monitoring the daily activities of this broker-dealer firm and assist with... more | |||
| Jan 13 | Stockbroker Internship | National Securities | New York, NY |
Interns will not work more than 10 hours a weekRequired experience: 0 - 2 yearsMinimum required education: Bachelor's DegreeJob category: Accounting, Insurance & Finance;Sales,... more | |||
| Feb 04 | Financial Adviser - Wealth Management | ING Financial Partners | Philadelphia, PA |
Key words: Financial Advisor, Broker, Stockbroker, Insurance, Financial Planner, Asset Management, Wealth Planner, Investment Sales, Registered Representative, Investment Advisor,... more | |||
| Feb 01 | Macquarie Securities Group - Energy Rese... | Ef6982 | Houston, TX |
Job Description Opportunities exist for Research Associates to join our team in Houston. Commodities Research Associate - Global Oil Macquarie Group is a global provider of... more | |||
| Jan 31 | Service Center Technician - St. Louis, MO Job | Scottrade | St Louis, MO |
Job ID: 20142301-8496 Description: The main purpose of this position is to provide a quality customer service experience supporting Scottrade's customers and branches in a... more | |||
| Jan 29 | Service Center Technician | Scottrade | St Louis, MO |
Service Center Technician - St. Louis, MO Job ID: 20142301-8496 Description:The main purpose of this position is to provide a quality customer service experience supporting... more | |||
| Jan 27 | Associated Investment Services Call Center Representative | Associated Bank | Green Bay, WI |
Series 7-Stockbroker ExamRequired Series 63-Uniform Securities Agent State Law ExamRequired Series 66 LicenseOther Duties and ResponsibilitiesPerforms other duties as assigned.Job... more | |||
| Jan 27 | Call Center Tech Support Representative | Scottrade | Westminster, CO |
Call Center Tech Support Representative - Westminster, CO Job ID: 20132911-8287 Description:Scottrade, Inc.has aCall Center Tech Support Representativeposition available... more | |||
| Jan 27 | Financial Service Representative Trainee | Scottrade | Westminster, CO |
while training to become a licensed stockbroker. It is expected that the incumbent will pass the Series 7 and Series 63 exams within 4-5 months of assuming this... more | |||
| Jan 17 | Stock Broker & Stock Broker Trainee | Vfinance Investments | Miami, FL |
Broker Trainee We are currently recruiting Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong... more | |||
| Jan 16 | Financial Adviser - Wealth Management | ING Financial Partners (dc) - Mcadam Financial Group | Vienna, VA |
Key words: Financial Advisor, Broker, Stockbroker, Insurance, Financial Planner, Asset Management, Wealth Planner, Investment Sales, Registered Representative, Investment Advisor,... more | |||
| Jan 13 | Emerging Markets Analyst | Leadinginvestmentmanagementorginization | Kingdom, NY |
Job Description Emerging Market Equities Analyst-10187 We believe in longevity and our investment team has evolved over the years to include some of the industry's leading... more | |||
| Jan 13 | Internship (Finance and Economics) (A Pioneer In The Financial Services Industry) | Scottrade | Atlantic City, NJ |
S* Have completed 50-70 hours of required coursework and have a balance of no fewer than 48 hours remaining towards their Bachelors Degree (1-2 years of college remaining)*... more | |||
| Jan 13 | Equity Research Associate - Machinery/Engineering & Construction | Macquarie Group | San Francisco, CA |
We are a global provider of banking, financial, advisory, investment and funds management services.We offer you the experience and freedom to grow your career whilst making your... more | |||
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