Feb 17 | Stock Broker & Stock Broker Trainee | Vfinance Investments | Miami, FL |
Broker Trainee We are currently recruiting Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong... more | |||
Feb 14 | Service Center Stockbroker | Recruit Gaap Staffing | Kansas City, MO |
is search for a full time Service Center Stockbroker for a client company located in Kansas City, MO area. Industry: Financial Services. With an environment described as:... more | |||
Feb 13 | Service Center Technician | Scottrade | Westminster, CO |
Service Center Technician - Westminster, CO Job ID: 20141102-8590 Description:The main purpose of this position is to provide a quality customer service experience supporting... more | |||
Feb 10 | Macquarie Securities Group - Energy Research Associate (00736392) | Macquarie Holdings | Houston, TX |
Opportunities exist for Research Associates to join our team in Houston. Commodities Research Associate - Global Oil Macquarie Group is a global provider of banking, financial,... more | |||
Feb 08 | Account Executive- Large Case Group & Voluntary Benefits | Unum | Los Angeles, CA |
Unum is a company of people serving people. As one of the world's leading employee benefits providers and a Fortune 500 company, Unum helps protect more than 25 million working... more | |||
Feb 07 | Stock Plan Administrator (1879) | San Jose, CA | |
We are currently seeking a Stock Plan Administrator for a 5+ month contract in San Jose:SUMMARYWe are looking for a highly detail-oriented Stock Plan Administrator to process... more | |||
Feb 07 | Account Executive- Large Case Group & Voluntary Benefits | Unum Group | Glendale, CA |
Unum is a company of people serving people. As one of the world's leading employee benefits providers and a Fortune 500 company, Unum helps protect more than 25 million working... more | |||
Feb 05 | Financial AdvisorStockbroker | Edward Jones | El Paso, TX |
Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more | |||
Feb 04 | Financial Adviser - Wealth Management | ING Financial Partners | Philadelphia, PA |
Key words: Financial Advisor, Broker, Stockbroker, Insurance, Financial Planner, Asset Management, Wealth Planner, Investment Sales, Registered Representative, Investment Advisor,... more | |||
Feb 03 | Stock Broker / Stock Broker Trainee | Vfinance Investments | Miami, FL |
recruiting for established Stock Brokers and Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong... more | |||
Feb 01 | Roadshow and Conference Coordinator | Ef6982 | New York, NY |
Job Description We are looking for a Roadshow Coordinator to join our New York Corporate Access team. Macquarie Group is a global provider of banking, financial, advisory,... more |
Feb 17 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
Feb 07 | Financial Advisor/Stockbroker | Morgan Wilshire | Garden City, NY |
Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more |
Feb 17 | FINRA Series 7, 63 | S3 | San Antonio, TX |
Financial Solutions Advisor - FINRA Series 7, 63 must have active Certifications. The S3 DifferenceStrategic Staffing Solutions (S3) is the 6th largest Diversity Staffing Firm in...more | |||
Feb 17 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
Feb 15 | Compliance Examiner - Member Regulation, Sales Practice - New York, NY(Job Number: 003023) (00744796) | Finra | New York, NY |
Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors and ensure the integrity of the... more | |||
Feb 15 | Associate Director, Risk Management - Washington, DC or New York, NY(Job Number: 003150) (00744788) | Finra | Washington, DC |
The Associate Director of Market Risk is responsible for the design, development, enhancement, and implementation of key market risk measurement methodologies and approaches as... more | |||
Feb 15 | Associate Director, Risk Management - New York, NY(Job Number: 003149) (00744797) | Finra | New York, NY |
The Associate Director of Market Risk is responsible for the design, development, enhancement, and implementation of key market risk measurement methodologies and approaches as... more | |||
Feb 12 | FINRA Compliance Officer | Sicor Securities | Dayton, OH |
Sicor Securities, Inc. is searching for a Compliance Officer who will have the general responsibility of monitoring the daily activities of this broker-dealer firm and assist with... more | |||
Feb 12 | Contracting & FINRARepresentative | John Hancock | Portsmouth, NH |
Title: Contracting & FINRA RepresentativeLocation: New Hampshire-PortsmouthOther Locations:Responsibilities:Signator Investors Inc., John Hancocks broker dealer, is a client... more | |||
Feb 12 | FINRAUndergraduate/Graduate Intern, Enforcement | Financial Industry Regulatory Authority | Rockville, MD |
Title: FINRA Undergraduate/Graduate Intern, Enforcement - Rockville, MDLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team.2014 Summer Internship... more | |||
Feb 10 | Vice President & Associate General Counsel | Finra | Washington, DC |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Vice President & Associate General Counsel opening in Washington, DC . To be... more | |||
Feb 10 | Compliance Examiner - Member Regulation, Sales Practice - Philadelphia, PA (00734721) | Finra | Philadelphia, PA |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in Philadelphia, PA. Examiners review or investigate... more | |||
Feb 10 | Financial Operations Examiner - Member Regulation, ROOR - Chicago, IL(Job Number: 002515) (00707779) | Finra | Chicago, IL |
Conducts on-site examinations and assesses Floor member and member organization's financial and operational condition and compliance with securities rules and... more | |||
Feb 10 | Regulatory Analyst - Market Regulation, Market Manipulation Investigations/Trading Analysis (00734842) | Finra | Rockville, MD |
FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. Job Summary: The Regulatory Analyst conducts routine review and investigations... more | |||
Feb 08 | FINRA Undergraduate Intern, Emerging Regulatory Issues | Financial Industry Regulatory Authority | Washington, DC |
Title: FINRA Undergraduate Intern, Emerging Regulatory Issues - Washington, DCLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team.2014 Summer Internship... more | |||
Feb 08 | FINRAUndergraduate/Graduate Intern, Member Regulation | Financial Industry Regulatory Authority | Boca Raton, FL |
Title: FINRA Undergraduate/Graduate Intern, Member Regulation - Boca Raton, FLLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team.2014 Summer Internship... more | |||
Feb 07 | FINRAUndergraduate/Graduate Intern, HR Training | Financial Industry Regulatory Authority | Rockville, MD |
Title: FINRA Undergraduate/Graduate Intern, HR Training - Rockville, MDLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team.2014 Summer Internship... more | |||
Feb 07 | Financial Advisor/Stockbroker | Morgan Wilshire | Garden City, NY |
Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more | |||
Feb 07 | Contracting & FINRARepresentative | John Hancock Financial Services | Portsmouth, NH |
Contracting & FINRA Representative-RLL0125280Responsibilities: Signator Investors Inc., John Hancock's broker dealer, is a client focused organization that is looking for people... more |
When considering an appeal questioning FINRA's denial of an expungement request, the SEC seems to have approached its deliberation as a cat toying wit... Read On
A public customer filed a FINRA Arbitration Statement of Claim against Wells Fargo Advisors and asked for no less than $100,000 in damages. The arbitr... Read On