Feb 17 | Stock Broker & Stock Broker Trainee | Vfinance Investments | Miami, FL |
Broker Trainee We are currently recruiting Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong... more | |||
Feb 14 | Service Center Stockbroker | Recruit Gaap Staffing | Kansas City, MO |
is search for a full time Service Center Stockbroker for a client company located in Kansas City, MO area. Industry: Financial Services. With an environment described as:... more | |||
Feb 13 | Service Center Technician | Scottrade | Westminster, CO |
Service Center Technician - Westminster, CO Job ID: 20141102-8590 Description:The main purpose of this position is to provide a quality customer service experience supporting... more | |||
Feb 10 | Macquarie Securities Group - Energy Research Associate (00736392) | Macquarie Holdings | Houston, TX |
Opportunities exist for Research Associates to join our team in Houston. Commodities Research Associate - Global Oil Macquarie Group is a global provider of banking, financial,... more | |||
Feb 08 | Account Executive- Large Case Group & Voluntary Benefits | Unum | Los Angeles, CA |
Unum is a company of people serving people. As one of the world's leading employee benefits providers and a Fortune 500 company, Unum helps protect more than 25 million working... more | |||
Feb 07 | Stock Plan Administrator (1879) | San Jose, CA | |
We are currently seeking a Stock Plan Administrator for a 5+ month contract in San Jose:SUMMARYWe are looking for a highly detail-oriented Stock Plan Administrator to process... more | |||
Feb 07 | Account Executive- Large Case Group & Voluntary Benefits | Unum Group | Glendale, CA |
Unum is a company of people serving people. As one of the world's leading employee benefits providers and a Fortune 500 company, Unum helps protect more than 25 million working... more | |||
Feb 05 | Financial AdvisorStockbroker | Edward Jones | El Paso, TX |
Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more | |||
Feb 04 | Financial Adviser - Wealth Management | ING Financial Partners | Philadelphia, PA |
Key words: Financial Advisor, Broker, Stockbroker, Insurance, Financial Planner, Asset Management, Wealth Planner, Investment Sales, Registered Representative, Investment Advisor,... more | |||
Feb 03 | Stock Broker / Stock Broker Trainee | Vfinance Investments | Miami, FL |
recruiting for established Stock Brokers and Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong... more | |||
Feb 01 | Roadshow and Conference Coordinator | Ef6982 | New York, NY |
Job Description We are looking for a Roadshow Coordinator to join our New York Corporate Access team. Macquarie Group is a global provider of banking, financial, advisory,... more |
Feb 17 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
Feb 07 | Financial Advisor/Stockbroker | Morgan Wilshire | Garden City, NY |
Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more |
Feb 17 | FINRA Series 7, 63 | S3 | San Antonio, TX |
Financial Solutions Advisor - FINRA Series 7, 63 must have active Certifications. The S3 DifferenceStrategic Staffing Solutions (S3) is the 6th largest Diversity Staffing Firm in...more | |||
Feb 17 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
Feb 15 | Compliance Examiner - Member Regulation, Sales Practice - New York, NY(Job Number: 003023) (00744796) | Finra | New York, NY |
Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors and ensure the integrity of the... more | |||
Feb 15 | Associate Director, Risk Management - Washington, DC or New York, NY(Job Number: 003150) (00744788) | Finra | Washington, DC |
The Associate Director of Market Risk is responsible for the design, development, enhancement, and implementation of key market risk measurement methodologies and approaches as... more | |||
Feb 15 | Associate Director, Risk Management - New York, NY(Job Number: 003149) (00744797) | Finra | New York, NY |
The Associate Director of Market Risk is responsible for the design, development, enhancement, and implementation of key market risk measurement methodologies and approaches as... more | |||
Feb 12 | FINRA Compliance Officer | Sicor Securities | Dayton, OH |
Sicor Securities, Inc. is searching for a Compliance Officer who will have the general responsibility of monitoring the daily activities of this broker-dealer firm and assist with... more | |||
Feb 12 | Contracting & FINRARepresentative | John Hancock | Portsmouth, NH |
Title: Contracting & FINRA RepresentativeLocation: New Hampshire-PortsmouthOther Locations:Responsibilities:Signator Investors Inc., John Hancocks broker dealer, is a client... more | |||
Feb 12 | FINRAUndergraduate/Graduate Intern, Enforcement | Financial Industry Regulatory Authority | Rockville, MD |
Title: FINRA Undergraduate/Graduate Intern, Enforcement - Rockville, MDLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team.2014 Summer Internship... more | |||
Feb 10 | Vice President & Associate General Counsel | Finra | Washington, DC |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Vice President & Associate General Counsel opening in Washington, DC . To be... more | |||
Feb 10 | Compliance Examiner - Member Regulation, Sales Practice - Philadelphia, PA (00734721) | Finra | Philadelphia, PA |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in Philadelphia, PA. Examiners review or investigate... more | |||
Feb 10 | Financial Operations Examiner - Member Regulation, ROOR - Chicago, IL(Job Number: 002515) (00707779) | Finra | Chicago, IL |
Conducts on-site examinations and assesses Floor member and member organization's financial and operational condition and compliance with securities rules and... more | |||
Feb 10 | Regulatory Analyst - Market Regulation, Market Manipulation Investigations/Trading Analysis (00734842) | Finra | Rockville, MD |
FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD. Job Summary: The Regulatory Analyst conducts routine review and investigations... more | |||
Feb 08 | FINRA Undergraduate Intern, Emerging Regulatory Issues | Financial Industry Regulatory Authority | Washington, DC |
Title: FINRA Undergraduate Intern, Emerging Regulatory Issues - Washington, DCLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team.2014 Summer Internship... more | |||
Feb 08 | FINRAUndergraduate/Graduate Intern, Member Regulation | Financial Industry Regulatory Authority | Boca Raton, FL |
Title: FINRA Undergraduate/Graduate Intern, Member Regulation - Boca Raton, FLLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team.2014 Summer Internship... more | |||
Feb 07 | FINRAUndergraduate/Graduate Intern, HR Training | Financial Industry Regulatory Authority | Rockville, MD |
Title: FINRA Undergraduate/Graduate Intern, HR Training - Rockville, MDLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team.2014 Summer Internship... more | |||
Feb 07 | Financial Advisor/Stockbroker | Morgan Wilshire | Garden City, NY |
Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more | |||
Feb 07 | Contracting & FINRARepresentative | John Hancock Financial Services | Portsmouth, NH |
Contracting & FINRA Representative-RLL0125280Responsibilities: Signator Investors Inc., John Hancock's broker dealer, is a client focused organization that is looking for people... more |
Out of respect for the10 deceased and three injured victims at the Tops Markets, Buffalo, NY massacrethe "BrokeAndBroker.com Blog" suspends... Read On
Wells Fargo Sues Over Transitional and Production Bonuses But Rep Fights Back (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6445/wells-fargo... Read On
Wall Street is about nothing if not money. In today's featured dispute, we got a transitional bonus. We got production bonuses. We got promissory note... Read On
The saga of Beverley Schottenstein's lawsuit against JP Morgan Securities and her grandsons Evan and Avi has been widely reported in the press. This... Read On
On Wall Street, the regulated and the regulators each have a role to play in the regulatory scheme. The regulated need to follow the rules. The regula... Read On
Your broker-dealer just fired you. You're angry because they sandbagged you and it was a set-up, or so you say. All of which prompts you to dial a law... Read On