by Bill Singer
EMPLOYMENT TUESDAY at BrokeAndBroker.com
March 18, 2014
back-office staff.
| Mar 17 | Accounting and Finance | Bcm Global Equity Group | Melville, NY |
Stockbroker - Entry Level Trainee BCM Global Equity Group is a Full Service Brokerage Firm that is looking for individuals with impressive work ethic and a strong desire to...more | |||
| Mar 17 | Financial AdvisorStockbroker | Edward Jones | Tupelo, MS |
Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more | |||
| Mar 15 | Financial Advisor | Caldwell International Securities | Brooklyn, NY |
Seeking qualified Series 7 licensed candidates for a full time position. You will have the opportunity to work along side with and learn from seasoned veterans of the industry. more | |||
| Mar 15 | Financial Adviser - Wealth Management | ING Financial Partners | Jersey City, NJ |
Inc. Key words: Financial Advisor, Broker, Stockbroker, Insurance, Financial Planner, Asset Management, Wealth Planner, Investment Sales, Registered Representative, Investment... more | |||
| Mar 14 | Equity Research Associate - Chemicals (00749714) | Macquarie Holdings | Houston, TX |
* Back to Search Results * Next * Previous Equity Research Associate - Chemicals * Salary: Competitive * Location: Houston < TX < USA * Job Type: Permanent, Full time *... more | |||
| Mar 13 | Financial Service Representative Trainee | Scottrade | Westminster, CO |
while training to become a licensed stockbroker. It is expected that the incumbent will pass the Series 7 and Series 63 exams within 4-5 months of assuming this... more | |||
| Mar 13 | Office Manager | Hebeler Financial | Clearwater, FL |
Previous experience working for stockbroker or life insurance agent a plus. Must be computer savvy, know powerpoint, energetic, outgoing personality, great phone personality,... more | |||
| Mar 13 | Equity Research Associate - Chemicals | Ef6982 | Houston, TX |
Job Description Opportunities exist for Research Associates to join our team in Houston Macquarie Group is a global provider of banking, financial, advisory, investment and... more | |||
| Mar 12 | Stockbroker | Bcm Global Equity Group | Melville, NY |
About UsBCM Global Equity Group is a Full Service Brokerage Firm that is looking for individuals with impressive work ethic and a strong desire to succeed. You will be working... more | |||
| Mar 11 | FINRA Legal Extern Unpaid | Finra | Philadelphia, PA |
We Work to Protect Investors. Join our Team.FINRA is seeking well qualified individuals for ourLegal Extern Department of Enforcement opening in Philadelphia, PA. To be considered... more | |||
| Mar 08 | Financial Service Representative Trainee - Westminster, CO Job | Scottrade | Arvada, CO |
while training to become a licensed stockbroker. It is expected that the incumbent will pass the Series 7 and Series 63 exams within 4-5 months of assuming this position. more | |||
| Mar 07 | Donor Services Associate | New England Baptist Hospital | Boston, MA |
the information received via phone call from stockbroker, confirms gift value, records and acknowledge gift, and tracks the receipt of the proceeds check Prepares acknowledgment... more | |||
| Mar 06 | Stock Broker / Stock Broker Trainee | Vfinance Investments | Miami, FL |
recruiting for established Stock Brokers and Stockbroker trainees for our office in downtown Miami. This is an excellent career changing opportunity. Hard work and a very strong... more | |||
| Mar 05 | Stockbroker/Account Executive | DMG Securities | Great Falls, VA |
Position Available - Stockbroker/Account Executive This sales position entails building an ... as well as careeropportunities as a stockbroker with our firm. Individuals will have... more | |||
| Mar 05 | Financial Consultant | Bcm Global Equity Group | Melville, NY |
Financial Consultant (Long Island)Stockbroker - Entry Level TraineeBCMGlobal Equity Group is looking for individuals with impressive work ethic and a strong desire to succeed. You... more | |||
| Mar 01 | Service Center Stockbroker | Recruit Gaap Staffing | Savannah, GA |
Job Title: Service Center Stockbroker. Recruit GAAP Staffing is searching for a full time Service Center Stockbroker for a company located in Savannah, GA. Industry Environment:... more | |||
| Mar 11 | Financial Advisor/Stockbroker | Morgan Wilshire | Garden City, NY |
Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more | |||
| Mar 09 | Junior Stockbroker | National Securities | New York, NY |
National Securities is a full service brokerage firm located in downtown Manhattan. We were founded 50 years ago and currently have 40 offices across the United States and Europe. more | |||
| Mar 04 | Stockbroker | DMG Securities | Great Falls, VA |
Recent College Graduates DMG SECURITIES, INC., member FINRA, SIPC.Full service broker. Personalized in-house training. Lucrative payout schedule.Entry Level/All Majors. Please... more | |||
| Mar 17 | Financial AdvisorStockbroker | Edward Jones | Tupelo, MS |
Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more | |||
| Mar 16 | FINRA Legal Intern, Enforcement | Finra | Boca Raton, FL |
We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience... more | |||
| Mar 12 | Stockbroker | Bcm Global Equity Group | Melville, NY |
About UsBCM Global Equity Group is a Full Service Brokerage Firm that is looking for individuals with impressive work ethic and a strong desire to succeed. You will be working... more | |||
| Mar 11 | FINRA Legal Intern, OGC CPAG | Finra | Washington, DC |
We Work to Protect Investors. Join our Team.2014Summer Internship ProgramFINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the... more | |||
| Mar 11 | Contracting & FINRARepresentative | John Hancock | Portsmouth, NH |
Title: Contracting & FINRA RepresentativeLocation: New Hampshire-PortsmouthOther Locations:Responsibilities:Signator Investors Inc., John Hancock's broker dealer, is a client... more | |||
| Mar 05 | Investment Services Customer Service Rep (FINRA Series 7 & 63) - Brokerage Services | JPMorgan Chase | San Antonio, TX |
Chase Investment Services - Customer Service Representative I The Investment service centers have a strong reputation of superb customer service. We are a disciplined group... more | |||
| Mar 05 | Financial Analyst (FINRASeries 7 & 24) | Metasys Technologies | Somerset, NJ |
Metasys Technologies, Inc. (MTI) an Atlanta-based company works with large and mid-market organizations around the world. By consistently delivering high quality programs,... more | |||
| Mar 05 | Stockbroker/Account Executive | DMG Securities | Great Falls, VA |
DMG Securities, Inc. is a full-service investment bankingand securities brokerage firm. We are an experienced group of highly motivatedprofessionals dedicated to providing the... more | |||
| Mar 05 | Financial Analyst -- FINRA | Spherion Staffing | Somerset, NJ |
Financial Analyst - Advanced Our large insurance corporate client, in Somerset, NJ, has 3 short-term temporary positions available for Advanced Financial AnalystsMUST HAVE: FINRA... more | |||
| Mar 04 | FINRA Legal Intern, Enforcement | Financial Industry Regulatory Authority | Boca Raton, FL |
Title: FINRA Legal Intern, Enforcement - Boca Raton, FLLocation: nullOther Locations: nullWe Work to Protect Investors. Join our Team. 2014 Summer Internship ProgramFINRA is... more | |||
| Mar 04 | FINRA Brokerage Principal - New Orleans, LA or Melville, NY | Capital One | New Orleans, LA |
Title: FINRA Brokerage Principal - New Orleans, LA or Melville, NYLocation: United States-Louisiana-New Orleans-Greater NO-Place St Charles (37701)Other Locations: United... more | |||
| Mar 04 | Investment Services Customer Service Rep (FINRA Series 7 & 63) - Brokerage Services - San Antonio | JPMorgan Chase | Texas |
Investment Services Customer Service Rep (FINRA Series 7 & 63) - Brokerage Services - San Antonio, TX-140021829 Job Description Chase Investment Services - Customer Service... more | |||
| Mar 01 | Service Center Stockbroker | Recruit Gaap Staffing | Savannah, GA |
Job Title: Service Center Stockbroker. Recruit GAAP Staffing is searching for a full time Service Center Stockbroker for a company located in Savannah, GA. Industry Environment:... more | |||
| Mar 18 | Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY . To be considered for this... more | |||
| Mar 15 | Staff Tester - Rockville, MD - Contractor Conversion | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Staff Tester opening in Rockville, MD. To be considered for this position,... more | |||
| Mar 15 | Regulatory Analyst - Market Regulation, Short Interest | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD . To be considered for this... more | |||
| Mar 15 | Associate Director - Member Relations | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Associate Director opening in Rockville, MD . To be considered for this... more | |||
| Mar 15 | Compliance Examiner, Member Regulation | Finra | Atlanta, GA |
We Work to Protect Investors. Join our Team. FINRA is seeking well-qualified individuals for future Compliance Examiner openings in Atlanta, GA . To be considered for these... more | |||
| Mar 15 | Senior Member Relations Coordinator - Member Relations | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Senior Member Relations Coordinator opening in Rockville, MD . To be... more | |||
| Mar 14 | FINRA Compliance Officer | Sicor Securities | Dayton, OH |
Sicor Securities, Inc. is searching for a Compliance Officer who will have the general responsibility of monitoring the daily activities of this broker-dealer firm and assist with... more | |||
| Mar 14 | HR Program Manager, Diversity & WorkLife | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our HR Program Manager, Diversity & WorkLife opening in Rockville, MD . To be... more | |||
| Mar 13 | IS Audit Project Leader/Associate IS Audit Director | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our IS Audit Project Leader/Associate IS Audit Director opening in Rockville, MD. more | |||
| Mar 13 | US only-Branch AuditorsFINRA-SEC | Temporary Contract | Fresno, CA |
I am looking to hire auditors with experience with SEC or FINRA compliance audits. US ONLY. You will be assigned local branch offices to audit, so travel will be limited. Typical... more | |||
| Mar 13 | Senior Counsel (Regulatory/Capital Markets), Office of General Counsel | Finra | Washington, DC |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Counsel opening in Washington, DC . To be considered for this position, please... more | |||
| Mar 12 | Attorney/Counsel, Office of General Counsel (Regulatory) | Finra | Washington, DC |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Attorney opening in Washington, DC . To be considered for this position, please... more | |||
| Mar 12 | HR Associate, Diversity & WorkLife (Part-Time) | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Human Resources Associate, Diversity & WorkLife (part-time) opening in Rockville,... more | |||
| Mar 12 | Senior Counsel (Regulatory), Office of General Counsel | Finra | Washington, DC |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Counsel opening in Washington, DC . To be considered for this position, please... more | |||
| Mar 12 | Enforcement Investigator | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking well-qualified individuals for Enforcement Investigator openings in New York, NY . To be considered for these... more | |||
| Mar 11 | Enforcement Counsel | Finra | New York, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Enforcement Counsel opening in New York, NY . To be considered for this position,... more | |||
| Mar 11 | Financial Advisor/Stockbroker | Morgan Wilshire | Garden City, NY |
Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more | |||
| Mar 09 | Junior Stockbroker | National Securities | New York, NY |
National Securities is a full service brokerage firm located in downtown Manhattan. We were founded 50 years ago and currently have 40 offices across the United States and Europe. more | |||
| Mar 05 | FINRA / Securities Litigation Associate Attorney | Atticus Recruiting | Chicago, IL |
Our client, a full-service, AM100 and NLJ top 50 law firm, seeks a FINRA / Securities litigation associate attorney for its Chicago office: Requirements: JD from a top law school... more | |||
| Mar 04 | STOCKBROKER | DMG Securities | Great Falls, VA |
STOCKBROKER RecentCollege Graduates DMGSECURITIES, INC., member FINRA, SIPC. Full service broker. Personalizedin-house training. Lucrative payout schedule. Entry Level/All Majors. more | |||
| Mar 04 | Attorney | Finra (financial Industry Regulatory Authority) | Columbia, SC |
Job Summary: The Attorney works primarily on internal appeals of FINRA disciplinary actions. This work requires excellent writing and analytical skills and involves interpreting... more | |||
| Mar 02 | Economic Research Analyst | Finra | Washington, DC |
The ideal candidate will possess a strong empirical background and excellent interpersonal skills In addition, most positions require training in economics through the... more | |||
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