BrokeAndBroker by Bill Singer Week In Review

April 5, 2014

April 4, 2014
Now Online at BrokeAndBroker.com:FULL-TEXT Ninth Circuit Opinion in Goldman, Sachs & Co. v. City of Reno (9th Circuit, 12-cv-00327-... Read On
April 4, 2014
Securities And Exchange Commission Commissioner Daniel M. Gallagher has earned a reputation as a bad boy - industry pundits have come to view him as t... Read On
April 3, 2014
In elementary school, you may get an "A" for penmanship but at FINRA you may get a time-out.  In today's BrokeAndBroker Blog, we have the un...Read On
April 3, 2014
According to the "Boiling Frog Theory," a frog placed immediately into a pot of boiling water will try to jump out.  In contrast, if a frog is pl... Read On
April 2, 2014
In today's BrokeAndBroker.com Blog, a stockbroker takes the path of good intentions on his way to Hell. As with most good stories, this one ... Read On
April 1, 2014
Two, count 'em, two SEC Complaints alleging that husbands overheard their wives' business conversations and used the information to make big bucks on ... Read On
April 1, 2014
Stockbroker, Compliance, Legal, and Regulatory JobsFor a full listing of current job openings, visit the BrokeAndBroker Employment Page ... Read On
March 31, 2014
If you had met Scot Zarkiewicz from 2009 through 2013, he likely told you that he was co-founder, president, chief executive officer, treasurer, and p...Read On