EMPLOYMENT TUESDAY at BrokeAndBroker.com

May 13, 2014

Stockbroker, Compliance, Legal, and Regulatory Jobs

NOTICE TO EMPLOYERS: BrokeAndBroker offers the perfect Wall Street demographic of industry professionals: stockbrokers, advisors, lawyers, regulators, compliance officers, and 
back-office staff.
  

Click POST A JOB and your position will be promptly listed.  
Only $50 for 30 days!

Apr 21Registered RepresentativeTrustmont GroupGreensburg, PA

Trustmont Group is an independent Broker/Dealer and RIA firm looking to add experienced Registered Reps to our family. This is a 1099 situation.If you are looking to become a... more

May 13Member ServiceRepresentativeMarine Credit UnionWisconsin

career? If you are experienced in Sales, Financial Services, or Customer Service and ... needs, and cross-selling products and services. The Member ServiceRepresentative... more

May 12Experienced FinancialService RepresentativeMetLife FinancialGroup of Upstate New YorkBuffalo, NY

Title Experienced Financial Services Representative Approved By LOB Department ... Market Leader Summary of Responsibilities An Experienced Financial ServicesRepresentative... more

May 12Siebel EAI Design(CSR)United Software GroupDanbury, CT

high severity production issues ? ? ? ? Experienced in direct customer interactions, ... UI, Java/JQuery and experience in Siebel Financial Services would be an added advantage... more

May 11Financial ServicesRepresentative I, Shady Grove, Full TimeTD BankGaithersburg, MD

Job DescriptionThe Financial Services Representative (FSR) acts as an Insurance licensed ... Banking*Auto req ID:* 54961BR*Job Title:* Financial ServicesRepresentative I, Shady... more

May 11Financial ServicesRepresentative / Wildwood ITD BankWildwood, NJ

Job DescriptionThe Financial Services Representative (FSR) acts as an Insurance licensed ... req ID:* 46480BR*Job Title:* Financial Services Representative / Wildwood... more

May 09Financial ServicesRepresentative I, New Carrollton, Full TiTD BankHyattsville, MD

Job DescriptionThe Financial Services Representative (FSR) acts as an Insurance licensed ... req ID:* 54967BR*Job Title:* Financial Services Representative I, New Carrollton,... more

May 09Sr. Client Service RepBroadridge FinancialSolutionsBrentwood, NY

With 50 years of experience, we provide financial services firms with advanced, ...financial services industry. Broadridge's services include investor communications,...more

May 08Customer ServiceRepresentative (34848BR)First DataWashington, NE

customer relationships supporting over 7,000 financial institutions and the largest ... TeleCheck® Electronic Check Acceptance Services, MoneyNetwork® Payroll Distribution,... more

May 06Financial ServiceRepresentative TraineeScottradeWestminster, CO

Financial Service Representative Trainee - Westminster, COJob ID: ... customers regarding Scottrade accounts, services, product, fees, website and branch... more

May 06Insurance/FinancialServices-ProducerNationwide Insurance AgencyAurora, IL

and many other carriers is seeking an experienced sales professional to join our ... Category: Sales, Keywords: finance, financial services, Full Time, Location:... more

May 04Account Managers Customer Service Representative - Telecommute Daily PayFahtDeltona, FL

Account Managers Customer Service Representative - Telecommute Daily Pay This is an ... are currently seeking a dynamic Sales Representative...The fastest growing team in... more

May 12Financial ServicesRepresentativeE*TRADE FinancialSandy, UT

to develop your career.**SUMMARYAs a Financial Services Representative, this ... OPPORTUNITY EMPLOYER*Job Title:* Financial Services Representative*Location:* Sandy, UT,... more

May 12Insurance Representative -Financial Services SalesWestern and Southern LifeSalem, OH

& Southern Financial RepresentativeTitle: Financial Services SalesAbout the ... a comprehensive and top-notch line of financial products and services.• Serve as a...more

May 12Experienced FinancialService RepresentativeMetLife FinancialGroup of Upstate New YorkBuffalo, NY

Title Experienced Financial Services Representative Approved By LOB Department ... Summary of Responsibilities An Experienced Financial Services Representative EXP is an... more

May 12Associate Financial ServiceRepresentativeE*TRADE FinancialSandy, UT

develop your career.**SUMMARYAs an Associate Financial Services Representative, this ... Objectives and goals. An Associate Financial Services Representative will perform... more

May 12Insurance and FinancialServices RepresentativeFarmers Insurance GroupChester, IL

in sales with Farmers Insurance and Financial Solutions.Farmers Insurance is also ... excellent subsidy program. This program is financial assistance in addition to your...more

May 12Financial ServicesRepresentative - (Manlius Center) East SyracBerkshire BankEast Syracuse, NY

FSR M ES CNY Job Title Financial Services Representative Manlius Center East Syracuse ... policies procedures regarding products services Redeems and exchanges savings bonds... more

May 11Financial ServicesRepresentativeRightstepHouston, TX

provider of drug and alcohol treatment services in the southwest and is nationally ... cash receipts.Essential Functions:Bill all services rendered per billing rules.Prepare...more

May 11Financial ServicesRepresentative - Johnston BranchBank of the WestJohnston, IA

leader in global banking and financial services and one of the 6 strongest banks in ... and expertise of financial services representative.**Position Accountabilities***... more

May 11Financial ServicesRepresentative / Wildwood ITD BankWildwood, NJ

Job DescriptionThe Financial Services Representative (FSR) acts as an Insurance licensed ... req ID:* 46480BR*Job Title:* Financial Services Representative / Wildwood... more

May 10Financial Services RepProvidence Health &ServicesSeattle, WA

**Financial Services Representative at SWEDISH in Seattle.**The FinancialServices ... third-party payments* Assist patients with financial applications, including charity... more

May 09Financial ServicesRepresentative I, New Carrollton, Full TiTD BankHyattsville, MD

Job DescriptionThe Financial Services Representative (FSR) acts as an Insurance licensed ... Banking*Auto req ID:* 54967BR*Job Title:* Financial ServicesRepresentative I, New... more

May 06Financial ServicesRepresentativeButler Memorial HospitalButler, PA

FINANCIAL SERVICES REPRESENTATIVEFull TimeResponsible for insurance verification, billing ... - Pittsburg Post-Gazette. Category: Financial Services and Banking, Keywords:... more

May 06Financial ServicesRepresentativeMass MutualNewport Beach, CA

immediate opening for a Financial Services Representative.Must be able to work various shifts per week and be available weekdays.Must have a high school diploma or equivalent.Be... more

May 05Bilingual Financial ServiceRepresentative - Retail / WholesaleUS CellularMadison, WI

customer inquiries and issues related to Financial Services or general service ... commitments to pay, ensuring Financial Services goals are achieved.- Enters... more

May 05Financial ServicesRepresentativePridestaffHouston, TX

R efers and/or cross sell s companys products and services in order to meet monthly produc ... and actively cross-sell all products/services to meet monthly production goals. more

May 01In-Store Financial ServicesRepresentative-Bilingual Preferred-Charles County/La Plata AreaSunTrust BanksLa Plata, MD

In-Store Financial Services Representative-Bilingual Preferred-Charles County/La Plata ... Client Service Specialist, or In-Store Financial Services Representative, or an... more

May 01In-Store Financial ServicesRepresentative (20 hours)- Augusta AreaSunTrust BanksAugusta, GA

In-Store Financial Services Representative (20 hours)- Augusta Area-261543 Description ... Service Specialist, or In-Store Financial Services Representative, or an equivalent... more

May 01Financial ServicesRepresentative-Bilingual Preferred-Montgomery County/Quince Orchard AreaSunTrust BanksGaithersburg, MD

Financial Services Representative-Bilingual Preferred-Montgomery County/Quince Orchard ... Client Service Specialist, or In-Store Financial Services Representative, or an... more

May 13Branch Financial SalesConsultant, Federalsburg, MD (164986)PNCFederalsburg, MD

As a PNC Financial Sales Consultant, you'll join a successful retail banking organization. ... service experience in a financial services, sales or retail industry is preferred. *... more

May 12Financial Advice RegionalSales ConsultantAmeriprise FinancialMinneapolis, MN

Financial Advice Regional Sales Consultant provides subject matter expertise ... andsales.ResponsibilitiesThe Regional Sales Consultant will be responsible for... more

May 11Entry Level FinancialAdvisor/Sales ConsultantChrysalis CareersBaltimore, MD

to become a financial advisor/sales consultant- all expenses paid! Financial ... negotiation and sales abilities• Desire to overachieve• Sales experience,... more

May 11Branch Financial SalesConsultant - Full-time - Maple Lawn (184137)PNCMaryland

As a PNC Branch Financial Sales Consultant I, you'll join a successful retail banking ...Sales and customer service experience in a financial services, sales or retail... more

May 11BRANCH FINANCIAL SALESCONSULTANT - HATFIELD (184208)PNCHatfield, PA

As a PNC Branch Financial Sales Consultant, you'll join a successful retail banking ...Sales and customer service experience in a financial services, sales or retail... more

May 11Branch Financial SalesConsultant I (184132)PNCMobile, AL

As a PNC Branch Financial Sales Consultant I, you'll join a successful retail banking ...Sales and customer service experience in a financial services, sales or retail... more

May 11Branch Financial SalesConsultant - Wilkes Barre Twp. (183507)PNCPennsylvania

As a PNC Branch Financial Sales Consultant I, you'll join a successful retail banking ...Sales and customer service experience in a financial services, sales or retail... more

May 11Branch Financial SalesConsultant I - Bordentown, NJ (184008)PNCBordentown, NJ

As a PNC Branch Financial Sales Consultant I, you'll join a successful retail banking ...Sales and customer service experience in a financial services, sales or retail... more

May 10Retail Sales ConsultantCamarillo CA (Camarillo)AT&TCamarillo, CA

commission. Our current full-time Retail Sales Consultants earn an average of ... facing/sales experience preferred. Retail Sales Consultants are paid a competitive...more

May 10Retail Sales ConsultantAT&TColorado Springs, CO

commission. Our current full-time Retail Sales Consultants earn an average of ... facing/sales experience preferred. Retail Sales Consultants are paid a competitive...more

May 10Sr. Sales Consultant -Financial Svs IndustryFiservPittsburgh, PA

team.As part of Fiserv's Signature Sales Support Solution, this position sales ... quality documents, references or other sales material for customers and the sales...more

May 10Retail Sales Consultant La Jolla CA (La Jolla Village Square)AT&TLa Jolla, CA

commission. Our current full-time Retail Sales Consultants earn an average of ... facing/sales experience preferred. Retail Sales Consultants are paid a competitive...more

May 10Retail Sales ConsultantRoosevelt Vernal UT AreaAT&TRoosevelt, UT

commission. Our current full-time Retail Sales Consultants earn an average of ... facing/sales experience preferred. Retail Sales Consultants are paid a competitive...more

May 10Retail Sales ConsultantGlenway AveAT&TCincinnati, OH

commission. Our current full-time Retail Sales Consultants earn an average of ... facing/sales experience preferred. Retail Sales Consultants are paid a competitive...more

May 10Financial Advice SalesConsulting - National SalesConsultantAmeriprise FinancialMinneapolis, MN

Ameriprise Financial Advisors. Ameriprise Financial has approximately 10,000financial ... Minneapolis-based Financial Advice Sales Consulting team... more

May 09Sales Managers &ConsultantsFinanceManagers, BDC Phone RepsBrandon HondaTampa, FL

MANAGERSSALES REPRESENTATIVESINTERNET SALES MANAGERSBDC PHONE REPRESENTATIVES We ... Managers, Sales Managers, Internet Sales Managers, and BDC Phone Representatives. more

May 09Financial Advisor/SalesConsultantChrysalis CareersColumbia, MD

to become a financial advisor/sales consultant- all expenses paid! Financial ... negotiation and sales abilities• Desire to overachieve• Sales experience,... more

May 12Paralegal I, Market Regulation, LegalFinancial Industry Regulatory Authority (finra)New York City, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Paralegal I opening in New York, NY. To be considered for this position, please... more

May 12Regulatory Analyst- Member Trading, Market RegulationFinancial Industry Regulatory Authority (finra)New York City, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Regulatory Analyst opening in New York, NY. To be considered for this position,... more

May 10Associate Gateway Agent - RockvilleFinancial Industry Regulatory Authority (finra)Potomac, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Associate Gateway Agent opening in Rockville, MD. To be considered for this... more

May 10Hearing Officer, Office of the Hearing OfficerFinancial Industry Regulatory Authority (finra)Washington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Hearing Officer opening in Washington, DC. To be considered for this position,... more

May 08StockbrokerDMG SecuritiesGreat Falls, VA

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May 08Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE)Financial Industry Regulatory Authority (finra)New York City, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position,... more

May 08FINRAUndergraduate/Graduate Intern, Member RegulationFinancial Industry Regulatory Authority (finra)Boca Raton, FL

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the... more

May 07Director I, Forensic & Litigation Support - RockvilleFinancial Industry Regulatory Authority (finra)Potomac, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Director, Forensic Investigations & Litigation Support opening in Rockville, MD. more

May 07Associate Principal Specialist, Credit Regulation, New York, NY(Job Number: 003341) (00782238)FinraNew York

* Back to Search Results * Next * Previous Associate Principal Specialist, Credit Regulation, New York, NY(Job Number: 003341) * Salary: Competitive * Location: New York < NY... more

May 07FINRA / Securities Litigation Associate Attorney>Atticus RecruitingChicago, IL

Our client, a full-service, AM100 and NLJ top 50 law firm, seeks a FINRA / Securities litigation associate attorney for its Chicago office:Requirements:JD from a top law...more

May 06Associate Tester I - Rockville, MD - Contractor ConversionFinancial Industry Regulatory Authority (finra)Potomac, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Associate Tester I opening in Rockville, MD. To be considered for this position,... more

May 05Investigator II, Corporate Financing - Rockville, MD(Job Number: 003175) (00753930)FinraRockville, MD

* Back to Search Results * Next * Previous Investigator II, Corporate Financing - Rockville, MD(Job Number: 003175) * Salary: Competitive * Location: Rockville < MD < USA *... more

May 05Public Offerings Analyst - Rockville, MD(Job Number: 003169) (00776215)FinraRockville, MD

* Back to Search Results * Next * Previous Public Offerings Analyst - Rockville, MD(Job Number: 003169) * Salary: Competitive * Location: Rockville < MD < USA * Job Type:... more

May 05Financial Operations Examiner - Member Regulation, ROOR - New York, NY(Job Number: 002997) (00776381)FinraNew York

* Back to Search Results * Next * Previous Financial Operations Examiner - Member Regulation, ROOR - New York, NY(Job Number: 002997) * Salary: Competitive * Location: New... more

May 05Financial Operations Examiner - Member Regulation, ROOR - Chicago, IL(Job Number: 002515) (00707779)FinraChicago, IL

* Back to Search Results * Next * Previous Financial Operations Examiner - Member Regulation, ROOR - Chicago, IL(Job Number: 002515) * Salary: Competitive * Location: Chicago... more

May 05Regulatory Coordinator - Member Regulation, Sales Practice - Atlanta, GA (00761463)FinraAtlanta, GA

* Back to Search Results * Next * Previous Regulatory Coordinator - Member Regulation, Sales Practice - Atlanta, GA * Salary: Competitive * Location: Atlanta < GA < USA * Job... more

May 05Regional Counsel, Enforcement - Los Angeles, CA (Job Number: 003031) (00753932)FinraLos Angeles, CA

* Back to Search Results * Next * Previous Regional Counsel, Enforcement - Los Angeles, CA (Job Number: 003031) * Salary: Competitive * Location: Los Angeles < CA < USA * Job... more

May 05Senior Counsel (Regulatory/Capital Markets), Office of General Counsel Washington, DC(Job Number: 003260) (00767485)FinraWashington, DC

* Back to Search Results * Next * Previous Senior Counsel (Regulatory/Capital Markets), Office of General Counsel - Washington, DC(Job Number: 003260) * Salary: Competitive *... more