EMPLOYMENT TUESDAY at BrokeAndBroker.com

May 20, 2014

Stockbroker, Compliance, Legal, and Regulatory Jobs

NOTICE TO EMPLOYERS: BrokeAndBroker offers the perfect Wall Street demographic of industry professionals: stockbrokers, advisors, lawyers, regulators, compliance officers, and 
back-office staff.
  

Click POST A JOB and your position will be promptly listed.  
Only $50 for 30 days!

Apr 21Registered RepresentativeTrustmont GroupGreensburg, PA

Trustmont Group is an independent Broker/Dealer and RIA firm looking to add experienced Registered Reps to our family. This is a 1099 situation.If you are looking to become a... more

May 19Member ServiceRepresentativeMarine Credit UnionLa Crescent, MN

career? If you are experienced in Sales, Financial Services, or Customer Service and ... needs, and cross-selling products and services. The Member ServiceRepresentative... more

May 19IT Support Manager - Cash & Custody - Financial ServicesGroup (00777959)Federal Reserve Bank of New YorkRutherford, NJ

Support Manager - Cash & Custody - Financial Services Group * Salary: ... - Operational Transaction Services (IT) * Snr Executive - FSO Operational Transaction... more

May 16Senior Customer ServiceRepresentativeUnitedHealth GroupHooksett, NH

Segment: Consumer and Customer Services Job Location Information: Region: ... Jobs Phoenix, AZ Customer Service Representative - Phoenix, AZ547130 Miami,...more

May 16Financial ServicesRepresentative I- Governor's Square (BeaTD BankBear, DE

Job DescriptionThe Financial Services Representative (FSR) acts as an Insurance licensed ... Sales*Auto req ID:* 55753BR*Job Title:* Financial ServicesRepresentative I-... more

May 15Financial Sales Professionals- Entry Level orExperiencedAXA AdvisorsEdison, NJ

address their financial goals through financial strategies, investment services and ... of one of the nation's leading financial services firms. As an AXA Advisorsfinancial... more

May 14Sr. Applications Developer -Financial ServicesPalace GateChicago, IL

Developer for our premier client in the financial services industry. This is a ... Reports To VP, Senior Manager, Investment Services and Performance Applications Job...more

May 14Customer ServiceRepresentative (Call Center)Power Home TechnologiesMooresville, NC

Customer Service Representative/ Call Center Representative (Call Center) Job Responsibili ... Service Representative/ Call Center Representative (Call Center) Our Call Center... more

May 13Customer Service Collections SpecialistLTD FinancialServicesHouston, TX

LTD Financial Services - Houston, TX LTD Financial Services is currently looking to hire ... with an industry winning team, then LTD Financial Services is the company for you!... more

May 10Architectural InformationServices RepresentativeGaf MaterialsPort Arthur, TX

its customers. GAF has sustained a strong financial and operating performance over the ... of an experienced Architectural Information Services Representative. Specific... more

May 09Financial ServicesRepresentative/CustomerService RepTexas EzmoneySioux Falls, SD

Job Responsibilities: Processes loans and extensions while maintaining all loan underwriting and scanning requirements Provides superior customer serviceEffectively communicates... more

May 08Finance Services Consultant- FloaterPenske Automotive GroupWarwick, RI

an experienced, professional and motivated Financial Services Consultant Floater to join ... our team at Inskip's Warwick Automall.As an Financial Services Consultant, you are... more

May 08Customer ServiceRepresentative (34848BR)First DataTreynor, IA

customer relationships supporting over 7,000 financial institutions and the largest ... TeleCheck® Electronic Check Acceptance Services, MoneyNetwork® Payroll Distribution,... more

May 06Insurance/FinancialServices-ProducerNationwide Insurance AgencyAurora, IL

and many other carriers is seeking an experienced sales professional to join our ... Category: Sales, Keywords: finance, financial services, Full Time, Location:... more

May 19Commercial Insurance Experience / CSR (financialdistrict) (financial district)Commercial Coverage InsuranceSan Francisco, CA

Must have an Active P&C License to Apply We are seeking a highly motivated person with a passion for the insurance industry to join our growing team. The ideal candidate has two... more

May 19Financial ServicesRepresentativeTreloar & HeiselBoston, MA

Heisel Inc a Western PA based national financial services company seeks aggressive highly motivated professional individual to cover established Northeast Region With more than... more

May 19Consumer Finance Customer Service RepresentativeExcel Finance CompanyBaton Rouge, LA

is currently seeking a Customer Service Representative in our fast paced Baton Rouge ... function in the branch The Customer Service Representative is an entry level position... more

May 18Patient Financial ServicesRepresentative - Physician Pract- CardiologyBanner HealthMesa, AZ

reimbursement. Explains and provides financial policies and available resources ... their families.Enters payments/charges for services rendered and performs daily...more

May 18Financial ServicesRepresentativeModern Woodmen of AmericaBaton Rouge, LA

to provide them information about the financial services their families could ... Additional responsibilities for the Financial Representative... more

May 17Financial ServiceRepresentative/New Account RepresentativeSusquehanna BancsharesWest Chester, PA

has an excellent opportunity for a Financial Service Representative. In this role, you will provide top-notch customer service by building enduring relationships with our...more

May 17Financial ServicesRepresentative II/Teller Floater - MonroeArizona State Credit UnionPhoenix, AZ

opportunity for a full-time Financial Services Representative II/Teller Floater at ... and explains available financial services such as savings and checking accounts,...more

May 16Financial ServicesRepresentativeRemedy Intelligent StaffingTyler, TX

Performs a broad variety of financial services functions such as opening and ... duties. Actively cross-sells credit union services. Performs specific assigned... more

May 16Financial ServiceRepresentativeScott Credit UnionCollinsville, MS

Financial Service Representative (Collinsville)Scott Credit Union Basic ... St.Louis Post Disptach. Category: Financial Services and Banking, Keywords: Full Time,... more

May 15Financial Service Rep II (Floater Position)Texans Credit UnionAllen, TX

Our Financial Service Representatives (FSRs) are the first line of service and employees ... & services that meet and/or enhance their financial well-being.IN THIS SPECIFIC... more

May 15Financial ServiceRepresentativeCitadel Federal Credit UnionWest Chester, PA

Citadel's Financial Service Representatives are a cornerstone in the development of ... quality work. Be knowledgeable of all financial services offered by Citadel. more

May 15Financial ServicesRepresentative II (Prescott - Willow Creek)Arizona State Credit UnionPrescott, AZ

opportunity for a full-time Financial Services Representative II at our Payson ... and explains available financial services such as savings and checking accounts,...more

May 15Financial RepresentativeServices ISharonview Federal Credit UnionCharlotte, NC

appropriate alternative products and services to help meet the financial needs of ... Responsibilities:1. Process all member financial transactions: including but not...more

May 15Part Time Financial ServiceRepresentativeSuffolk BankSayville, NY

needs. Refers customers for Merchant Services, alternative investments and lending ... Bank products and services.Perform basic Financial Service Representativeduties;... more

May 14Customer Service Representative FinancialCSI CompaniesJacksonville, FL

reps in the Jacksonville area to work for a financial institution These reps will be ... Flexible between 8:30am 5:30pm Pay: 13 50 Financial experience or Bilingual in Spanish... more

May 13Financial ServiceRepresentative North GuadalupeUniversity Federal Credit Union (ufcu)Austin, TX

to multi-task while performing detailed financial transactions.* Initiative to learn ... sales skills. Must be able to sell financial products and services.* May be... more

May 13Financial ServiceRepresentative Brodie CenterUniversity Federal Credit Union (ufcu)Austin, TX

to multi-task while performing detailed financial transactions.* Initiative to learn ... sales skills. Must be able to sell financial products and services.* May be... more

May 11Account Services FinanceRepresentativeADT Security ServicesJacksonville, FL

Account Services Finance Representative Company Overview: The ADT Corporation (NYSE: ADT) ... members. The purpose of the Account Services Representative is to handle customer... more

May 07Patient Financial ServicesRepresentative Physician PracticeBanner HealthPhoenix, AZ

reimbursement. Explains and provides financial policies and available resources ... their families.Enters payments/charges for services rendered and performs daily...more

May 06Financial ServicesRepresentativeButler Memorial HospitalButler, PA

FINANCIAL SERVICES REPRESENTATIVEFull TimeResponsible for insurance verification, billing ... - Pittsburg Post-Gazette. Category: Financial Services and Banking, Keywords:... more

May 05Financial ServicesRepresentativePridestaffHouston, TX

R efers and/or cross sell s companys products and services in order to meet monthly produc ... and actively cross-sell all products/services to meet monthly production goals. more

May 20Sales / Business Consultant- Greenville, SC (35093BR)First DataGreenville, SC

relationship management and cross sales. Your sales efforts will be complemented ... FROM HOME (99EST) Job Function Sales Worker Type Regular Employee Full/Part Time... more

May 19Sales / Business ConsultantPittsburgh (35444BR)First DataPittsburgh, PA

relationship management and cross sales. Job Specific Responsibilities Your sales ... FROM HOME (99EST) Job Function Sales Worker Type Regular Employee Full/Part Time... more

May 19Branch Financial SalesConsultant - Chesapeake Beach, MD (184365)PNCChesapeake Beach, MD

As a PNC Branch Financial Sales Consultant I, you'll join a successful retail banking ...Sales and customer service experience in a financial services, sales or retail... more

May 19Branch Financial SalesConsultant - California, MD (184861)PNCCalifornia, MD

As a PNC Branch Financial Sales Consultant I, you'll join a successful retail banking ...Sales and customer service experience in a financial services, sales or retail... more

May 19Branch Financial SalesConsultant I - Madison St.Claire Office-Toledo (184238)PNCToledo, OH

As a PNC Branch Financial Sales Consultant I, you'll join a successful retail banking ...Sales and customer service experience in a financial services, sales or retail... more

May 19Bilingual Spanish BranchFinancial Sales Consultant - Annandale, VA (179384)PNCAnnandale, VA

As a PNC Branch Financial Sales Consultant I, you'll join a successful retail banking ...Sales and customer service experience in a financial services, sales or retail... more

May 19Branch Financial SalesConsultant - Franklin & Adams - Chicago, IL (181761)PNCChicago, IL

As a PNC Branch Financial Sales Consultant II, you'll join a successful retail banking ... sales and customer service experience in a financial services, sales or retail...more

May 18Retail Sales ConsultantEastgateAT&TCincinnati, OH

commission. Our current full-time Retail Sales Consultants earn an average of ... facing/sales experience preferred. Retail Sales Consultants are paid a competitive...more

May 18Retail Sales ConsultantMurdoch AveAT&TParkersburg, WV

commission. Our current full-time Retail Sales Consultants earn an average of ... facing/sales experience preferred. Retail Sales Consultants are paid a competitive...more

May 18Sales Consultant - Paid TrainingInfiniteSchaumburg, IL

HEALTHCARE, BANKING, FINANCIAL, BUSINESS SALES REP, B2B SALES, B2B SALESREP, SALES ... sales rep jobs, sales representative job, sales salary, salescommission, sales hourly... more

May 18Financial Sales ConsultantEba FinancialRockville, MD

Privately held Financial Services firm is growing rapidly and needs experienced sales... with one of our financial solutions. Our sales training is thorough and our marketing... more

May 18Retail Sales ConsultantBeechmontAT&TCincinnati, OH

commission. Our current full-time Retail Sales Consultants earn an average of ... facing/sales experience preferred. Retail Sales Consultants are paid a competitive...more

May 18Sr. Sales Consultant -Financial Svs IndustryFiservLake Mary, FL

team.As part of Fiserv's Signature Sales Support Solution, this position sales ... quality documents, references or other sales material for customers and the sales...more

May 17Sales Incentive Consultant,Sales Incentive Program Shared Services(245918)Kaiser PermanenteOakland, CA

Sales Incentive ConsultantSales Incentive Program Shared Services( Job ... beliefs into practice. Description Sales Incentive Consultant Calculates... more

May 13Financial Sales ConsultantING FinancialPartnersPhiladelphia, PA

metro area. ING Financial Partners ING Financial Partners provides customers andFinancial ... marketplace. A relationship with ING Financial Partners gives theFinancial Adviser... more

May 11Entry Level FinancialAdvisor/Sales ConsultantChrysalis CareersBaltimore, MD

to become a financial advisor/sales consultant- all expenses paid! Financial ... negotiation and sales abilities• Desire to overachieve• Sales experience,... more

May 05Financial Advisor - Insurance & Finance/Banking SalesConsultantModern Woodmen of AmericaRockford, IL

financial dreams. We are seeking committed Financial Advisors to offer our customers a ... Additional responsibilities for the Financial Advisor include: Participating in... more

May 15Stockbrokers - New IndustryEverest Merchant ServicesNew York

aggressive in either financial services, wealth management, financial at a superior ... management, financial advisors, consultants, asset planning, portfolio management... more

May 12Financial Adviser - Wealth ManagementING FinancialPartnersHoboken, NJ

of a financial advisor. Securities and Advisory Services offered through ING Financial... words: Financial Advisor, Broker, Stockbroker, Insurance, Financial Planner, Asset... more

May 19Financial Operations Examiner - Member Regulation, ROOR - New York, NY(Job Number: 002997) (00776381)FinraNew York

* Back to Search Results * Next * Previous Financial Operations Examiner - Member Regulation, ROOR - New York, NY(Job Number: 002997) * Salary: Competitive * Location: New... more

May 19Senior Counsel (Regulatory/Capital Markets), Office of General Counsel Washington, DC(Job Number: 003260) (00767485)FinraWashington, DC

* Back to Search Results * Next * Previous Senior Counsel (Regulatory/Capital Markets), Office of General Counsel - Washington, DC(Job Number: 003260) * Salary: Competitive *... more

May 19Associate Principal Specialist, Credit Regulation, New York, NY(Job Number: 003341) (00782238)FinraNew York

* Back to Search Results * Next * Previous Associate Principal Specialist, Credit Regulation, New York, NY(Job Number: 003341) * Salary: Competitive * Location: New York, NY,... more

May 19Investigator II, Corporate Financing - Rockville, MD(Job Number: 003175) (00753930)FinraRockville, MD

* Back to Search Results * Next * Previous Investigator II, Corporate Financing - Rockville, MD(Job Number: 003175) * Salary: Competitive * Location: Rockville, MD, USA * Job... more

May 19FINRA Brokerage Principal - New Orleans, LA or Melville, NYCapital OneNew Orleans, LA

Summary:Participate in the approval process for brokerage, annuity and life insurance trades. Apply consistency in decision making, thorough review of account paperwork and... more

May 19Public Offerings Analyst - Rockville, MD(Job Number: 003169) (00776215)FinraRockville, MD

* Back to Search Results * Next * Previous Public Offerings Analyst - Rockville, MD(Job Number: 003169) * Salary: Competitive * Location: Rockville, MD, USA * Job Type:...more

May 19Regional Counsel, Enforcement - Los Angeles, CA (Job Number: 003031) (00753932)FinraLos Angeles, CA

* Back to Search Results * Next * Previous Regional Counsel, Enforcement - Los Angeles, CA (Job Number: 003031) * Salary: Competitive * Location: Los Angeles, CA, USA * Job... more

May 19Regulatory Coordinator - Member Regulation, Sales Practice - Atlanta, GA (00761463)FinraAtlanta, GA

* Back to Search Results * Next * Previous Regulatory Coordinator - Member Regulation, Sales Practice - Atlanta, GA * Salary: Competitive * Location: Atlanta, GA, USA * Job... more

May 17Vice President - Member Regulation, Sales Practice - ChicagoFinancial Industry Regulatory Authority (finra)Riverdale, IL

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Vice President opening in Chicago, IL. To be considered for this position, please... more

May 17Business Analyst Sr Specialist - RockvilleFinancial Industry Regulatory Authority (finra)Potomac, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Business Analyst Sr. Specialist opening in Rockville, MD. To be considered for... more

May 17Business Analyst Specialist - New York, NY or RockvilleFinancial Industry Regulatory Authority (finra)Potomac, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Business Analyst Specialist opening in New York, NY or Rockville, MD. To be... more

May 17Vice President - Member Regulation, Sales Practice - West Region (Denver, Los Angeles, San Francisco or Seattle)Financial Industry Regulatory Authority (finra)New York City, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Vice President opening in the West Region. This position will be located at one... more

May 15Financial Operations Examiner - Member Regulation, ROORFinancial Industry Regulatory Authority (finra)New York City, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this... more

May 15Stockbrokers - New IndustryEverest Merchant ServicesNew York

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

May 14Financial Operations Examiner - Market Regulation, Trading & Financial Compliance ExaminationsFinancial Industry Regulatory Authority (finra)New York City, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Financial Operations Examiner opening in New York, NY. To be considered for this... more

May 14Lead Infrastructure Developer - Technology - RockvilleFinancial Industry Regulatory Authority (finra)Potomac, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Lead Infrastructure Developer opening in Rockville, MD. To be considered for this... more

May 13FINRA Compliance OfficerSicor SecuritiesDayton, OH

Sicor Securities, Inc. is searching for a Compliance Officer who will have the general responsibility of monitoring the daily activities of this broker-dealer firm and assist with... more