EMPLOYMENT TUESDAY at BrokeAndBroker.com

June 10, 2014

Stockbroker, Compliance, Legal, and Regulatory Jobs

NOTICE TO EMPLOYERS: BrokeAndBroker offers the perfect Wall Street demographic of industry professionals: stockbrokers, advisors, lawyers, regulators, compliance officers, and 
back-office staff.
  

Click POST A JOB and your position will be promptly listed.  
Only $50 for 30 days!  

Jun 08BRANCH FINANCIALADVISOR (185032)PNCMarietta, GA

in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more

Jun 06Financial Advisor - Entry Level or ExperiencedAXA AdvisorsRaleigh, NC

AXA Advisors, LLC, a respected leader in the financial services industry, has exciting ... professional choices. AXA Advisors' financial professionals are relationship... more

Jun 05Financial Advisor - RiversideAIGBanning, CA

Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare ... retirement. Whether you're an experienced Financial Advisor or new to the business, you... more

Jun 05Financial Advisor - Imperial CountyAIGCarlsbad, CA

Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare ... retirement. Whether you're an experienced Financial Advisor or new to the business, you... more

Jun 05Financial Advisor - Insurance & Finance - Banking Sales ConsultantPearre & AssociatesLake Bluff, IL

Financial Advisor - Insurance & Finance - Banking Sales Consultant Pearre and Associates ... Specific requirements for the Financial Professional position include: 4...more

Jun 05BRANCH FINANCIALADVISOR (186406)PNCMedia, PA

in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more

Jun 05Financial Advisor - East BayAIGSan Ramon, CA

Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare ... retirement. Whether you're an experienced Financial Advisor or new to the business, you... more

Jun 04Branch Financial Advisor(185867)PNCSpringfield, PA

in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more

Jun 04Financial Advisor San BernadinoAIGAdelanto, CA

Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare ... retirement. Whether you're an experienced Financial Advisor or new to the business, you... more

Jun 04Branch Financial Advisor(Shaler, Etna, Millvale) (185875)PNCPittsburgh, PA

in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more


Jun 08Seeking Entry Level andExperienced FinancialServices RepresentativeUS Business FinancialServices Group - Small Business Owner DivisionNaples, FL

We are a rapidly growing financial services company expanding throughout the country.We are seeking highly motivated individuals who are understand the value of working for... more

Jun 06Financial ServicesRepresentative I (Cinnaminson)TD BankRiverton, NJ

Job DescriptionThe Financial Services Representative (FSR) acts as an Insurance licensed ... req ID:* 57089BR*Job Title:* Financial Services Representative I... more

Jun 06Financial ServicesRepresentativeTD BankMyrtle Beach, SC

Job DescriptionThe Financial Services Representative (FSR) acts as an Insurance licensed ... ID:* 57508BR*Job Title:* Financial Services Representative*Location:* Carolina... more

Jun 05Sales Assistant - FinancialServicesBoutique Investment Firm - Finance IndustrySan Francisco, CA

DOESales Assistant OfficeTeam Financial Services is seeking an experienced ... or verbally • Computing financial data • Conducting sales... more

Jun 05Member ServiceRepresentativeMarine Credit UnionRipon, WI

career? If you are experienced in Sales, Financial Services, or Customer Service and ... needs, and cross-selling products and services. The Member ServiceRepresentative... more

Jun 04Customer service RepWells FargoPhoenix, AZ

your insurance career with a leader across financial services - Wells Fargo! Recently ... an experienced commercial customer service representative to focus on servicing... more

Jun 02Senior Vice President,Financial Services / Assistant TreasurerAtlanta, GA

THE SENIOR VICE PRESIDENTThe Senior Vice President, Financial Services/Assistant Treasurer ... Financial Services; Legal, Risk Management, and Building/FacilityServices; Federal... more

Jun 02Transportation Insurance CSRHub InternationalSan Antonio, TX

our clients complete worldwide brokerage services including trucking, fleet, and ... consulting. We are currently seeking an experienced, licensed, insurance Customer...more

Jun 02Assistant Service Rep - Insurance BrokerHub InternationalLa Palma, CA

our clients complete worldwide brokerage services including insurance, reinsurance, ... consulting. We are currently seeking an experienced Assistant AccountRepresentative... more

Jun 09Insurance Representative -Financial Services SalesWestern and Southern LifeNew Castle, PA

& Southern Financial RepresentativeTitle: Financial Services SalesAbout the ... a comprehensive and top-notch line of financial products and services.• Serve as a...more

Jun 09Financial ServicesRepresentativeFirst BankValencia, CA

RCVL Job Title Financial Services Representative Valencia Area of Interest Retail Banking ... In this role as a Financial Services Representative I your primary... more

Jun 09Financial ServicesRepresentative / Banker - 122nd & West Center - 40 hrs/wkBank of the WestOmaha, NE

leader in global banking and financial services and one of the 6 strongest banks in ... and expertise of financial services representative.**Position Accountabilities***... more

Jun 08Part Time Financial ServiceRepresentativeSuffolk BankSayville, NY

needs. Refers customers for Merchant Services, alternative investments and lending ... Bank products and services.Perform basic Financial Service Representativeduties;... more

Jun 08Seeking Entry Level and Experienced FinancialServices RepresentativeUS Business FinancialServices Group - Small Business Owner DivisionNaples, FL

We are a rapidly growing financial services company expanding throughout the country.We are seeking highly motivated individuals who are understand the value of working for... more

Jun 08Flex Financial Services Rep(Overland Park South)Bank of the WestShawnee Mission, KS

leader in global banking and financial services and one of the 6 strongest banks in ... and expertise of financial services representative.**Position Accountabilities***... more

Jun 08Financial ServicesRepresentativePotts AgencyOrange, CA

COMMISSION ONLYFinancial Services Agency looking for ten (10) success oriented, motivated, coachable candidates to work assisting the average consumer become better equipped to... more

Jun 08Financial ServicesRepresentative IHudson Valley Federal Credit UnionCarmel, NY

recruiting for a Financial Services Representative I The successful candidate ... req ID BR Posting Title Financial Services Representative I Location Address Carmel...more

Jun 07Senior Financial ServiceRepresentativeOpus BankSeattle, WA

worked hard to earn. Senior Financial Services Representative Job Description Opus ... effectively refer products and services, and in compliance with regulatory... more

Jun 06Financial ServicesRepresentative I (Cinnaminson)TD BankRiverton, NJ

Job DescriptionThe Financial Services Representative (FSR) acts as an Insurance licensed ... req ID:* 57089BR*Job Title:* Financial Services Representative I... more

Jun 05Customer Service Representative - FinanceStartup!Financial ServicesInstitution - Finance IndustrySan Francisco, CA

to $14.00 per hourOfficeTeam Financial Services is in need of several customer ... service representatives for a booming financial services startup here in San... more

Jun 05Customer Service Representative - FinancialServicesFinancial ServicesFirm - Finance IndustrySan Francisco, CA

start-up in the heart of San Francisco's financial district. Our ideal candidate will ... within banking • Knowledge of Financial Services industry and offerings • Bachelors... more

Jun 03Financial Service SalesRepresentativeGlp & AssociatesSaginaw, MI

By Premium RecruiterGLP & Associates is a financial corporation which has been in ... them into a financially independent sales representative through the training and...more

Jun 03Financial Service RepRiverset Credit UnionPittsburgh, PA

channels, Ability to cross-offer products,services & solutions to members, Proficient ... - Pittsburg Post-Gazette. Category: Financial Services and Banking, Keywords:...more

Jun 02Financial ServicesRepresentative II (Alvernon)Arizona State Credit UnionTucson, AZ

opportunity for a full-time Financial Services Representative II at our Alvernon ... and explains available financial services such as savings and checking accounts,...more

Jun 02Financial Services Rep - Madison, WI JobU.S. CellularMadison, WI

Financial Services Rep - Madison, WI-FIN000282 Position Profile Enthusiasm should be ... including Saturdays. Job : Financial Services Location(s) : Wisconsin-MADISON_WI... more

Jun 01Member Support ServicesFinancial SalesRepresentativeSky Federal Credit UnionBelgrade, MT

SKY FEDERAL CREDIT UNION Financial Services Representative - Full Time - ... Category: Sales, Keywords: finance, financial services, Full Time, Location:... more

Jun 01Financial ServicesRepresentativeMass MutualLos Angeles, CA

within the community? As a Financial Services Representative, you will work ... www.massmutualcareers.com/dreams Financial Services Representatives are...more

Jun 01INSIDE SALESREPRESENTATIVE -Financial ServicesMonaco FinancialNewport Beach, CA

into a Very Successful Career at Monaco Financial Monaco Financial is a trusted ... www.MonacoRareCoins.com Monaco Financial, LLC Newport Beach, CA About Monaco Rare Coins:... more

Jun 07Stockbrokers - New IndustryEverest Merchant ServicesNew York

financial services, wealth management, financial at a superior level ?? Aggressive ... to multi-task required ?? Wealth management, financial advisors, consultants, asset... more

Jun 05Sales Representative - Inside SalesEverest Merchant ServicesNew York

experience selling aggressive in either financial services, wealth management,financial ... multi-task required Wealth management, financial advisors, consultants, asset planning,... more

Jun 05TRS Investment Officer 1 (Acquisitions)Albany, NY

financial markets, or analysis of financial or economic data. Specifically excluded ... products to individuals, as performed by financial advisors and... more

Jun 05Stockbrokers - New IndustryEverest Merchant ServicesNew York

aggressive in either financial services, wealth management, financial at a superior ... management, financial advisors, consultants, asset planning, portfolio management... more

Jun 03Financial Adviser - Wealth ManagementING FinancialPartnersTysons Corner, VA

of a financial advisor. Securities and Advisory Services offered through ING Financial... words: Financial Advisor, Broker, Stockbroker, Insurance, Financial Planner, Asset... more

Apr 07Financial Advisor /Stockbroker Trainee - Entry LevelCommerce OneFinancialUniondale, NY

opportunity when it presents itself. The Financial Industry is growing and we are ... applications for a limited number of stockbroker trainee positions. Whether... more

Jun 10Attorney, Non-Disciplinary LitigationFinraWashington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Attorney opening in Washington, DC . To be considered for this position, please... more

Jun 08Investment Services Customer Service Rep (FINRA Series 7 & 63)JPMorgan ChaseSan Antonio, TX

Investment Services Customer Service Rep FINRA Series Brokerage Services San Antonio TX Job Description Chase Investment Services Customer Service Representative I The Investment... more

Jun 07Compliance Examiner - Member Regulation, Sales PracticeFinraNew York

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in New York, NY . To be considered for this position,... more

Jun 07Lead Systems Administrator/EngineerFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Lead Systems Administrator/Engineer opening in Rockville, MD . To be considered... more

Jun 07Software Security EngineerFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Staff Software Security Engineer opening in Rockville, MD . To be considered for... more

Jun 07Lead Systems Administrator/EngineerFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Lead Systems Administrator/Engineer opening in Rockville, MD . To be considered... more

Jun 06Lead Systems Administrator/Engineer - Rockville, MD - Contractor ConversionFinancial Industry Regulatory Authority (finra)New York City, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Lead Systems Administrator/Engineer opening in Rockville, MD. To be considered... more

Jun 06Market Operations Analyst - Transparency Services, Market Operations - Rockville, MD - Contractor ConversionFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Market Operations Analyst opening in Rockville, MD. To be considered for this... more

Jun 06Software Security EngineerFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Staff Software Security Engineer opening in Rockville, MD . To be considered for... more

Jun 06Enforcement CounselFinraNew York

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Enforcement Counsel opening in New York, NY . To be considered for this position,... more

Jun 05Stockbrokers - New IndustryEverest Merchant ServicesNew York

EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more

Jun 05Examiner - IT Financial Operations, Member Regulation, ROORFinraNew York

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our IT Financial Operations Examiner opening in New York, NY . To be considered for... more

Jun 05Public Offerings AnalystFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Analyst I - Corporate Financing opening in Rockville, MD. To be considered for... more

Jun 05Regulatory Analyst - Market Regulation, Fixed IncomeFinraRockville, MD

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, MD . To be considered for this position,... more

Jun 05Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE)FinraChicago, IL

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Chicago, IL . To be considered for this position,... more

Jun 04Senior StockbrokerArjentNew York, NY

Sign-on Bonus up to $200K !!! ARJENT seeks experienced Stockbroker to join their already establishedteam in New York focusing on Equities, Bonds, Private Placements and RealEstate... more

Jun 03FINRA Brokerage PrincipalCapital OneLouisiana

Summary:Participate in the approval process for brokerage, annuity and life insurance trades. Apply consistency in decision making, thorough review of account paperwork and... more