BrokeAndBroker by Bill Singer WEEK IN REVIEW

June 14, 2014

June 13, 2014
You're a stockbroker. You're trying to make a little sumthin' on the side and you come across this enhanced CD product with a 9% return. All ya gotta ... Read On
June 12, 2014
Now Online at ET UX. v. RAMEKER, TRUSTEE, ET AL.  Below are select extracts from the Opinion.At the end of the blog, fin...Read On
June 12, 2014
Frequent flyer points. Customer reward points. Multiple bonus points. Hey, ain't it grand when you get extra benefits from using your credit card? On ...Read On
June 11, 2014
A lot of folks -- both customers and registered representative -- have opinions about just what constitutes "suitability." Opinions are wonderful thin... Read On
June 11, 2014
At first, this Wall Street intra-industry arbitration really looked interesting and exciting. There were allegations of  wrongful termination and... Read On
June 10, 2014
Stockbroker, Compliance, Legal, and Regulatory JobsEmployment Page Jobs#wallstreetjobs @brokeandbrokerNOTICE TO EMPLOYERS... Read On
June 9, 2014
Today's BrokeAndBroker Blog offers a bit of courtroom silliness. An exercise in the exaltation of academic analysis in lieu of the applicati... Read On