by Bill Singer
EMPLOYMENT TUESDAY at BrokeAndBroker.com
July 22, 2014
| Jul 19 | Enrolling Financial Advisor - Tuscaloosa | AIG | Brookwood, AL |
Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare ... retirement. Whether you're an experienced Financial Advisor or new to the business, you... more | |||
| Jul 18 | Financial Advisor - Entry Level or Experienced | AXA Advisors | Raleigh, NC |
AXA Advisors, LLC, a respected leader in the financial services industry, has exciting ... professional choices. AXA Advisors' financial professionals are relationship... more | |||
| Jul 18 | Financial Advisor - Savanah | AIG | Savannah, GA |
investment and income solutions needed for financial and retirement security. United Guaranty Corporation is the marketplace leader in mortgage insurance in the U.S. Additional... more | |||
| Jul 18 | Associate FinancialAdvisor/Enroller - Daytona | AIG | Daytona Beach, FL |
retirement. Whether you're an experienced Financial Advisor or new to the business, you ... This position reports to a Financial Advisor and District Manager that will... more | |||
| Jul 18 | Financial Advisor | North Texas FinancialGroup | Fort Worth, TX |
relationships with clients Providing financial solutions for clients through fact ... Services Representatives. Apply Now! Financial Services Representatives are independent... more | |||
| Jul 17 | Patient FinancialAdvisor(1400009481) | St Marys Medical Center | San Francisco, CA |
and his/her family while protecting the financial interest of St. Mary's Medical ... philosophy of Catholic Healthcare West, the (Financial Advisor) at St. Mary's Medical... more | |||
| Jul 16 | Financial Advisor - Insurance & Finance/Banking Sales Consultant | Modern Woodmen of America | Hastings, MN |
Additional responsibilities for the Financial Advisor include: Participating in ... Additional requirements of the Financial Advisor include: College graduate... more | |||
| Jul 16 | BRANCH FINANCIALADVISOR (187042) | PNC | Pinehurst, NC |
in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more | |||
| Jul 16 | BRANCH FINANCIALADVISOR (185040) | PNC | Menomonee Falls, WI |
in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more | |||
| Jul 15 | Branch Financial Advisor(152774) | PNC | Chicago, IL |
in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more | |||
| Jul 15 | Merrill Lynch FinancialAdvisor Program - | Bank of America | Alexandria, VA |
a full-fledged Merrill Lynch Financial Advisor (FA). PMD is a structured and ... will be compensated in accordance with the Financial Advisor Incentive Compensation...more | |||
| Jul 15 | Financial Solutions Advisor | USAA | Tampa, FL |
has multiple positions for Financial Advisor for our Brandon Area (East Tampa) ... October 27th. As a Financial Solutions Advisor (FSA) for USAA, you will proactively...more | |||
| Jul 15 | Merrill Lynch FinancialAdvisor Program - Charleston & Surrounding Areas | Bank of America | Statesboro, GA |
a full-fledged Merrill Lynch Financial Advisor (FA). PMD is a structured and ... will be compensated in accordance with the Financial Advisor Incentive Compensation...more | |||
| Jul 11 | Financial Advisor | AXA Advisors | Oklahoma City, OK |
Financial Advisor- Entry Level or Experienced Description AXA Advisors is a leader in ... demand high quality service Financial Advisor- Entry Level or Experienced Qualifications:... more | |||
| Jul 10 | BRANCH FINANCIALADVISOR - Grandview (167229) | PNC | Columbus, OH |
in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more | |||
| Jul 09 | Financial Advisor | Edward Jones Canada | Sunnyvale, CA |
compensation and redefine your future. As a Financial Advisor, you have the opportunity ... starts with a face-to-face meeting between a financial advisor and client. We believe... more | |||
| Jul 09 | Experienced FinancialAdvisor | Edward Jones Canada | Sunnyvale, CA |
what it takes to be a successful financial advisor. As one of the largest non-bank owned ... a face-to-face meeting between a financial advisor and client. We believe that building... more | |||
| Jul 08 | Sr Financial Advisor, Vice President - UBIS - Gilroy, Morgan Hill, Hollister | Union Bank | Gilroy, CA |
reshaping the standards of financial services. Positive impact starts here; see the ... the world���s most trusted financial group. Selling and/or servicing UnionBanc Investment... more | |||
| Jul 08 | Sr Financial Advisor, Vice President - UBIS | Union Bank | Portland, OR |
reshaping the standards of financial services. Positive impact starts here; see the ... the world���s most trusted financial group. Selling and/or servicing UnionBanc Investment... more | |||
| Jul 02 | Merrill Lynch FinancialAdvisor Program - Century City, CA Career Night 07-24-2014 | Bank of America | Los Angeles County, CA |
a full-fledged Merrill Lynch Financial Advisor (FA). PMD is a structured and ... will be compensated in accordance with the Financial Advisor Incentive Compensation...more | |||
| Jun 30 | Merrill Lynch FinancialAdvisor Program - Savannah & Golden Isles | Bank of America | Georgia |
a full-fledged Merrill Lynch Financial Advisor (FA). PMD is a structured and ... will be compensated in accordance with the Financial Advisor Incentive Compensation...more | |||
| Mar 09 | Investment Counselor -Financial Advisor Alt. - Camas | Fisher Investments | Kent, WA |
Are you a Financial Advisor or a Stock Broker looking for the next step in your career? ... You can take off your many hats as a Financial Advisor and become an | |||
| Jul 21 | Service Center FinancialService RepresentativeTrainee | Scottrade | Westminster, CO |
Service Center Financial Service Representative Trainee - Westminster, CO Job ID: ... while training to become a licensed Financial Services Representative. more | |||
| Jul 21 | Email / Chat Service CenterFinancial ServiceRepresentative | Scottrade | St Louis, MO |
Email / Chat Service Center Financial Service Representative - St ... platforms, investment products and services including stocks and options, bonds... more | |||
| Jul 21 | Service Center FinancialService Representative | Scottrade | Westminster, CO |
Service Center Financial Service Representative - Westminster, CO Job ID: 20141606-9202 ... platforms, investment products and services including stocks and options, bonds... more | |||
| Jul 21 | Financial ServicesRepresentative - Countryside | TD Bank | Clearwater, FL |
The Customer Service Representative - Financial Service Representative In-Training ... *Auto req ID:* 50964BR *Job Title:* Financial Services Representative -... more | |||
| Jul 21 | Patient ServicesRepresentative | CRC Health Group | Tucson, AZ |
than a drug treatment facility, it is multi-licensed to facilitate healing for ... Finance department. The Patient Services Representative is responsible for ensuring... more | |||
| Jul 20 | Universal Financial ServicesRepresentative - (Genesee St) N | Berkshire Bank | New Hartford, NY |
071414.UFSR.GS.NH.CNY Job Title Universal Financial Services Representative - (Genesee ... and selling financial products and services. * Demonstrates excellent customer service... more | |||
| Jul 19 | Financial Services Manager Fiat South Bay (2014-12867) | AutoNation | Hawthorne, CA |
performance of a Financial Services Manager is measured by ... a Financial ServicesManager role. Opportunities may include: * Financial Services... more | |||
| Jul 18 | Customer ServiceRepresentative | Titlemax | Myrtle Beach, SC |
Finance LLC and Affiliates Customer Service Representative Earn up to $25K! Myrtle Beach, ... to questions or concerns about our services. The talented group of Customer Service... more | |||
| Jul 18 | Financial Services Rep, Ballston, FT | TD Bank | Arlington, VA |
Job Description The Financial Services Representative (FSR) acts as an Insurancelicensed ... communication skills * Customer Services Representative experience helpful *... more | |||
| Jul 17 | Licensed Customer ServiceRepresentitive - FinancialServices | Willis Consulting | San Mateo, CA |
Licensed Customer Service Representitive - Financial Services - RegisteredRepresentative ... Client Relationship Manager - Financial Services - RegisteredRepresentative - Series... more | |||
| Jul 16 | Financial ServicesRepresentative | Fireseeds | Birmingham, AL |
Industry: Financial Services/ Wealth Management Growth: Revenue Increase Ten Fold Since 20 ... We are currently looking for two Financial Services/ Wealth Management Sales... more | |||
| Jul 16 | Financial Services Manager-Entry Level Insurance/Finance/Recruiter | Modern Woodmen of America | Ogden, UT |
to help us build a team of successful Financial Services Representatives. Your ... to consider looking into a career as a financial services representative. Modern... more | |||
| Jul 16 | Insurance Sales Rep -Financial Services Sales | Western and Southern Life | Louisville, KY |
Financial Representative Title: Insurance Representative - Financial Services Sales ... a comprehensive and top-notch line of financial products and services. • Serve as a... more | |||
| Jul 15 | Financial Services Manager (2014-12199) | AutoNation | Torrance, CA |
experience in Automotive Financial Services * High School diploma or ... a FinancialServices Manager role. Opportunities may include: * Financial Services... more | |||
| Jul 15 | Financial Services Manager Nissan South Bay (2014-11388) | AutoNation | Hawthorne, CA |
performance of a Financial Services Manager is measured by ... a Financial ServicesManager role. Opportunities may include: * Financial Services... more | |||
| Jul 15 | Entry Level, FinancialServices | New York Life Insurance Company | West Des Moines, IA |
Financial advisor, financial planner, financial counselor, financial analyst, Insurance ... financial sales, agent, financial rep, financial representative, financial... more | |||
| Jul 13 | Financial Services Rep - Banker (Lee's Summit South) | Bank of the West | Kansas City, MO |
a European leader in global banking and financial services and one of the 6 strongest ... Working knowledge of Bank's products andservices.**Administrative/Technical Skills***... more | |||
| Jul 12 | Financial Services RepTrainee | Td-ameritrade | Omaha, NE |
a leading employer in financial services, we believe in building strong ... requiredKeen interest in the investment and financial services fieldsDesire to learn and... more | |||
| Jul 11 | Associate Financial ServiceRepresentative | E*TRADE Financial | Sandy, UT |
develop your career.**SUMMARYAs an Associate Financial Services Representative, this ... Objectives and goals. An Associate Financial Services Representative will perform... more | |||
| Jul 09 | Insurance Agency Owner - Insurance and FinancialServices - Sales/Management | Farmers Insurance-jon Robb | Schaumburg, IL |
services, financial planner, financial advisor, financial consultant, financial rep, ... Farm, Allstate, Country Financial, Sentry Insurance, American Family, AAA, Liberty...more | |||
| Jul 03 | Financial ServicesRepresentative | Northwestern Mutual | Farmingdale, NY |
A Career with a Purpose: The Financial Representative OpportunityYou'll have the unique ... successful practice as a financial representative including:• Developing your business and... more | |||
| Jul 21 | Financial Representative | Fidelity Investments | Naperville, IL |
career. Position Description The Financial Representative acts as first point of ... products and services. The Licensed Financial Representative (LFR) services the...more | |||
| Jul 20 | Financial Services RepBilingual - Spanish/English - Madison, WI Job | U.S. Cellular | Madison, WI |
Financial Services Rep Bilingual - Spanish/English - Madison, WI-FIN000304 Responsible for ... customer inquiries and issues related to Financial Services or general service... more | |||
| Jul 18 | Financial Representative - Rancho Bernardo | Fidelity Investments | San Diego, CA |
career. Position Description The Financial Representative acts as first point of ... products and services. The Licensed Financial Representative (LFR) services the...more | |||
| Jul 18 | Financial ServicesRepresentative | North Texas FinancialGroup | Fort Worth, TX |
support to reach their full potential in the financial services industry. This ... and technology specialists. In-house financial planning department and state of the...more | |||
| Jul 16 | Financial Clear Unit Rep .. 1018786 0013589 | Nyu Langone Medical Center | New York City, NY |
exciting opportunity to join our team as a Financial Clearance Unit Rep in the ... all pertinent patient demographics and financial information to properly record... more | |||
| Jul 15 | Financial Representative - Sugar Land | Fidelity Investments | Texas |
career. Position Description The Financial Representative acts as first point of ... products and services. The Licensed Financial Representative (LFR) services the...more | |||
| Jul 10 | Financial Representative - Wayne | Fidelity Investments | New Jersey |
career. Position Description The Financial Representative acts as first point of ... products and services. The Licensed Financial Representative (LFR) services the...more | |||
| Jul 09 | Affluent FinancialRepresentative | Fidelity Investments | Greenwood Village, CO |
and 63 (required) * 2-3 years of previous financial services experience Skills and ... knowledge and understanding of general financial planning concepts * Proven customer... more | |||
| Jul 08 | Consumer Lending SalesRepresentative OneMainFinancial Virginia Beach FL | Citi | Virginia Beach, VA |
Description Description OneMain Financial provides personal loans with ... and a continued relationship with OneMain Financial -Work as an individual contributor...more | |||
| Jul 07 | Financial Representative - Orland Park | Fidelity Investments | Chicago, IL |
career. Position Description The Financial Representative acts as first point of ... products and services. The Licensed Financial Representative (LFR) services the...more | |||
| Jul 04 | Consumer Lending SalesRepresentative OneMainFinancial St Anthony | Citi | Saint Anthony, MN |
Description Description OneMain Financial provides personal loans with ... and multiple payment options. The OneMain Financial corporate office is in Baltimore,...more | |||
| Jul 04 | Consumer Lending SalesRepresentative OneMainFinancial Hollywood | Citi | Los Angeles County, CA |
Description Description OneMain Financial provides personal loans with ... and multiple payment options. The OneMain Financial corporate office is in Baltimore,...more | |||
| Jul 03 | Financial Aid Representative | Sae Institute Group | Miami, FL |
maintains and utilizes computer assisted financial aid management systems Makes ... advises students in regard to educational financial planning Maintains confidentiality... more | |||
| Jul 20 | Associate Principal Specialist, Credit Regulation | Financial Industry Regulatory Authority (finra) | New York City, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Associate Principal Specialist opening in New York, NY. To be considered for this... more | |||
| Jul 20 | Investigator II, Corporate Financing - Rockville | Financial Industry Regulatory Authority (finra) | Potomac, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Investigator II, Corporate Financing opening in Rockville, MD. To be considered... more | |||
| Jul 20 | Risk Specialist, Office of Risk - Washington, DC or | Financial Industry Regulatory Authority (finra) | New York City, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Risk Specialist opening in Washington, DC or New York, NY. To be considered for... more | |||
| Jul 20 | Stockbrokers/Broker Trainees | New York Brokerage Firm | Westbury, NY |
We are currently searching for hardworking and self motivated individuals to join our newly expanded office. The role of trainee will allow the individual to work directly with... more | |||
| Jul 20 | Compliance Examiner - Member Regulation, Membership Application Program | Financial Industry Regulatory Authority (finra) | New York City, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in Membership Application Program (MAP) of the Member... more | |||
| Jul 19 | Regulatory Coordinator - Member Regulation, Sales Practice | Financial Industry Regulatory Authority (finra) | New York City, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this... more | |||
| Jul 19 | Risk Management Senior Specialist, Office of Risk - Washington, DC or | Financial Industry Regulatory Authority (finra) | New York City, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Risk Management Senior Specialist opening in Washington, DC or New York, NY. To... more | |||
| Jul 19 | Compliance Examiner, Member Regulation | Financial Industry Regulatory Authority (finra) | Atlanta, GA |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in Atlanta, GA. To be considered for this opening,... more | |||
| Jul 19 | Enforcement Counsel - Rockville | Financial Industry Regulatory Authority (finra) | Potomac, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Enforcement Counsel opening in Rockville, MD. To be considered for this position,... more | |||
| Jul 17 | Senior Systems Analyst ( exp with FINRA standards is must) | Datamatics Global Services | Rockville, MD |
Serve as a subject matter expert for one or more business processes andor systems. Define logical specifications including business process flows and rules, systems and data... more | |||
| Jul 17 | Stockbrokers - New Industry | Everest Merchant Services | New York City, NY |
EMS is one of the largest credit card processing firms in the US and is seeking seasoned, aggressive, dynamic stockbrokers and traders that are looking to regain the financial... more | |||
| Jul 16 | Associate Developer II - Rockville | Financial Industry Regulatory Authority (finra) | Potomac, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Associate Developer II opening in Rockville, MD. To be considered for this... more | |||
| Jul 10 | Regulatory Analyst - Market Regulation, Market Manipulation Investigations - Rockville, MD (Job number 3407) (00814497) | Finra | Rockville, MD |
* Back to Search Results * Next * Previous Regulatory Analyst - Market Regulation, Market Manipulation Investigations - Rockville, MD (Job number 3407) * Salary: Competitive *... more | |||
| Jul 10 | Investigator II, Corporate Financing - Rockville, MD (Job number 3491) (00814500) | Finra | Rockville, MD |
* Back to Search Results * Next * Previous Investigator II, Corporate Financing - Rockville, MD (Job number 3491) * Salary: Competitive * Location: Rockville, MD, USA * Job... more | |||
| Jul 09 | Regulatory Coordinator - Member Regulation, ROOR- New York, NY(Job Number:3368) (00789320) | Finra | New York City, NY |
* Back to Search Results * Next * Previous Regulatory Coordinator - Member Regulation, ROOR- New York, NY(Job Number:3368) * Salary: Competitive * Location: New York, NY,... more | |||
| Jul 09 | Public Offerings Analyst - Rockville, MD(Job Number:3169) (00776215) | Finra | Rockville, MD |
* Back to Search Results * Next * Previous Public Offerings Analyst - Rockville, MD(Job Number:3169) * Salary: Competitive * Location: Rockville, MD, USA * Job Type:...more | |||
| Jul 09 | Senior Director, Emerging Regulatory Issues - Washington, DC(Job Number:3283) (00789319) | Finra | Washington, DC |
* Back to Search Results * Next * Previous Senior Director, Emerging Regulatory Issues - Washington, DC(Job Number:3283) * Salary: Competitive * Location: Washington D.C., DC,... more | |||
| Jul 09 | Financial Operations Examiner - Member Regulation, ROOR - New York, NY(Job Number:2997) (00776381) | Finra | New York City, NY |
* Back to Search Results * Next * Previous Financial Operations Examiner - Member Regulation, ROOR - New York, NY(Job Number:2997) * Salary: Competitive * Location: New York,... more | |||
| Jul 09 | Regulatory Coordinator - Member Regulation, Sales Practice - Atlanta, GA (00761463) | Finra | Atlanta, GA |
* Back to Search Results * Next * Previous Regulatory Coordinator - Member Regulation, Sales Practice - Atlanta, GA * Salary: Competitive * Location: Atlanta, GA, USA * Job... more | |||
| Jul 09 | Associate Principal Specialist, Credit Regulation, New York, NY(Job Number:3341) (00782238) | Finra | New York City, NY |
* Back to Search Results * Next * Previous Associate Principal Specialist, Credit Regulation, New York, NY(Job Number:3341) * Salary: Competitive * Location: New York, NY,... more | |||
| Jul 04 | Senior Stockbroker | Arjent | New York City, NY |
Sign-on Bonus up to $200K !!! ARJENT seeks experienced Stockbroker to join their already establishedteam in New York focusing on Equities, Bonds, Private Placements and RealEstate... more | |||
Search BrokeAndBroker
Previous Entries
-
BrokeAndBroker.com Blog by Bill Singer Esq WEEK IN REVIEW
August 6, 2022
GUEST BLOG: [In]Securities: Lip Service: The SEC, Reg S-ID, and the Majestic Equality of Regulation by Aegis Frumento Esq (BrokeAndBroker.com Blog)htt... Read On
-
GUEST BLOG: [In]Securities: Lip Service: The SEC, Reg S-ID, and the Majestic Equality of Regulation by Aegis Frumento Esq
August 5, 2022
[In]Securities a Guest Blog byAegis J. Frumento, Partner, Stern Tannenbaum & BellLip Service: The SEC, Reg S-ID, and the Majestic Equality of... Read On
-
Absurd SEC Staff Bulletin Warns Industry To Adjust To Known Variables And Be Flexible
August 4, 2022
Submitted for your consideration: Staff Bulletin: Standards of Conduct for Broker-Dealers and Investment Advisers Conflicts of Interest (SEC... Read On
-
Georgia Court of Appeals Reverses Leggett v. Wells Fargo
August 3, 2022
Originally published as:"FINRA Report Refutes Court Finding Of Fundamental Unfairness In Leggett Arbitration" (BrokeAndBroker.com Blog / June 30... Read On
-
Equity And Justice Prevail In Breathtaking FINRA Expungement Award
August 1, 2022
In a recent FINRA Arbitration Award, an arbitrator mounts Rocinante and grabs a lance. Even though we are merely Sancho Pancho (who went along for the... Read On