Before you read this week's re-cap of BrokeAndBroker.com Blog, watch this video. The outcome of this poker hand underscores that there are no guarantees in life . . . even when ya got pocket Aces!
Sometimes it's strictly business. Sometimes it is personal. The thing is, when you're submitting a reimbursement request to your employer and claiming... Read On
Winston Churchill sagely observed that the "problems of victory are more agreeable than those of defeat, but they are no less difficult." Speak to eno...Read On
Tonight there's going to be a BIG dispute in the Singer family household. Sometime around 9 p.m. there is a world premiere of what I consider a cutt...Read On
This is an UPDATE of "FINRA Arbitrators Award Punitive Damages For Fraud, Malice, And Bad Faith" (BrokeAndBroker Blog, February 13, 2014)In his Second... Read On
Wall Street terminations often turn into bloody messes. Not only is there the anger over the causes prompting the end of the employee-employer relatio...Read On
Funny, isn't it? You know, the way double standards work in our society. Take, for example, virtually identical crimes or torts.In the first set of fa... Read On
The FINRA Regulatory Mule Kicks Defrauded Customers In the Head (BrokeAndBroker.com Blog)
https://www.brokeandbroker.com/6852/finra-anderson-hard... Read On
In today's Blog we got a FINRA regulatory decision, a state court judgment, a bankruptcy, and a federal court action. As the legal matters now stand, ... Read On
When considering an appeal questioning FINRA's denial of an expungement request, the SEC seems to have approached its deliberation as a cat toying wit... Read On
A public customer filed a FINRA Arbitration Statement of Claim against Wells Fargo Advisors and asked for no less than $100,000 in damages. The arbitr... Read On