BrokeAndBroker.com Blog by Bill Singer Week In Review

August 23, 2014

August 21, 2014
In a Financial Industry Regulatory Authority ("FINRA") Arbitration Statement of Claim filed in January 2013, registered person Claimant Jeffords alleg... Read On
August 21, 2014
I keep writing about fraudulent customer email requests for wire disbursements in the apparently misguided hope that someone will read my warnings and... Read On
August 20, 2014
And now for the seamy side of government and politics. Enter one Fraser Verrusio, the former policy director for the House Committee on Transport... Read On
August 19, 2014
Stockbroker, Compliance, Legal, and Regulatory JobsEmployment Page BrokeAndBroker.com Jobs#wallstreetjobs @brokeandbrokerNOTICE TO EMPLOYERS... Read On
August 18, 2014
Registered persons who are looking to get involved with a venture frequently contact me but then, inexplicably, have trouble describing just what it i... Read On