Blog by Bill Singer WEEK IN REVIEW

September 6, 2014

September 5, 2014
In a Financial Industry Regulatory Authority ("FINRA") Arbitration Statement of Claim filed in August 2013, FINRA member firm Claimant Kovack Securiti... Read On
September 4, 2014
Sometimes there's just not much point in trying to re-write a press release because you're either going to lose something in the translation or the or... Read On
September 4, 2014
When I first started on the Street around 1982, there was this thing called "windowpaning." That lovely description referred to the practice of holdin...Read On
September 3, 2014
Here we go again with another installment of Hide-And-Seek courtesy of Wall Street's self-regulator FINRA.  In this latest frustrating version, w... Read On
September 2, 2014
Stockbroker, Compliance, Legal, and Regulatory Jobs. Employment Page Jobs #wallstreetjobs @brokeandbroker... Read On