BrokeAndBroker.com Blog by Bill Singer Week In Review

September 20, 2014

September 19, 2014
Action -- it's an interesting concept when it comes to both gambling and investing. Some folks love it. Crave it. Need it. Others are looking for a wa...Read On
September 19, 2014
This is an update of "USA To Gibralter To Cayman Islands Software Scam" (BrokeAndBroker.com Blog, March 17, 2014).It's the stuff of Hollywood mee... Read On
September 18, 2014
The Securities and Exchange Commission's ("SEC's) human lightning rod, Commissioner Daniel M. Gallagher, is at it again -- and he's got my attention (... Read On
September 18, 2014
You know, I really get some dumb crap via spam emails, as I'm sure you all do.  Most of the time, it's some idiot trying to get me to buy Canadia... Read On
September 17, 2014
For the purpose of proposing a settlement of rule violations alleged by the Financial Industry Regulatory Authority ("FINRA"), without admitting or de... Read On
September 17, 2014
Ah yes, here we go again with another one of Bill Singer's infamous "Yes but . . ." columns. We start off with a somewhat oddball fact pattern in whic...Read On
September 16, 2014
Stockbroker, Compliance, Legal, and Regulatory JobsEmployment Page BrokeAndBroker.com Jobs#wallstreetjobs @brokeandbrokerNOTICE TO EMPLOYERS... Read On
September 15, 2014
Sometime in February 2014, Jeffrey S. Conover sent a written complaint to the Financial Industry Regulatory Authority ("FINRA") in which he asserted t... Read On