EMPLOYMENT TUESDAY at BrokeAndBroker.com

December 16, 2014

A Personal Note From Bill Singer:


It is with great sadness that I note the passing of my friend and veteran industry compliance professional Richard Berenger, who died on Sunday, December 14th.  Rich and I first met in 1986 during our employment at the NASD's New York District Office, and we maintained a friendship throughout the years. Rich was an invaluable and trusted consultant to me and my clients. Rich will be fondly remembered by his friends and colleagues as one of Wall Street's lovable characters, who always had a smile and laugh, and knew the answer to your regulatory/compliance questions. My life is richer for knowing him.


For more details: http://www.sorcefuneralhome.com/book-of-memories/2003652/Berenger-Richard/service-details.php.



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    Lincoln Financial

     - New Orleans, LA

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    Ernst Young

     - San Francisco, CA

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    Stifel Nicolaus

     - Baltimore, MD

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    Principal Financial

     - Orange, CA

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    Staffingforce

     - New York City, NY

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    Calamos Investments

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    Lincoln Financial Group

     - Radnor, PA

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    ASK Staffing

     - Boston, MA

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    Clark Dodge & Company

     - Garden City, NY

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    Farmers Insurance Group

     - Pittsburgh, PA

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    Finra

     - Rockville, MD

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    Financial Industry Regulatory Authority (finra)

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    Finra

     - Rockville, MD

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    Financial Industry Regulatory Authority (finra)

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    Finra

     - Atlanta, GA

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    Financial Industry Regulatory Authority (finra)

     - Potomac, MD

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    Citi

     - Buffalo, NY

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    New York City, NY

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    Tekopinc

     - Charlotte, NC

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    Kforce Inc.

     - New York City, NY

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    Hsssoft.com

     - New York City, NY

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    Investment Management Firm - Finance Industry

     - Norwalk, CT

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    HSBC

     - Depew, NY

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    HSBC Bank Canada

     - Depew, NY

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    Ameriprise Financial

     - Minneapolis, MN

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    OfficeTeam

     - Kansas City, MO

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    Clear Financial Partners

     - Lake Oswego, OR

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    Stout Risius Ross

     - Chicago, IL

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    Manning & Napier Advisors

     - Fairport, NY

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    TD Ameritrade

     - Omaha, NE

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    Financial Services

     - Washington

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    Axius Technologies

     - New York City, NY

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    Regional Help Wanted

     - Buffalo, NY

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