Join a winning Credit Union team! CUSO Financial Services, L.P. (CFS) offers credit union members full-service financial planning and investment advice. CFS is a broker/dealer and...

Premier Financial Advisor works in collaboration with the Premier Banker, Regional Market Leader and other team members to ensure the comprehensive delivery of Premier Services...

Primary responsibilities will include defined contribution plan customer service support, trading, ongoing project management for Brokerage services, and will develop new...

Company Description: NW Recruiters is the premier resource for executive jobs and management talent in the nation. Among recruiting firms, our knowledgeable recruiters...

**Position Highlights** The Financial Education Consultant forms the foundation of consultative relationships with every employee to help meet their financial needs today and...

Company Description: We Provide Full Time Permanent Positions for many medium to large US companies. We are interested in finding/recruiting high quality candidates in IT,...

Company Description: We Provide Full Time Permanent Positions for many medium to large US companies. We are interested in finding/recruiting high quality candidates in IT,...

Company Description: We Provide Full Time Permanent Positions for many medium to large US companies. We are interested in finding/recruiting high quality candidates in IT,...

Company Description: Zeus Associates is a certified women owned recruiting and staffing boutique specializing in providing Top Quality Professionals to fortune 500 companies in...

Major, Lindsey & Africa's Solutions Practice Group seeks an experienced litigation attorney to work on a temporary basis with its client - a satellite office of a boutique law...

Job Description GOLDEN STATE WEALTH MANAGEMENT SEEKING: Experienced financial professionals, financial planners, wealth managers, and asset managers who are focused on taking...

We Work to Protect Investors. Join our Team. 2015 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in...

We Work to Protect Investors. Join our Team. 2015 Summer Internship Program FINRA is dedicated to providing you an internship opportunity to gain knowledge and experience in the...

We Work to Protect Investors. Join our Team. 2014 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in...

We Work to Protect Investors. Join our Team. 2015 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in...

We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Application Security Risk Manager...

We Work to Protect Investors. Join our Team. 2015 Summer Internship Program FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in...

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Position Description Vice President Relationship Management AIG Life & Retirement - Group Plans-Virginia, Maryland, Delaware and Washington DC. Job Description The Vice President,...

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Position Description ** Coverage area could include; Ely, Elko, Eureka, Caliente, Beatty, Tonopah, Overton, Indian Springs & Pahrump ** Why VALIC? At VALIC, our Financial Advisors...

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Position Description Why VALIC? At VALIC, you will have the opportunity to build your business as if it were your own while receiving the benefits of working for one of the most...

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Position Description Position Overview A Strategic Account Manager develops and maintains national financial institutions relationships to drive sales and ensure the attainment of...

Job Role: Business Analyst Location:New York City Duration: Permanent Job Description: BA with Equities - Should have worked with Cash Equities products - Must have good...

Company Description-170 year legacy of independent investment banking and securities brokerage focused on the needs of domestic and international companies, corporate...

Position Description Experienced Financial Advisors Only Why Spend 80% of your time prospecting and only 20% of your time advising? What if you could spend 80% of your time...

Position Description Why AIG? At AIG, we offer a unique opportunity that will launch your career with opportunities for professional growth and development supported by a powerful...

Position Description Why AIG? At AIG, we offer a unique opportunity that will launch your career with opportunities for professional growth and development supported by a powerful...

Position Description Our candidate will be responsible for the review of email and written correspondence to ensure compliance with stated firm policies, which includes but is not...

Position Description Responsible for the review of brokerage and directly-held transactions within the back-office systems; ensure those transactions are suitable based on stated...

Job: Cash Equities Technical Data Analyst Location: New York City, NY Duration- Need locals only who can come for F2F Data Analyst Equities Must be able to understand the data...

Position Description Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare and governmental sectors by partnering to plan for their retirement.

Compliance Officer 

Job Description Regulatory Compliance Officer Generalist with strong compliance background ... Comprehensive understanding of SEC/FINRA Rules and Regulations...

Compliance Officer 

to business unit personnel to promote compliance - Provide compliance advice and ... investment advisor, and investment company compliance, risk management and industry...

Compliance Officer 

such as research, monitoring testing, compliance reporting's as assigned.Required ... * 1+ years' experience conducting compliance/advertising review for insurance, home and au...

Compliance Officer 

and administering an institutional compliance program; developing and performing ... and risk assessments * Ability to draft compliance policies and procedures * FINRA...

Compliance Officer 

regulatory impacted materials Assists compliance manager on matters involving ... Liaise with Group and/or Division Compliance and Corporate Compliance Monitors major and c...

Compliance Officer

Compliance Officer Job ID 2795BR Recruiting Location Minneapolis, MN Full-Time / Part-Time ... Exempt Job Family Legal Affairs Job Function Compliance Job Description The compliance...

Compliance Officer

* Leadership role in Bank Regulatory Compliance in a major financial institution. ... in providing training on Bank Regulatory Compliance issues. * Assist in providing...

Compliance Officer

a strong technical aptitude Job Description Compliance Analyst: * Analysts are expected ... reports and trading activity to ensure compliance with appropriate rules,...

Compliance Officer

Officer (Americas). Responsibilities: Compliance oversight of FINRA registered ... education,recordkeeping, etc.Compliance review of non-FINRA marketing materials:...

Compliance Officer

General compliance related responsibilities as a member of the compliance team in support ... Qualifications:4+ years of relevant compliance experience at a registered...

Compliance Officer

General compliance related responsibilities as a member of the compliance team in support ... Qualifications: 4+ years of relevant compliance experience at a registered...

Compliance Officer

unit is in compliance with company and FINRA regulations. You will have interaction with sales teams, FINRAand also clients. This is a highly collaborative team and asking tough...

Compliance Officer

Five Years AML / Compliance / KYC experience preferred ... Almanac, Negative News Searches, Pacer, FINRA, SEC, Secretary of State Websites, CFTC and...

Compliance Officer

unit is in compliance with company and FINRA regulations. You will have interaction with sales teams, FINRAand also clients. As part of a highly collaborative team, asking tough...

Compliance Officer

for an experienced Asset Management Compliance professional with Investment ... advisor rules, GIPS standards, and FINRA where applicable FINRA rules for our...

Compliance Officer

broker-dealer in Greenwich, CT is seeing a Compliance Officer with 4-10 years experience ... commodities and derivatives trading and compliance issues, researching, interpreting...

Compliance Officer

broker-dealer in Greenwich, CT is seeing a Compliance Officer with 4-10 years experience ... commodities and derivatives trading and compliance issues, researching, interpreting...

Compliance Officer

Compliance Officer, Broker/Dealer Compliance Field Consulting Group and Insurance Distribu ... units' performance with compliance, alert management to compliance gaps and issues,...

Compliance Officer

* Leadership role in Bank Regulatory Compliance in a major financial institution. ... in providing training on Bank Regulatory Compliance issues. * Assist in providing...

Compliance Officer

a strong technical aptitude Job Description Compliance Analyst: * Analysts are expected ... reports and trading activity to ensure compliance with appropriate rules,...

Compliance Officer

develop, coordinate, and implement various compliance monitoring activities, ongoing ... Experience with the regulatory environment (SEC, CFTC/NFA, FINRA, and ERISA)...

Compliance Officer

must have Marketing Review experience -FINRA experience -License 24 -Knowledge of ... compliance with industry regulations (e.g. FINRA and SEC Advertising Guidelines). In...

Compliance Officer

Compliance Officer, Broker/Dealer Compliance Field Consulting Group and Insurance Distribu ... rules and regulations · On-going compliance monitoring and testing of the compliance...

Compliance Officer

The CFTC / NFA Compliance Associate will: Develop and enforce the supervisory framework fo ... Associate include: Assisting with local compliance matters and internal...

Compliance Officer

to business unit personnel to promote compliance - Provide compliance advice and ... investment advisor, and investment company compliance, risk management and industry...