July 12, 2011



















From Stuart Rosenthal of Rosenthal Recruiting. The below may be seen at the

 Rosenthal Recruiting Job Board


Compliance Manager - Asset Management NY - Midtown location. Portfolio monitoring system for an Registered Investment Adviser (RIA), or other asset management department, hedge fund or financial institution. $140,000. More


Senior Associate or Counsel - Requires: Knowledge of FINRA rules, regulations, and experience advising financial institutions, particularly relating to Securities Offerings. NYC - Midtown. Salary up to $290,00 + substantial bonus More


Registration Compliance/CRD Officer Requires: FINRA CRD filings, U-4, U-5., Web CRD. Jersey City, NJ.  Base salary up to $75,000 + bonus. Read More.


Options Market Making Compliance Base salary up to $165,000 per year + bonus. Series 7 required and 55, 4, 24 registrations. Must possess a superior understanding of FINRA and SEC regulatory structure, Order Handling Rules and Best Execution, Regs NMS and SHO, including Rule 204T. Read More.


Securities Counsel - Blue Sky Practice Leading US Law Firm -  New York Office Counsel Level. JD 2003 - 2006 ideally. Read More. 


ISDA Negotiator - Attorney and Negotiator   5+ Years Required: Negotiating Master Agreements with Pension Plans and Investment Advisors. Vice President (VP) to Director level: Candidates with 7 + years of negotiating experience or more will be considered. JD preferred. Salary Up to: $200,000 Read More 


Hedge Fund Compliance Officer  New York. Manage, implement and maintain compliance program. Design new compliance initiatives as Regulations, Legal, Compliance and business requirements evolve. Salary: $120,000.Read More. 

Paralegal - Investment Management 3+ years working for Mutual Fund Up to $75,000 with up to 20% bonus potential. Near Washington DC. Relocation reimbursement is available. Read More


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