An irreverent Wall Street Blog
by Bill Singer

EMPLOYMENT TUESDAY at BrokeAndBroker.com

July 26, 2011

 

 

From Stuart Rosenthal of Rosenthal Recruiting. The below may be seen at the

 Rosenthal Recruiting Job Board

 

EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM

 

Compliance Officer Electronic Broker-Dealer. NY. Experience at an Automated Trading System (ATS) Series 7, 24, 53 mandatory. Salary up to $150,000.  See More.

 

Chief Compliance Officer (CCO) -Must have CFTC or NFA tenure. Management Experience. New York Wall Street area. Salary up to $350,000. See More.

Compliance Manager - Asset Management NY - Midtown location. Portfolio monitoring system for an Registered Investment Adviser (RIA), or other asset management department, hedge fund or financial institution. $140,000. More

 

Major Law Firm Senior Associate or Counsel - Requires: Knowledge of FINRA rules, regulations, and experience advising financial institutions, particularly relating to Securities Offerings. NYC - Midtown. Salary up to $290,00 + substantial bonus More

 

Options Market Making Compliance Base salary up to $165,000 per year + bonus. Series 7 required and 55, 4, 24 registrations. FINRA and SEC regulatory structure, Order Handling Rules and Best Execution, NMS and SHO, including Rule 204T. Read More.

 

Hedge Fund Compliance Officer  New York. Manage, implement and maintain compliance program. Design new compliance initiatives as Regulations, Legal, Compliance and business requirements evolve. Salary: $120,000.Read More. 

  
Paralegal - Investment Management 3+ years working for Mutual Fund Up to $75,000 with up to 20% bonus potential. Near Washington DC. Relocation reimbursement is available. Read More

  
Paralegal - Investment Management 3+ years working for Mutual Fund Up to $75,000 with up to 20% bonus potential. Near Washington DC. Relocation reimbursement is available. Read More

 

Please e-mail resume and brief cover letter to:

Stuart@RosenthalRecruiting.com

 

 

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