by Bill Singer
EMPLOYMENT TUESDAY at BrokeAndBroker.com
July 26, 2011
From Stuart Rosenthal of Rosenthal Recruiting. The below may be seen at the
Rosenthal Recruiting Job Board
EMPLOYMENT TUESDAY AT BROKEANDBROKER.COM
Compliance Officer Electronic Broker-Dealer. NY. Experience at an Automated Trading System (ATS) Series 7, 24, 53 mandatory. Salary up to $150,000. See More.
Chief Compliance Officer (CCO) -Must have CFTC or NFA tenure. Management Experience. New York Wall Street area. Salary up to $350,000. See More.
Compliance Manager - Asset Management ortfolio monitoring system for an Registered Investment Adviser (RIA), or other asset management department, hedge fund or financial institution. $140,000. More
Major Law Firm Senior Associate or Counsel - Requires: Knowledge of FINRA rules, regulations, and experience advising financial institutions, particularly relating to Securities Offerings. More
Options Market Making Compliance Base salary up to $165,000 per year + bonus. Series 7 required and 55, 4, 24 registrations. FINRA and SEC regulatory structure, Order Handling Rules and Best Execution, NMS and SHO, including Rule 204T. Read More.
Hedge Fund Compliance Officer New York. Manage, implement and maintain compliance program. Design new compliance initiatives as Regulations, Legal, Compliance and business requirements evolve. Salary: $120,000.Read More.
Paralegal - Investment Management 3+ years working for Mutual Fund Up to $75,000 with up to 20% bonus potential. Near Washington DC. Relocation reimbursement is available. Read More
Paralegal - Investment Management 3+ years working for Mutual Fund Up to $75,000 with up to 20% bonus potential. Near Washington DC. Relocation reimbursement is available. Read More
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