Then there was this really, really bizarre video posted on my pal Josh Brown's "Reformed Broker" website. I was figuring that, hey, what the hell, how about I just post the video (you know, like steal it from Josh but take all the credit)? Then I realized it was the holiday season and all and who the hell wants to screw around with that Karma, right? So, instead of taking all the credit, I've done the right thing (someone pinch me here, did I just say that I did the right thing?) and here's the link to Josh's site. Trust me (says the lawyer).
In today's blog we consider the plight of two registered representatives seeking to obtain expungements of customer complaints by filing FINRA Arbitra... Read On
Light Bulbs, Coffee Cakes, and FINRA's Regulation of Stockbrokers Designated As Estate Beneficiaries (BrokeAndBroker.com Blog)
https://www.brokea... Read On
A Wells Fargo customer wanted to name her stockbroker as a Beneficiary of her accounts. In accordance with Wells Fargo policy, the stockbroker asked... Read On