by Bill Singer
EMPLOYMENT TUESDAY at BrokeAndBroker.com
July 30, 2013
| Jul 29 | Stockbroker Trainees | New York, NY | |
Stockbroker TraineesEstablished broker-dealer welcoming trainees! Get your Series 7 license working alongside seasoned producers.- Located New York, NY - Exciting work environment... more | |||
| Jul 27 | Equity Research Associate - Life Science... | Macquarie | New York, NY |
Job Description Macquarie Group is a global provider of banking, financial, advisory, investment and funds management services. At Macquarie we offer you the experience and... more | |||
| Jul 27 | FINRA Legal Extern, Enforcement (UNPAID) | Finra | Jericho, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for our Legal Externship - Department of Enforcement in Jericho, NY. To be considered... more | |||
| Jul 24 | Registered Representative with Sales Experience | Network Placements | New York, NY |
nancial Rep, Sales, Selling We are looking for people with Sales experience who want to create a career as a registered representative, stockbroker, selling retail...more | |||
| Jul 19 | Stockbroker | Edward Jones | Vallejo, CA |
Edward Jones provides exceptional opportunities for experienced financial advisors, brokers or proven performers from other careers looking to get into the financial services... more | |||
| Jul 18 | Stock Broker Trainee Free Series 7 and 63 Sponsorship | Confidential America | New York, NY |
seeking qualified candidate for a full time Stockbroker Trainee Position. Full sponsorship for Series 7 &63 Exams. You will work alongside seasoned veterans in the industry.Retail... more | |||
| Jul 15 | Manager, Investor Relations | Swift Energy Company | Houston, TX |
Manager, Investor Relations Swift Energy Company is committed to being a premier oil and gas company and top-tier performer by creating value through sustainable, efficient... more | |||
| Jul 08 | Stock Broker Trainee- Free Series 7 and 63 Sponsorship | New York, NY | |
seeking qualified candidate for a full time Stockbroker Trainee Position. Full sponsorship for Series 7 &63 Exams. You will work alongside seasoned veterans in the industry. more | |||
| Jul 27 | Stockbrokers - New Industry | Everest Merchant Services | New York, NY |
Company Description: EVEREST MERCHANT SERVICES is a leading provider of specialized yet affordable credit card processing solutions for a vast array of processing requirements. We... more | |||
| Jul 21 | Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth Adviser | Noci | Hartford, CT |
Stockbroker, Hedge Fund, Alt. Investment Sales, Wealth Adviser Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d...more | |||
| Jul 21 | Stockbroker / Account Executive | DMG Securities | Washington, DC |
This sales position entails building and servicing clientele, keeping clients abreast of pertinent market information, maintaining an in-depth understanding of the wide variety of... more | |||
| Jul 21 | Hedge Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial Advisor | Noci | Palm Beach, FL |
Fund & Alt. Investment Sales & Marketing, Stockbroker, Financial Advisor Need Experienced Hedge Fund or Private Equity Capital Raiser looking to make the transition into 3d... more | |||
| Jul 18 | Stockbroker Trainee | Midtown Nyc Investment Bank | New York, NY |
seeking qualified candidate for a full time Stockbroker Trainee Position. Full ... sales training to become a fully licensed Stockbroker We will provide: - All necessary... more | |||
| Jul 10 | Stockbroker Trainee | Commerce One Financial | Uniondale, NY |
applications for a limited number of stockbroker trainee positions. Whether ... Services Industry! As a Commerce One Stockbroker you can run your business,...more | |||
| Jul 05 | Financial Advisor/Stockbroker | Morgan Wilshire | Garden City, NY |
Financial Advisor/Stockbroker Do you have your Series 7 and are looking for the right firm to call home?When you are only involved in one area of the market, what if it does not... more | |||
| Jul 29 | Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 Required - Chicago | JPMorgan Chase | Illinois |
Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL-130058501 Job Description Chase is a leader in the financial services... more | |||
| Jul 27 | FINRA Legal Extern, Enforcement (UNPAID) | Finra | Jericho, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking well qualified individuals for our Legal Externship - Department of Enforcement in Jericho, NY. To be considered... more | |||
| Jul 23 | Customer Service Representative - FINRASeries 6 | Kforce Finance & Accounting | Bloomfield, CT |
Our client is seeking a Customer Service Representative in Bloomfield, Connecticut (CT). Responsibilities: * Must be excited about working in a fast-paced, high-energy call center... more | |||
| Jul 17 | Surveillance Analyst (Excel & FINRA Series 7 required) | AIG | Atlanta, GA |
The Surveillance Analyst of the Advisor Group will be responsible for completing Field Advisor and product reviews. This position reports to the Manager/Director of Surveillance. more | |||
| Jul 02 | Licensed Sales Assistant (FINRA Series 7 & 63) | MK Personnel | Houston, TX |
Fabulous offices in a fast-paced, learning-oriented environment. You will assist several brokers by coordinating and managing their daily activities... You must be able a highly... more | |||
| Jul 27 | Surveillance Analyst (Excel and FINRA Series 7 required) | American International Group | Atlanta, GA |
Surveillance Analyst (Excel & FINRA Series 7 required) Job ID #: 87401 Employment Type: Full Time - Permanent Location: GA-Atlanta Education Preferred: Bachelors Degree (or... more | |||
| Jul 25 | Surveillance Analyst (Excel & FINRA Series 7 required) | Chartisinsurance | Atlanta, GA |
Position Description The Surveillance Analyst of the Advisor Group will be responsible for completing Field Advisor and product reviews. This position reports to the... more | |||
| Jul 24 | Customer Service Representative - FINRASeries 6 | Kforce Finance and Accounting | Bloomfield, CT |
Responsibilities: Our client is seeking a Customer Service Representative in Bloomfield, Connecticut (CT). Responsibilities: Must be excited about working in a fast-paced,... more | |||
| Jul 23 | FINRA Fall 2013 Legal Extern (unpaid) - Member Regulation | Financial Industry Regulatory Authority | Los Angeles, CA |
Title: FINRA Fall 2013 Legal Extern (unpaid) - Member Regulation - Los Angeles, CA Location: null Other Locations: null The Financial Industry Regulatory Authority (FINRA) is... more | |||
| Jul 23 | Compliance Examiner - Member Regulation, Sales Practice - New York, NY( Job Number: 002513) | Finra | New York, NY |
Examiners review or investigate risk areas of broker-dealers, and allegations of wrong-doing or other non-compliant conduct to protect investors and ensure the integrity of the... more | |||
| Jul 20 | Director - FINRACompliance | Leading Financial Services Firm | Manhattan, NY |
Manage SEC registrations Build client relationships, lead a team of professional staff, identify and source new work and new product development Prepare and deliver SEC mock exam... more | |||
| Jul 20 | FINRA Legal Extern, Enforcement (UNPAID) | Financial Industry Regulatory Authority | Jericho, NY |
Title: FINRA Legal Extern, Enforcement (UNPAID) - Jericho, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well qualified... more | |||
| Jul 18 | FINRA Extern - (unpaid) Ombudsman | Financial Industry Regulatory Authority | Rockville, MD |
Title: FINRA Extern - (unpaid) Ombudsman - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. The Financial Industry Regulatory... more | |||
| Jul 18 | FINRA licensed Client Service Representative | Staffmark | Addison, TX |
Do you enjoy helping people make the best financial decisions? Do you have an FINRA 6 or 7 license? If so we are looking for YOU! more | |||
| Jul 17 | Executive Vice President, Sales Practice | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Executive Vice President, Sales Practice opening in New York, NY. To be... more | |||
| Jul 17 | Executive Vice President, Risk Oversight and Operational Regulation (R | Finra | Rockville, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Executive Vice President, Risk Oversight and Operational Regulation (ROOR)... more | |||
| Jul 16 | Executive Vice President - Member Regulation, Sales Practice - New York, NY( Job Number: 002617) | Finra | New York, NY |
FINRA is seeking a well-qualified individual for our Executive Vice President, Member Regulation Sales Practice opening in New York, NY. To be considered for this position, please... more | |||
| Jul 16 | Executive Vice President - Member Regulation, ROOR, New York, NY( Job Number: 002616) | Finra | New York, NY |
The Executive Vice President provides strategic leadership and tactical oversight of the regulatory programs and activities that Risk Oversight and Operational Regulation (ROOR)... more | |||
| Jul 12 | Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 Required | JPMorgan Chase | Chicago, IL |
Title: Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL Location: US-IL-Chicago-300 South Riverside / 10574 Job Number: 130058501... more | |||
| Jul 10 | Investment Customer Service Rep I - Broker Service Center - FINRASeries 7 Required | Chase | Illinois |
Chase is a leader in the financial services industry, providing banking, mortgages, credit cards, loans, payment processing and investment services to 50 million customers - 1 out... more | |||
| Jul 09 | FINRA Compliance Officer | Sicor Securities | Dayton, OH |
Sicor Securities, Inc. is searching for a Compliance Officer who will have the general responsibility of monitoring the daily activities of this broker-dealer firm and assist with... more | |||
| Jul 04 | FINRA Specialist Job ID: 20130207 | Scottrade | St Louis, MO |
FINRA Specialist Job ID: 20130207-7503 Description: The main purpose of this position is to process associate data changes related to licensing and FINRA and to administer the... more | |||
| Jul 03 | FINRA Specialist Job | Scottrade | St Louis, MO |
Job ID: 20130207-7503 Description: The main purpose of this position is to process associate data changes related to licensing and FINRA and to administer the FINRA registration... more | |||
| Jun 07 | Brokerage Service Associate with FINRASeries 06 or 07 Experience | Staffmark | Dallas, TX |
Customer Service Excellence AND FINRA Series 06/07 experience for this TEMP-to-HIRE position in the Dallas area. Must have a working knowledge of mututal funds, quity and fixed... more | |||
Watch the entire series at SIDE BAR With Bill Singer
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