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An irreverent Wall Street Blog
by Bill Singer

Topic List for Check Kiting (5 results)

  • FINRA Fines And Suspends Merrill Lynch Rep for Check Kiting
    May 29, 2018
  • FINRA's JP Morgan Challenge: Will the Self Regulator End Its Hypocrisy?
    January 24, 2017
  • NSF Check Kiter Snagged In FINRA Regulatory Tree
    January 18, 2017
  • 1 Registered Rep, 5 Days, and 9 NSF Checks
    July 10, 2015
  • Former Employee Sues Firm For Unpaid Commissions
    July 6, 2015

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  • Oral Argument at SCOTUS on SEC v. Jarkesy
    November 28, 2023

    Rarely do the wheels of justice spin quickly and smoothly. More often than not, it's a long, slow grind. Much in the news today is the Oral Argument s... Read On

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FINRA Tax Advice Day Trading Jay Clayton Ruder Task Force Chief Compliance Officer Grievance Reason for Termination Meals Fee


About Bill Singer

BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For over three decades, Singer has represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. He has the distinction of representing witnesses during Congressional investigations. In 2015, Singer achieved a significant award in excess of $1 million from the Securities and Exchange Commission on behalf of a whistleblower client.

Singer is presently Of Counsel to a law firm and the publisher of the Securities Industry Commentator feed and the BrokeAndBroker.com Blog, which was rated as one of the industry's top eight destination websites and the leading legal/regulatory blog by "Investment News."

Before entering the private practice of law, Singer was employed in the Legal Department of Smith Barney, Harris Upham & Co.; as a regulatory attorney with both the American Stock Exchange and the NASD (now FINRA); and as a Legal Counsel to Integrated Resources Asset Management. Singer was formerly Chief Counsel to the Financial Industry Association; General Counsel to the NASD Dissidents' Grassroots Movement; and General Counsel to the Independent Broker-Dealer Association. He was registered for a number of years as a Series 7 and Series 63 stockbroker.

Singer regularly appears as a commentator on television and radio, and is frequently quoted in the press. He is an outspoken critic of ineffective regulation and an advocate for economic and political sanity.

  • Email: rrbdlawyer@gmail.com

  • Phone:917-520-2836

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