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An irreverent Wall Street Blog
by Bill Singer

Topic List for Jennifer Tarr (4 results)

  • Hymn for the Missing FINRA Public Customer Claimant
    December 18, 2018
  • UPDATE:Non-Attorney Representatives Involved In FINRA Arbitration Blight
    July 23, 2018
  • Non-Attorney Representatives Involved In FINRA Arbitration Blight
    March 1, 2018
  • Majestic FINRA Customer Arbitration Decision Grapples With Non Lawyer Role
    October 21, 2016

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Previous Entries

  • SEC Sustains in Part and Remands FINRA Case Against Southeast Investments and President Black
    December 8, 2023

    2019 FINRA NAC Decision Way back in 2019, the FINRA National Adjudicatory Council (NAC) issued a well-drafted Decision, which methodically and compre... Read On

  • Securities Industry Commentator by Bill Singer Esq
    December 8, 2023

    from our companion publication:    Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wal... Read On

  • FINRA Refuses To Publish Board Election Vote Tallies -- Three Months of Regulatory Hypocrisy
    December 4, 2023

    FINRA's bedrock regulation is Rule 2010: STANDARDS OF COMMERCIAL HONOR AND PRINCIPLES OF TRADE: A member, in the conduct of its business, shall obse... Read On

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About Bill Singer

BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For over three decades, Singer has represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. He has the distinction of representing witnesses during Congressional investigations. In 2015, Singer achieved a significant award in excess of $1 million from the Securities and Exchange Commission on behalf of a whistleblower client.

Singer is presently Of Counsel to a law firm and the publisher of the Securities Industry Commentator feed and the BrokeAndBroker.com Blog, which was rated as one of the industry's top eight destination websites and the leading legal/regulatory blog by "Investment News."

Before entering the private practice of law, Singer was employed in the Legal Department of Smith Barney, Harris Upham & Co.; as a regulatory attorney with both the American Stock Exchange and the NASD (now FINRA); and as a Legal Counsel to Integrated Resources Asset Management. Singer was formerly Chief Counsel to the Financial Industry Association; General Counsel to the NASD Dissidents' Grassroots Movement; and General Counsel to the Independent Broker-Dealer Association. He was registered for a number of years as a Series 7 and Series 63 stockbroker.

Singer regularly appears as a commentator on television and radio, and is frequently quoted in the press. He is an outspoken critic of ineffective regulation and an advocate for economic and political sanity.

  • Email: rrbdlawyer@gmail.com

  • Phone:917-520-2836

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