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An irreverent Wall Street Blog
by Bill Singer

Topic List for Botkin (7 results)

  • FINRA Issues An Extraordinary and Cynical Release
    July 12, 2019
  • STEPHEN A. KOHN Wins Three-Way Race for 2017 FINRA Small Firm Governor
    August 22, 2017
  • FINRA Gets One Last Slap in Marine Veteran's Face
    July 31, 2017
  • Grassroots Movement to Revise FINRA Fine and Suspension of Richard Botkin
    July 25, 2017
  • Stephen Kohn and Hugh Hewitt Champion Richard Botkin's FINRA Appeal
    July 14, 2017
  • UPDATE: FINRA Rides The Thunder In Vietnam Movie Case
    July 7, 2017
  • FINRA Rides The Thunder In Vietnam Movie Case
    July 6, 2017

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Previous Entries

  • Bill Singer Slams Garbage Regulation on Wall Street
    January 25, 2023

    Three Respondents Cited In 539 Plan FINRA Settlement For the purpose of proposing a settlement of rule violations alleged by the Financial Industry R... Read On

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About Bill Singer

BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For over three decades, Singer has represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. He has the distinction of representing witnesses during Congressional investigations. In 2015, Singer achieved a significant award in excess of $1 million from the Securities and Exchange Commission on behalf of a whistleblower client.

Singer is presently Of Counsel to a law firm and the publisher of the Securities Industry Commentator feed and the BrokeAndBroker.com Blog, which was rated as one of the industry's top eight destination websites and the leading legal/regulatory blog by "Investment News."

Before entering the private practice of law, Singer was employed in the Legal Department of Smith Barney, Harris Upham & Co.; as a regulatory attorney with both the American Stock Exchange and the NASD (now FINRA); and as a Legal Counsel to Integrated Resources Asset Management. Singer was formerly Chief Counsel to the Financial Industry Association; General Counsel to the NASD Dissidents' Grassroots Movement; and General Counsel to the Independent Broker-Dealer Association. He was registered for a number of years as a Series 7 and Series 63 stockbroker.

Singer regularly appears as a commentator on television and radio, and is frequently quoted in the press. He is an outspoken critic of ineffective regulation and an advocate for economic and political sanity.

  • Email: rrbdlawyer@gmail.com

  • Phone:917-520-2836

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