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An irreverent Wall Street Blog
by Bill Singer

Topic List for Yesenia Guitron (5 results)

  • Wells Fargo Whistleblower Yesenia Guitron Wins James Madison Freedom of Information Award
    March 30, 2018
  • GUEST BLOG: The Department of Justice's Coming Out Party by Darrell Whitman
    February 6, 2018
  • DOL Whistleblower Darrell Whitman Files Emergency Request with US Office of Special Counsel
    November 24, 2017
  • GUEST BLOG: A FAILURE OF ACCOUNTABILITY: Wells Fargo Fraud Goes Unanswered As Washington Dithers by Darrell Whitman
    September 5, 2017
  • Darrell Whitman Petitions Attorney General Sessions About Wells Fargo Investigation
    August 7, 2017

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Previous Entries

  • FINRA Refuses To Publish Board Election Vote Tallies -- Three Months of Regulatory Hypocrisy
    December 4, 2023

    FINRA's bedrock regulation is Rule 2010: STANDARDS OF COMMERCIAL HONOR AND PRINCIPLES OF TRADE: A member, in the conduct of its business, shall obse... Read On

  • FINRA Takes A Shameful Victory Lap In Its Spoofing Settlement with Bank of America
    November 30, 2023

    Oh my!!! It's another day and another press release from FINRA announcing one of the largest fines in the history of mankind and how yet another in a ... Read On

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About Bill Singer

BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For over three decades, Singer has represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. He has the distinction of representing witnesses during Congressional investigations. In 2015, Singer achieved a significant award in excess of $1 million from the Securities and Exchange Commission on behalf of a whistleblower client.

Singer is presently Of Counsel to a law firm and the publisher of the Securities Industry Commentator feed and the BrokeAndBroker.com Blog, which was rated as one of the industry's top eight destination websites and the leading legal/regulatory blog by "Investment News."

Before entering the private practice of law, Singer was employed in the Legal Department of Smith Barney, Harris Upham & Co.; as a regulatory attorney with both the American Stock Exchange and the NASD (now FINRA); and as a Legal Counsel to Integrated Resources Asset Management. Singer was formerly Chief Counsel to the Financial Industry Association; General Counsel to the NASD Dissidents' Grassroots Movement; and General Counsel to the Independent Broker-Dealer Association. He was registered for a number of years as a Series 7 and Series 63 stockbroker.

Singer regularly appears as a commentator on television and radio, and is frequently quoted in the press. He is an outspoken critic of ineffective regulation and an advocate for economic and political sanity.

  • Email: rrbdlawyer@gmail.com

  • Phone:917-520-2836

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