EMPLOYMENT TUESDAY at BrokeAndBroker.com

April 29, 2014

Stockbroker, Compliance, Legal, and Regulatory Jobs

NOTICE TO EMPLOYERS: BrokeAndBroker offers the perfect Wall Street demographic of industry professionals: stockbrokers, advisors, lawyers, regulators, compliance officers, and 
back-office staff.
  

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TODAY'S FEATURED JOB: Registered Representative, Trustmont Group

Trustmont Group is an independent Broker/Dealer and RIA firm looking to add experienced Registered Reps to our family. This is a 1099 situation.

If you are looking to become a breakaway broker we could be a great fit for you. If you are already an independent Registered Representative you will be a great fit. The RIA will custody your client accounts with TD Ameritrade and the Broker/Dealer has a clearing agreement with RBC Correspondent Services. 

We allow dual registration which provides you with the opportunity to do what you feel is in the best interest of your client. We do not have any proprietary products and allow you to be an independent financial professional. Your payout will be the same no matter what your business mix is. The payout is based on total production not specific products.

We are looking to add Registered Representatives to our family that currently produces a minimum of $100,000 annually. We have branch offices in multiple states and will continue to add offices or there may be an opportunity to join an existing office.

Series 6/7 and 63

You must have the ability to transfer your current book of business/assets to the Trustmont Group.


Apr 21Registered RepresentativeTrustmont GroupGreensburg, PA

Trustmont Group is an independent Broker/Dealer and RIA firm looking to add experienced Registered Reps to our family. This is a 1099 situation.If you are looking to become a... more

Apr 25BRANCH FINANCIALADVISOR (182935)PNCChicago, IL

in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more

Apr 25Enrolling Financial Advisor - OxfordAIGTupelo, MS

Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare ... retirement. Whether you're an experienced Financial Advisor or new to the business, you... more

Apr 24Financial Advisor - MerrivilleAIGMerrillville, IN

Why VALIC? At VALIC, our Financial Advisors assist clients in the education, healthcare ... retirement. Whether you're an experienced Financial Advisor or new to the business, you... more

Apr 24Associate Financial AdvisorAIGBradenton, FL

retirement. Whether you're an experienced Financial Advisor or new to the business, you ... Structure: This position reports to a Financial Advisor and District Manager that... more

Apr 24Branch Financial Advisor(165650)PNCWauwatosa, WI

in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more

Apr 23Branch Financial Advisor(176640)PNCKearny, NJ

in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more

Apr 22BRANCH FINANCIALADVISOR (180058)PNCManistee, MI

affluent marketplace. As a Branch Financial Advisor, you immediately become an important ... As a Branch Financial Advisor, your challenge is to cultivate and growfinancial planning... more

Apr 20BRANCH FINANCIALADVISOR (165654)PNCSchaumburg, IL

in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more

Apr 20Branch Financial Advisor(160259)PNCPark Ridge, IL

in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more

Apr 20BRANCH FINANCIALADVISOR (174131)PNCNew Brunswick, NJ

in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more

Apr 20BRANCH FINANCIALADVISOR (159115)PNCBloomfield, MI

affluent marketplace. As a Branch Financial Advisor, you immediately become an important ... As a Branch Financial Advisor, your challenge is to cultivate and growfinancial planning... more

Apr 20Branch Financial Advisor(165850)PNCBear, DE

in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more

Apr 20BRANCH FINANCIALADVISOR (170544)PNCWilmington, DE

in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more

Apr 20BRANCH FINANCIALADVISOR (172730)PNCNorth Wildwood, NJ

in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more

Apr 20BRANCH FINANCIALADVISOR - Grandview (167229)PNCColumbus, OH

in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more

Apr 20BRANCH FINANCIALADVISOR - Kettering (164494)PNCKettering, OH

in the affluent marketplace. As a Financial Advisor, you immediately become an important ... As a Financial Advisor, your challenge is to cultivate and grow financialplanning relatio... more

Apr 20Investment Counselor -Financial Advisor Alt. - San Mateo, CAFisher InvestmentsAtlanta, GA

Are you a Financial Advisor or a Stock Broker looking for the next step in your career? ... You can take off your many hats as a Financial Advisor and become an expert in... more

Apr 20Investment Counselor -Financial Advisor Alt. - Camas, WAFisher InvestmentsManchester, NH

Are you a Financial Advisor or a Stock Broker looking for the next step in your career? ... You can take off your many hats as a Financial Advisor and become an expert in... more

Apr 18Financial Advisor - Insurance & Finance/Banking Sales ConsultantModern Woodmen of AmericaRockford, IL

Additional responsibilities for the Financial Advisor include: Participating in ... Additional requirements of the Financial Advisor include: College graduate... more

Apr 16Sr Financial Advisor Ubis - Morgan Hill, HollisterUnion BankGilroy, CA

Union Bank, N.A., provides an array of financial services to individuals, small ... NYSE:MTU), one of the world's largest financial organizations. In July 2013, American... more

Apr 12Merrill Lynch FinancialAdvisor Program (Business Developer) - Charlotte & Surrounding AreasBank of AmericaHuntersville, NC

in accordance with the Financial Advisor Incentive Compensation Plan. * The ... their passion of becoming a Financial Advisor. Qualifications Candidate... more

Apr 08Mortgage Financial Advisor / Production MgrPulte HomesLas Vegas, NV

Job Title: Mortgage Financial Advisor / Production Manager JOB SUMMARY: Primary ... responsibly in their efforts to provide financial services to Pulte customers and to...more

Apr 08Associate Financial PlanningAdvisorDiversified Estate ServicesRaleigh, NC

Advisor to our Team! This Associate Advisor will have the opportunity to meet one ... to include participating with the main Advisor. Minimum Requirements: College...more

Apr 07Financial Advisor / Stockbroker Trainee - Entry LevelCommerce OneFinancialUniondale, NY

opportunity when it presents itself. The Financial Industry is growing and we are ... individuals to join our team! Commerce One Financial is an established, full service...more

Apr 02Merrill Lynch FinancialAdvisor Program (Business Developer) - CranberryBank of AmericaPennsylvania

Merrill Lynch Financial Advisor Program (Business Developer) - Cranberry, PA Cranberry ... their passion of becoming a Financial Advisor. Qualifications Candidate... more

Apr 28Universal Financial ServicesRepresentative - (Troy/SchenectadyBerkshire BankLatham, NY

UFSR TSR L CD Job Title Universal Financial Services Representative Troy Schenectady Rd ... offering and selling financial products and services Demonstrates excellent customer... more

Apr 27Financial ServicesRepresentative, Tanasbourne-32 hrs.Bank of the WestBeaverton, OR

leader in global banking and financial services and one of the strongest banks in ... Working knowledge of Bank s products and services Administrative Technical Skills...more

Apr 27Senior CSR/Teller-NashvilleFinancial Cntr - FTFifth Third BankNashville, TN

business partner for products and services uncovered during business ... responsibilities working with the Customer Services Manager to maintain the efficient... more

Apr 27Financial ServicesRepresentativeTreloar & HeiselSeattle, WA

Inc., a Western PA based national financial services company, seeks aggressive, highly motivated, professional individual. The position requires extensive travel and eventual... more

Apr 26Banking - Financial ServicesRepresentative - New AccountsPacific Western BankLos Angeles, CA

REPRESENTATIVE - NO WEEKEND SHIFTSAs a Financial Services Representative at Pacific Western Bank, you will be responsible for delivering superb customer service experience to our... more

Apr 26International FinancialServices RepresentativeWyndham Hotels and ResortsParsippany, NJ

Title: International Financial Services RepresentativeLocation: United States of ... International Financial Services Representative will utilize... more

Apr 26Customer Service Rep - (Finance)Sunbelt CreditTallahassee, FL

others cannot match! The Customer Service Representative is responsible for collections ... customer service. As Customer Service Representative you will develop and maintain... more

Apr 25Senior Patient FinancialServices Rep-AdmittingBanner HealthSun City West, AZ

leadership and training to Patient Financial Services Representatives, and acts ... Works to meet the patients' needs in financial services.Acts as a liaison between patient/... more

Apr 25Financial ServicesRepresentativeEzcorpAddison, TX

Job Responsibilities: Processes loans and extensions while maintaining all loan underwriting and scanning requirements Provides superior customer serviceEffectively communicates... more

Apr 25Patient Financial ServicesRepresentative Physician PracticeBanner HealthWorland, WY

reimbursement. Explains and provides financial policies and available resources ... their families.Enters payments/charges for services rendered and performs daily...more

Apr 25Portage, WI-FinancialServicesRepresentative/CustomerService REzcorpPortage, WI

Job Responsibilities: Processes loans and extensions while maintaining all loan underwriting and scanning requirements Provides superior customer serviceEffectively communicates... more

Apr 25Financial Services RepBilingual - Spanish/EnglishU.S. CellularMadison, WI

Title: Financial Services Rep Bilingual - Spanish/English - Madison, WILocation: Wisconsin ... customer inquiries and issues related to Financial Services or general service... more

Apr 25FINANCIAL SERVICEREPRESENTATIVE lService Credit UnioinTilton, NH

Part-Time/TiltonCandidate will provide account related services for members ... TheJobNetwork - Concord Monitor. Category: Financial Services and Banking, Keywords:... more

Apr 24Licensed Financial ServicesRepresentative - state insurance license + series 6 & 63Allstate Financial RepPortland, ME

As an Allstate Personal Financial Representative you'll soar to new heights ... more becoming an Allstate Personal Financial Representative.More About AllstateThe...more

Apr 24New AccountsRepresentativeFinancialServices RepresentativeJobtracksLos Angeles, CA

a New Accounts RepresentativeFinancial Services Representative for a prominent Bank ... opening accounts, cross selling products and services, and making referrals. Provides... more

Apr 23In-Store Financial ServicesRepresentative 1, 2 or 3-Kent Towne SafewaySunTrust BanksChester, MD

In-Store Financial Services Representative 1, 2 or 3-Kent Towne Safeway-260462 Description ... Client Service Specialist, or In-Store Financial Services Representativeat SunTrust,... more

Apr 23In-Store Financial ServicesRepresentative 1, 2 or 3-Botetourt CommonsSunTrust BanksDaleville, VA

In-Store Financial Services Representative 1, 2 or 3-Botetourt Commons-260443 Description ... Client Service Specialist, or In-Store Financial Services Representativeat SunTrust,... more

Apr 23In-Store Financial ServicesRepresentative 1, 2 or 3- Sterling Plaza SafewaySunTrust BanksSterling, VA

In-Store Financial Services Representative 1, 2 or 3- Sterling Plaza Safeway-260505 ... Client Service Specialist, or In-Store Financial Services Representative at SunTrust,... more

Apr 23In-Store Financial ServicesRepresentative- DC AreaSunTrust BanksWaldorf, MD

In-Store Financial Services Representative- DC Area-260507 Description Receive training ... Service Specialist, or In-Store Financial Services Representative, or an equivalent... more

Apr 23In-Store Financial ServicesRepresentative 1, 2 or 3 (22 hours)-Dunwoody Place PublixSunTrust BanksAtlanta, GA

In-Store Financial Services Representative 1, 2 or 3 (22 hours)-Dunwoody Place ... Client Service Specialist, or In-Store Financial Services Representative at SunTrust,... more

Apr 19Customer and FinancialService RepresentativeSusquehanna BancsharesExton, PA

a floating Customer Service Representative/Financial Service Representative. This ... A CSR/FSR fills the role and responsibilities of both a Teller and Sales Representativede... more

Apr 16Financial ServiceRepresentative/New Account RepresentativeSusquehanna BancsharesCamp Hill, PA

has an excellent opportunity for a Financial Services Representative. In this role, you will provide uncompromising service by building enduring relationships, communicating,... more

Apr 13Financial Service Niche Market Sales RepresentativeGlp & AssociatesDallas, TX

them into a financially independent sales representative through the training and ... company to the broker dealer: GLP Investment Services, the third party administrative... more

Apr 18Stockbrokers - New IndustryEverest Merchant ServicesNew York

aggressive in either financial services, wealth management, financial at a superior ... management, financial advisors, consultants, asset planning, portfolio management... more

Apr 14Financial Advisor/StockbrokerCaldwell International SecuritiesBrooklyn, NY

Seeking qualified Series 7 licensed candidates for a full time position. You will have the opportunity to work along side with and learn from seasoned veterans of the industry. more

Apr 08Financial Adviser - Wealth ManagementWashington, DC

of a financial advisor.Securities and Advisory Services offered through ING Financial... Financial Advisor, Broker, Stockbroker, Insurance, Financial Planner, Asset...more

Apr 07Financial Advisor /Stockbroker Trainee - Entry LevelCommerce OneFinancialUniondale, NY

opportunity when it presents itself. The Financial Industry is growing and we are ... applications for a limited number of stockbroker trainee positions. Whether... more

Apr 05Financial Adviser - Wealth ManagementING FinancialPartnersHoboken, NJ

Key words: Financial Advisor, Broker, Stockbroker, Insurance, Financial Planner, ... Investment Sales, Registered Representative, Investment AdvisorFinancial... more