by Bill Singer
EMPLOYMENT TUESDAY at BrokeAndBroker.com
August 19, 2014
| Aug 18 | Talent Advisor AIG Financial Network | AIG Financial Advisors | Nashville, TN |
AIG Financial Network, the Career Distribution division of AIG Life and Retirement, has re ... about AIG can be found at www.aig.com | YouTube: www.youtube.com/aig| Twitter:... more | |||
| Aug 18 | Associate Technical TrainerAIG Global Claims Training | American International Group | Olathe, KS |
more than 130 countries and jurisdictions. AIG companies serve commercial, ... information about AIG can be found at www.aig.com | YouTube: www.youtube.com/aig |... more | |||
| Aug 18 | Talent Acquisition Analyst -AIG Financial Network | AIG Financial Advisors | San Diego, CA |
AIG Financial Network, the Career Distribution division of AIG Life and Retirement, is in ... can be found at www.aig.com | YouTube: www.youtube.com/aig | Twitter: @AIG_LatestNews |... more | |||
| Aug 18 | Chase Wealth Management - Financial Advi | Department of Workforce Services | Salt Lake City, UT |
Within Chase,Chase Wealth Management encompasses our Chase Private Client (CPC) and Chase ... to a broad range of Chase customers through Chase Investment Advisors. As a Chase... more | |||
| Aug 17 | Chase Private Client Investment Associate - New York, NY (GM Building) | JPMorgan Chase | New York City, NY |
Within Chase, Chase Wealth Management encompasses our Chase Private Client (CPC) and Chase ... to a broad range of Chase customers through Chase Investment Advisors. As a Chase... more | |||
| Aug 17 | Chase Private Client Investment Associate - Westport, CT (Westport Main St.) | JPMorgan Chase | Westport, CT |
Within Chase, Chase Wealth Management encompasses our Chase Private Client (CPC) and Chase ... to a broad range of Chase customers through Chase Investment Advisors. As a Chase... more | |||
| Aug 17 | Chase Private Client Banker - United Nations Branch - NYC | JPMorgan Chase | New York City, NY |
continued employment in this position with JPMorgan Chase is contingent upon compliance ... on your behalf, to NMLS by JPMorgan Chase. Please carefully review the... more | |||
| Aug 16 | JPMorgan Securities | Client Associate | | JPMorgan Chase | Boston, MA |
JPMorgan Securities | Client Associate | Boston-140083670 ## Job Description * Position ... user of Word, PowerPoint and Excel JPMorgan Chase is an Equal Opportunity and... more | |||
| Aug 15 | Chase Private Client Banker - Preston Center - Dallas | JPMorgan Chase | Texas |
continued employment in this position with JPMorgan Chase is contingent upon compliance ... on your behalf, to NMLS by JPMorgan Chase. Please carefully review the... more | |||
| Aug 15 | JPMorgan Securities | Marketing Assistant | | JPMorgan Chase | Dallas, TX |
sales role. * Bachelor's degree required. JPMorgan Chase offers an exceptional benefits ... JPMorgan Chase is an Equal Opportunity and Affirmative Action Employer, M/F/D/V... more | |||
| Aug 14 | JPMorgan Executive Recruiter II - Commercial Banking | JPMorgan Chase | Bronx, NY |
Agency environment highly desired JPMorgan Chase offers an exceptional benefits package ... JPMorgan Chase is an Equal Opportunity and Affirmative Action Employer, M/F/D/V... more | |||
| Aug 14 | JPMorgan Securities | Client Associate | Boston | JPMorgan Chase | Florence, KY |
, with a high degree of accuracy, in a high pressure environment. Highly proficient user of Word, PowerPoint and Excel JPMorgan Chase is an Equal Opportunity and Affirmative... more | |||
| Aug 13 | JPMorgan Securities | Marketing Assistant | Dallas | JPMorgan Chase | Hillsboro, KY |
role. Bachelor's degree required. JPMorgan Chase offers an exceptional benefits program ... JPMorgan Chase is an Equal Opportunity and Affirmative Action Employer, M/F/D/V. more | |||
| Aug 06 | Chief of Staff - Executive Director - JPMorgan ChaseInstitute | JPMorgan Chase | Washington, DC |
## Job Description The new JPMorgan Chase Institute will be a thought-leading ... of total relevant experience JPMorgan Chase is an equal opportunity and affirmative...more | |||
| Aug 06 | JPMorgan Securities | Client Associate, 7 & 63 or 66 | | JPMorgan Chase | New York City, NY |
user of Word, PowerPoint and Excel JPMorgan Chase offers an exceptional benefits ... JPMorgan Chase is an Equal Opportunity and Affirmative Action Employer, M/F/Disabilities/V... more | |||
| Aug 06 | JPMorgan Securities | Client Associate, 7 & 63 or 66 | | Chase | New York City, NY |
user of Word, PowerPoint and Excel JPMorgan Chase offers an exceptional benefits ... JPMorgan Chase is an Equal Opportunity and Affirmative Action Employer, M/F/Disabilities/V... more | |||
| Aug 04 | Chief of Staff - Executive Director - JPMorgan ChaseInstitute - Washington, DC | JPMorgan Chase | Conrad, IA |
and CEO include: Helping to set the JPMorgan Chase Institute's overall strategy ... of total relevant experience JPMorgan Chase is an equal opportunity and affirmative...more | |||
| Aug 14 | Head of Mutual Fund and Variable Annuities AdvisorGroup | AmericanInternational Group | New York City, NY |
Maintains understanding of each Advisor Group broker dealer profile which includes their ... or Oakdale, MN American International Group, Inc. (AIG) is a leadinginternational... more | |||
| Aug 14 | Head of Insurance Services Advisor Group | AmericanInternational Group | New York City, NY |
AIG Advisor Group is responsible for driving American General sales growth by developing a ... MN American International Group, Inc. (AIG) is a leadinginternational insurance... more | |||
| Aug 14 | Head of Retirement Services Advisor Group | AmericanInternational Group | New York City, NY |
Maintains understanding of each Advisor Group broker dealer Retirement Plan profile which ... or Oakdale, MN American International Group, Inc. (AIG) is a leadinginternational... more | |||
| Aug 13 | Manager - Financial Planning & Reporting - GroupRetirement | AmericanInternational Group | Houston, TX |
investing and decision making for the Group Retirement business. * Develop a reliable ... quickly. American International Group, Inc. (AIG) is a leadinginternational... more | |||
| Aug 12 | Managing Director, Fixed Annuity & Group Retirement | AmericanInternational Group | Houston, TX |
risk management for the Fixed Annuity and Group Retirement business units, providing ... About Us American International Group, Inc. (AIG) is a leadinginternational insurance... more | |||
| Aug 07 | Associate Tax Director,International Tax Reporting | AmericanInternational Group | New York City, NY |
tax reporting and compliance for AIG's international operations for an assigned BU / segme ... American International Group, Inc. (AIG) is a leading internationalinsurance... more | |||
| Aug 07 | International Tax Reporting and Compliance Director | AmericanInternational Group | New York City, NY |
U.S. tax reporting and compliance for AIG's international operations, including ... skills. About Us American International Group, Inc. (AIG) is a leading international...more | |||
| Aug 07 | AVP Retirement Income Solutions Group, Product | AmericanInternational Group | Minnesota |
International Group, Inc. (AIG) is a leading international insurance organization serving customers in more than 130 countries and jurisdictions. AIG companies serve commercial,... more | |||
| Aug 06 | Regulatory Control Lead - Benefit Solutions Group | AmericanInternational Group | New Jersey |
of people. American International Group, Inc. (AIG) is a leading internationalinsurance organization serving customers in more than 130 countries and jurisdictions. AIG companies... more | |||
| Aug 06 | Internal Wholesaler AdvisorGroup | AmericanInternational Group | Oakdale, MN |
#LI-TS2 About Us American International Group, Inc ... international insurance organization serving customers in more than 130 countries and... mor | |||
| Aug 03 | Investors Need UsWe Need YouFor the last 38 years,David | Long Island, NY | |
Night Tues., August 12th at 6:00pm David Lerner Associates 477 Jericho Turnpike, ... or email career | |||
| Aug 16 | Sales Representatve - Financial Planner | AXA | New York City, NY |
registrations or equivalent. About AXA AXA Advisors, LLC is a leading provider of ... consolidated subsidiaries. AXA Advisors and AXA Equitable are part of the AXAGroup, a... more | |||
| Aug 15 | Financial Advisor - Entry Level or Experienced | AXA Advisors | Raleigh, NC |
and excellent professional choices. AXA Advisors' financial professionals are ... Apply now for immediate consideration. AXA Advisors, LLC (NY, NY 212-314-4600) member,... more | |||
| Aug 15 | Financial Sales Professionals | AXA Advisors | Honolulu, HI |
PROFESSIONAL WITH AXA ADVISORS, LLC WHY AXA ADVISORS? AXA Advisors LLC, a provider of ... AXA Advisors, LLC is a subsidiary of AXA Financial, Inc. whose other subsidiaries... more | |||
| Aug 14 | Financial Professional | AXA Advisors | La Jolla, CA |
AXA Advisors, LLC, a subsidiary of AXA Financial, Inc. is a leading provider of financial ... Along with AXA Advisors, AXA Financial's operating companies include: AXADistributors, LL... more | |||
| Aug 11 | Financial Advisor- Entry Level or Experienced | Salt Lake City, UT | |
5,000 financial professionals. AXA Advisors is an equal opportunity employer ... leading financial services firms.As an AXA Advisors financial professional, you'll...more | |||
| Aug 07 | Financial Service Professional | AXA Advisors | San Mateo, CA |
AXA Advisors, LLC is committed to fostering and maintaining a diverse, multicultural and ... explore what a position with AXA Advisors can mean for you. We are committed... more | |||
| Aug 07 | Financial Advisor - Flexible Scheduling + Work/Life Balance | AXA Advisors | San Mateo, CA |
AXA Group, "AXA Group" refers to AXA, a French holding company for a group of ... Inc. and AXA Financial's strong family of brands, including AXA Advisors, LLC, AXA...more | |||
| Aug 07 | Financial Advisor - Retirement Benefits Specialist | AXA Advisors | San Mateo, CA |
professionals to grow with us! AXA Advisors' RBG financial professionals are ... deferred compensation (EDC) plans. AXA Advisors RBG financial professionals, experience... more | |||
| Aug 06 | Financial Advisor (Entry-Level) | AXA Advisors | San Mateo, CA |
5,000 financial professionals. AXA Advisors is an equal opportunity employer ... AXAAdvisors and AXA Equitable are part of the AXA Group, a worldwide leader in financial... more | |||
| Aug 04 | SERIES 7 FINANCIALADVISOR / MANAGEMENT - | AXA Advisors | San Francisco, CA |
to a satisfying professional future. AXA Advisors, a dynamic and growing financial ... skills into a rewarding business. AXA Advisors, LLC (NY, NY 212-314-4600), member... more | |||
| Aug 04 | DISTRICT MANAGER / VICE PRESIDENT | AXA Advisors | San Francisco, CA |
DISTRICT MANAGER AXA ADVISORS, a client-focused financial services leader, is seeking two ... Dan Worthington, CFP, CLU, ChFC AXA Advisors, LLC (NY, NY 212-314-4600), member... more | |||
| Aug 04 | SALES EXECUTIVE | AXA Advisors | San Francisco, CA |
FINANCIAL PROFESSIONAL Leading financial services company seeks two top-quality candidates to enter sales training program. Candidate must have a four-year college degree and... more | |||
| Aug 17 | Office Associate | Thrivent Financial For Lutherans | Sheboygan, WI |
Thrivent Financial is currently in search of an Office Associate The Office Associate ... reports prepares correspondence and supports Financial Representatives The successful... more | |||
| Aug 13 | Regional Financial Sales Leader (Partner) | Thrivent Financial | Houston, TX |
Demonstrate mastery of the Thrivent Financial Advice Process (Connecting with ... Models, promotes and uses the Thrivent Financial Advice Process, SalesForce and...more | |||
| Aug 12 | Compliance/Legal Analyst - brightpeak financial | Thrivent Financial | Minneapolis, MN |
This position is responsible for analyzing regulatory and compliance requirements and for the application of such requirements to bright peak business practices (including back... more | |||
| Aug 04 | Recruiting Specialist | Thrivent Financial | Roseville, MN |
serve the broader Christian community as a financial representative. Develop strong ... maintain a robust network of advocates for Thrivent career opportunities (associates,... more | |||
| Aug 17 | Enforcement Counsel - Rockville | Financial Industry Regulatory Authority (finra) | Potomac, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Enforcement Counsel opening in Rockville, MD. To be considered for this position,... more | |||
| Aug 17 | Business Analyst, Transparency Services, New York, NY (Contracter Conversion) | Financial Industry Regulatory Authority (finra) | Riverdale, IL |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Transparency Services Business Analyst opening in New York, NY. To be considered... more | |||
| Aug 16 | Vice President & Counsel, Oversight Liaison & Counsel | Financial Industry Regulatory Authority (finra) | Washington, DC |
We Work to Protect Investors. Join our Team. The Financial Industry Regulatory Authority (FINRA) is seeking a well-qualified individual for our Vice President & Counsel opening... more | |||
| Aug 16 | Senior Analyst, User Testing, Transparency Services, New York, NY (Contracter Conversion) | Financial Industry Regulatory Authority (finra) | San Francisco, CA |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Senior Analyst opening in New York, NY. To be considered for this position,... more | |||
| Aug 16 | Associate Gateway/Gateway Agent - Rockville | Financial Industry Regulatory Authority (finra) | Potomac, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Associate Gateway Agent opening in Rockville, MD. To be considered for this... more | |||
| Aug 16 | Enforcement Investigator, Case Development Team - Rockville | Financial Industry Regulatory Authority (finra) | Potomac, MD |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Investigator opening with our Enforcement Case Development Team in Rockville, MD. more | |||
| Aug 16 | Financial Operations Examiner - Member Regulation, ROOR - Chicago | Financial Industry Regulatory Authority (finra) | Riverdale, IL |
We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in Chicago, IL. To be considered for this... more | |||
| Aug 14 | Compliance Examiner - Market Regulation, Trading & Financial Compliance Examinations (TFCE) Equities | Financial Industry Regulatory Authority (finra) | New York City, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Compliance Examiner opening in New York, NY. To be considered for this position,... more | |||
| Aug 14 | Regulatory Coordinator - Member Regulation, ROOR | Financial Industry Regulatory Authority (finra) | New York City, NY |
We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY. To be considered for this... more | |||
| Aug 13 | Business Analyst - OATS /Finra Background | C&A Resources | New York City, NY |
A Senior Business Analyst position for an OATS project... meet with both the business and the technical team A hands-on person who can parse and interpret the data coming from the... more | |||
| Aug 12 | Stockbroker Trainees | National Securities | Melville, NY |
We have a opening for a Stockbroker Trainees. Must be able to work various shifts per week and be available weekdays. Must have some experience.Must have a high school diploma or... more | |||
| Aug 12 | FINRA Legal Intern, OGC CPAG | Financial Industry Regulatory Authority | Washington, DC |
Title: FINRA Legal Intern, OGC CPAG - Washington, DC Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is dedicated to providing you an... more | |||
| Aug 11 | FINRA Specialist | Scottrade | St Louis, MO |
FINRA Specialist- St. Louis, MO Job ID: 20140408-9453 Description: Scottrade, Inc. has a FINRA Specialistposition available inSt. Louis, MO. The main purpose of this position is... more | |||
| Aug 07 | Bilingual StockbrokerTrainee (Chinese / Mandarin) | Scottrade | St Louis, MO |
Scottrade is seeking an energetic, career-minded professional to join our award-winning financial services company. This person needs to be a results-driven individual with an... more | |||
| Aug 06 | FINRA Specialis | Scottrade | St Louis, MO |
Scottrade, Inc. has a FINRA Specialist position available in St. Louis, MO . The main purpose of this position is to process associate data changes related to licensing and FINRA... more | |||
| Aug 05 | Stockbroker/Financial Advisor | Forte Capital Group | New York City, NY |
We are currently seeking individuals interested in a career as a Stockbroker. All Stockbroker Trainees will receive hands-on training from experienced staff and eligible trainees... more | |||
| Aug 04 | Service Center Stockbroker | Scottrade | Colorado |
Scottrade is seeking an energetic, career-minded professional to join our award-winning financial services company. This person needs to be a results-driven individual with an... more | |||
| Aug 03 | Senior Stockbroker | Arjent | New York City, NY |
Sign-on Bonus up to $200K !!! ARJENT seeks experienced Stockbroker to join their already established team in New York focusing on Equities, Bonds, Private Placements and Real... more | |||
Search BrokeAndBroker
Related Topics
Previous Entries
-
Rep Defends Herself Against Ameriprise EFL Arbitration
October 18, 2017
Another day and another former registered representative is caught in a lawsuit with a former FINRA member firm over her alleged failure to repay a Pr... Read On
-
Dazed and Confused by FINRA Private Securities Transaction Rule
October 17, 2017
Among FINRA's more lucrative fine-generating violations is FINRA Rule 3280: Private Securities Transactions of an Associated Person, or, in indus... Read On
-
SEC Saad Saga Still Slogs Still Sags
October 16, 2017
This is an update of "Sad Saad Saga Sought Second SRO / SEC Shot" (BrokeAndBroker.com Blog, October 15, 2015). It is a saga that starts in 2006 with a... Read On
-
BrokeAndBroker.com Blog by Bill Singer WEEK IN REVIEW
October 14, 2017
FINRA Settlement Muddies Wall Street's Regulatory Waters http://www.brokeandbroker.com/3618/finra-awc-pearl/Regular readers of the BrokeAndBroker.com ... Read On
-
FINRA Settlement Muddies Wall Street's Regulatory Waters
October 13, 2017
Regular readers of the BrokeAndBroker.com Blog know that our publisher, Bill Singer, Esq., regularly rails against the lack of adequate "content and c... Read On
-
Former JP Morgan Employee Represents Himself in Paternity Leave Case
October 12, 2017
There is a famous New Yorker cartoon depicting a client and a lawyer sitting at the lawyer's desk in his office. The desk is strewn with what appears ... Read On