BrokeAndBroker.com Blog by Bill Singer WEEK IN REVIEW

October 11, 2014

HOT STORY: A must read. Bill Singer challenges FINRA to deal with industry sexism and to clean its own house.  Link provided to high-profile discrimination lawsuit brought by former 25-year veteran FINRA female Deputy Regional Administrator against the self-regulatory organization. Tough, difficult, and embarrassing questions asked and issues raised.: 
October 10, 2014
In Wall Street's branch offices, they always seem to manage to find the "girl," and instruct her (or really, really strongly suggest) to impersonate a... Read On

October 9, 2014
The financial carnage caused by Wall Street's origination and sales of mortgage-backed securities is now legendary and still serves as the grist for t...Read On
October 8, 2014
The FINRA arbitration process, once trumpeted as an "affordable" and "expeditious" alternative to the courts, has become anything but affordable or ex...Read On
October 7, 2014
Stockbroker, Compliance, Legal, and Regulatory JobsEmployment Page BrokeAndBroker.com Jobs#wallstreetjobs @brokeandbrokerNOTICE TO EMPLOYERS... Read On
October 6, 2014
A journey of a thousand miles starts with a single step, except, sometimes that first step is more of a stumble and you land face down in mud and sinc...Read On